AVP, Compliance Assurance

The Firm:Join a world-leading, international financial services provider with a reputation for excellence. Operating across multiple jurisdictions, the firm values results, fosters relationships, and celebrates its achievements. If you are a collaborative professional looking for a dynamic environment, consider this opportunity to join their compliance...

Roles: Compliance Assurance & Control AVP & VP Location: HybridClient: World-leading, independent offshore Bank and trust company.Candidates must have UK citizenship or settles status - No sponsorship available Salary: Competitive with excellent benefits Elevate your opportunities:Our client provides specialised international financial services. Operating in...

My client is currently hiring an AVP/VP Quality Assurance Specialist.This bank offers a range of financial services to personal and corporate clients, including deposit accounts, mortgages, and business loans. They also provide specialised services such as trade finance to support international trade and investment.Position: Assistant Vice President / Vice...

My client is currently hiring for a VP and AVP within the Conduct Risk space.This bank offers a range of financial services to personal and corporate clients, including deposit accounts, mortgages, and business loans. They also provide specialised services such as trade finance to support international trade and investment.Location: LondonRole Overview: We...

A leading global banking group are currently seeking a Manager (AVP) level candidate to join their Credit Quality Assurance (CQA) function in London. The main purpose of the CQA Manager role is to quality assess the credit decisions across the regional portfolio. Consequently, the CQA Manager must be able to demonstrate subject matter expertise in credit...

As a Valuations in Resolution (ViR) AVP at Barclays, you will be part of the ViR team which maintains BAU valuation capabilities for a resolution scenario and work with a wide set of stakeholders across Finance, Treasury, Risk, Cost, amongst others.Key accountabilities include:Support ViR assurance activities such as dry-runs, simulations and other ad-hoc...

THE COMPANY:We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES:Act as an escalation point for financial crime compliance queriesWork with the DMLRO to ensure staff in the Bank receive a...

We're working with a global investment bank on an opportunity within their London compliance team.Reporting to the Head of Control Room and supporting the Head of Compliance Advisory where needed, this is a highly visible, broad role covering: conflicts of interest, Insider list, Watch list, MNPI and wall crossing. This role covers both the banks and...

As Principal Structuring AVP you will support with the design, planning and execution of strategic initiatives and key regulatory transactions. You will be involved in preparing technical analysis and engaging with stakeholders across the Group.The successful candidate will be required to prepare and review detailed technical descriptions, internal approval...

Description of the Job: Institute: UK Graduate College, London. Position: Head of Academic Quality Assurance and ComplianceSalary: CompetitiveLocation: ON-SITEHours: Full Time, Monday to Friday (9am - 6pm)Contract Type: Permanent Date of Starting Position: Immediate About Us:UK Graduate College is a leading institution committed to delivering research-based...

Compliance Assurance and Governance ManagerLocation: London, United KingdomContract: PermanentSalary: Competitive, with a comprehensive benefits package and hybrid workingWhy This Role?Are you ready to play a key role in compliance governance for a global capital markets institution? As a Compliance Assurance and Governance Manager, you will support core...

Cedar are currently supporting a Public Health client who are looking to hire a Procurement Quality Assurance and Compliance Manager. This role is to work on and permanent basis and is offering a salary ranged from £40,000 up to £50,000 per annum.This purpose of this role is to ensure compliant processes and quality assurance throughout the end-to-end...

Role OverviewOur client is seeking a skilled Compliance Advisor to join their growing compliance team. This position is ideal for a Vice President or a strong Assistant Vice President looking to step up into a dynamic and expanding governance function.The role involves providing hands-on, trading floor-based compliance advice to commodities business units,...

My banking client is looking for someone to fulfil a 12 month fixed term contract role in London. You must be available within a months notice and have UK right to work (NO sponsorship will be given so please do not apply if you do not have this)You Must be skilled within External or Internal audit or Compliance Assurance with the following...

THE COMPANY: Our client is a successful UK-based wealth management firm, focused on providing top-quality wealth management services to retail and professional clients.THE RESPONSIBILITIES:Adviser Supervision Provide ongoing assessment of adviser competence in line with the Training & Competence requirements, typically twice per year, and ensure that the...

This is a generalist compliance role. Candidates will ideally have circa 3-5 years financial services compliance experience and knowledge of implementing assurance and compliance processes. Key Skills Ideally 3-5 years relevant compliance experience gained within the Financial Services sector Knowledge of implementing assurance and compliance processes...

New Compliance Officer (Monitoring) hire working with a top performing broker who work closely with the Lloyd’s market. You will work with the business to define the compliance monitoring framework and assist the business to identify, assess and govern compliance risk. Key Responsibilities:To monitor review and report, as 2nd Line of defence, on adherence...

IDEX Consulting are happy to be exclusively partnered with a Wealth Management business who are searching for a Compliance Manager to join their growing function.The client are are a well respected wealth manager with a growing Financial Planning division. They're now looking at upskilling their team with a Compliance professional who understands and has...

UK Parliament Working at the UK Parliament offers a unique and rewarding career at the heart of the UK's democratic system. With a wide range of roles available, our impartial colleagues enable the day to day running of the House of Commons, House of Lords and Joint Departments. Together, we make Parliament happen. Staff Benefits In addition to your...

Our client are a global leading Corporate and Investment Bank based in the City of London and are seeking a KYC Associate - Rolling Review Description Complete QA across Offboarding process execution and process enhancement SME for all related KYC / QA matters Support Head of Rolling Review in execution of team mandate Point of escalation for supporting...