Compliance Control Room

Job Description: Job Title Compliance Control Room Location London Corporate Title Associate The Compliance function is evolving the way in which it manages risk, placing greater emphasis on understanding and measuring the key controls operated by business divisions. Compliance is developing a risk-based programme of ongoing monitoring, designed to...

(12 month FTC role) THE COMPANY: Our client is an independent boutique asset management business based in the UK. Specialising in providing differentiated strategies to investors.THE RESPONSIBILITIES:Maintain a thorough knowledge of all legislative, technical (product) and regulatory changes and take steps to ensure that systems and controls are put in place...

THE COMPANY: Our client is a leading Forex and CFD brokerage firm, seeking a Head of Compliance THE RESPONSIBILITIES:Stay updated on all pertinent FCA regulations Serve as the primary point of contact for regulatory inquiries and examinationsOversee and maintain the firm's policies and procedures to ensure they remain effective and up to date.Develop and...

THE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience.THE RESPONSIBILITIES:Management of global regulatory relationships.Advisory coverage of all business desks globally in conjunction with the local Compliance Officers.Oversight...

THE COMPANY: We have been exclusively instructed by our client is a leading global commodities organisation. With a global presence they offer a wide range of services to their clients. The position will assist with managing a small team and will be 4 days in the office. THE RESPONSIBILITIES:Consideration of all relevant statutory and regulatory provisions...

*** Compliance & Controls Manager ***Robert Half is partnering with a luxury drinks company based in West London, with a global presence and outstanding reputation.ROLE // Compliance & Controls Manager – from AuditLOCATION // West London, 3+ days per week in their incredible officesSALARY // £60K - £70K doeThis is a brilliant opportunity to work with a...

As part of an established compliance team, you will play a crucial role in maintaining regulatory compliance and safeguarding the company's reputation. You will: Monitor and manage information barriers within the firm Ensure compliance with FCA regulations and internal policies Provide guidance on control room procedures to various departments Assist...

MERJE is excited to be partnering with this highly prestigious stockbroking firm in their search for a Compliance specialist. This well regarded City based firm specialises in capital markets, M&A, and debt advisory services. As part of an established compliance team, you will play a crucial role in maintaining regulatory compliance and safeguarding the...

Here at Crimson Hotels, we know our colleagues are key to our success. That’s why we’re passionate about offering limitless opportunities for career progression and personal growth. Not only that, we also offer a supportive and empowering work environment too. All our team at DoubleTree by Hilton Victoria work together to achieve our vision of Creating...

Compliance & Trade Control Analyst - Energy Trading Contract or Perm roleLondon based Our leading energy trading client is looking for a Compliance & Trade Control Analyst to join their London Middle Office (MO) team. The team plays a key role in the company’s control framework around LNG trading and shipping. The main activities covered by Middle Office...

THE COMPANY: Our client is a successful banking firm with a strong global presence across wholesale and capital markets. THE RESPONSIBILITIES:Responding to enquiries from the business in a timely manner.Providing advice and guidance to the business and further areas of the firm To review and assess the appropriateness of financial crime related documentation...

This job is with The Peninsula London, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly. The Peninsula London is pleased to announce that we are seeking Room Attendants that will work within our housekeeping team and report to the...

The Client Our client is a highly successful Investment Management firm. The Role The Compliance Risk & Control Officer will sit within the Risk & Control Team and will help ensure that positive client outcomes are being achieved, and that investment portfolios are being correctly managed in line with Compliance regulatory standards and internal policies. ...

SALARY: 50-65KThe Client Our client is a highly successful Investment Management firm.The Role The Compliance Risk & Control Officer will sit within the Risk & Control Team and will help ensure that positive client outcomes are being achieved, and that investment portfolios are being correctly managed in line with Compliance regulatory standards and internal...

William Rose Associates is currently partnering with an established Investment Bank firm based in London, which is looking for a Compliance Manager to join the team.ESSENTIAL SKILLS | Compliance Manager• At least 3-5 years of relevant experience within the industry.• Experience in audit or controls is beneficial.• Well-versed in regulations and...

Alexander Barnes is leading a Senior Compliance Officer search for a European Payments FinTech.The purpose of this role is to support the development and execution of a Compliance Monitoring and Testing Programme. In scope, this role is responsible for ensuring regulatory adherence and effectively managing compliance risks as the company continues its growth...

MISSION The Stockist supports the Store Manager with shipping and receiving merchandise, stockroom organization, inventory control, and housekeeping activities. In partnership with the store team, the Stockist participates in the replenishment process to ensure outstanding customer service and product placement.MAIN RESPONSIBILITIESReceive and count stock...

The teamYou will be part of Finance, Risk and Compliance team which is one of the key support services of our organisation. The team deals with all aspects of financial operations and supporting the business in risk and compliance matters, contract reviews and sustainable and value for money procurement, including compliance with public sector procurement.As...

Principal Purpose of the role: Duty: The Head of Compliance/CCO (SMF16) & MLRO (SMF17) has a duty to the Bank to work with management and staff to identify and manage regulatory risk and the risk that the Branch may be used for the purposes of financial crime. Objective: The overriding objectives of the Head of Compliance/CCO (SMF16) & MLRO (SMF17)...

To max £150k + equityOur client is a leading international, high growth and acquisitive Private Equity backed SaaS business. The CFO is looking to appoint a progressive Group Financial Controller to build a first in class finance function that supports growth and integrates future acquisitions. This role provides a truly outstanding opportunity for a...