Compliance and Controls Manager

Our client, a full-service law firm, is looking for a Compliance Manager to join their team in Birmingham. The main purpose of this role is to ensure that all risk management and compliance policies, controls and procedures within the firm meet regulatory standards and regulations.The ideal candidate will have experience in a risk and compliance role at a...

(12 month FTC role) THE COMPANY: Our client is an independent boutique asset management business based in the UK. Specialising in providing differentiated strategies to investors.THE RESPONSIBILITIES:Maintain a thorough knowledge of all legislative, technical (product) and regulatory changes and take steps to ensure that systems and controls are put in place...

Our client, a well-respected national law firm, is looking for a Compliance Manager to join their team in Buckinghamshire. The ideal candidate must have strong knowledge of relevant regulations and legislation including, Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data Protection Act 2018,...

Our client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties.Key responsibilities include but are not limited to:Conduct CDD for a wide range of clients, including individuals, companies, and trusts;...

Our client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties.Key responsibilities include but are not limited to:Conduct CDD for a wide range of clients, including individuals, companies, and trusts;...

THE COMPANY: An international market maker specialising in FX and commodities that provides liquidity across a variety of exchanges and trading platforms is currently looking to expand their London based compliance team with a new Compliance Manager.THE RESPONSIBILITIES:The Compliance Manager will play a crucial role in ensuring adherence to regulatory...

12 month FTC **EXCLUSIVE ROLE**THE COMPANY: Our client is a prestigious private wealth firm based in the West End. They are looking for a Compliance Manager to join the team on a 12-month FTC basis.THE RESPONSIBILITIES:Assist with ensuring that compliance related directives, policies & procedures remain up to dateAssist staff with interpretation of rules and...

THE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience.THE RESPONSIBILITIES:Management of global regulatory relationships.Advisory coverage of all business desks globally in conjunction with the local Compliance Officers.Oversight...

THE COMPANY: We have been exclusively instructed by our client is a leading global commodities organisation. With a global presence they offer a wide range of services to their clients. The position will assist with managing a small team and will be 4 days in the office. THE RESPONSIBILITIES:Consideration of all relevant statutory and regulatory provisions...

We are partnering with a leading manufacturer who are seeking a Trade Compliance Manager to join their team in London.This role will be responsible for shaping strategy, policies and procedures to ensure group-wide compliance with international trade compliance laws and regulations, including UK, EU, US (EAR and ITAR) and customs...

THE COMPANY: Our client is an international financial services company focusing on wholesale and corporate banking activities.THE RESPONSIBILITIES:To provide comprehensive advice on regulatory requirementsInterpret and communicate complex regulatory changeTo work closely with key stakeholders and ensure appropriate regulatory advice is providedWork closely...

Job Title: Compliance and Risk ManagerJob Type: Full Time, PermanentLocation: London or Peterborough , HybridRole purposeAn exciting opportunity has come about for an experienced Compliance and Risk (C&R) professional to join Travelex to provide regulatory and C&R support.Travelex Europe Limited (TXE) is an FCA-regulated e-money licensed entity, with a...

The Compliance Manager will serve as the deputy to the Head of Regulatory Affairs, supporting day-to-day compliance operations, managing the Compliance team, attending key meetings, preparing reports, and stepping in when needed.Direct Reports: Senior Compliance Analyst, Compliance Assistant, Compliance Monitoring AssistantGeneral Responsibilities:1. ISO...

At SilverRock, we are building a new bank. Our vision is to “Pioneer fairer financial outcomes by empowering lenders to deliver and enabling savers to prosper.” We are doing this by building a unique and highly scalable data driven multi-asset bank through a partnership of ecosystems, specialising in the delivery of forward flow partnerships and...

THE COMPANY:An exciting opportunity has arisen with a rapidly growing commodity broker based in the City. The position will oversee a small team and will be instrumental with developing the compliance culture as the business grows. RESPONSIBILITIES:To ensure the business is aware of the regulatory risks it faces and mitigates against themManage stakeholder...

Export Control Manager3-6 month contract1/2 days onsiteCopello are working with a Marine client who are searching for an Export Control Manager. In this role you will be responsible for the operational and strategic management of all trade, customs, and security compliance activities. Engaging with various functional stakeholders you will drive a culture of...

THE COMPANY:.Our client is a leading trading firm going through an exciting period of growth and expansion. They are looking to hire a Compliance Monitoring Analyst on a permanent basis.THE RESPONSIBILITIES:Conducting second line compliance monitoring and testing to ensure that the firm is compliant with all applicable regulations, policies, and...

Assistant Compliance Manager:Are you looking to build a career within a Global Company withopportunities for growth and development? Do you want to join a company that that is making a difference?Office Location: Travellers Lane, Hatfield, AL10 8XBHours of work: Monday - Friday, 9:00 - 17:00About Us:We, the Mitsubishi Electric Group, will contribute to the...

Robert Half is recruiting for a Compliance & Risk Manager to join a consultancy firm.ROLE: Compliance & Risk ManagerLENGTH: PermLOCATION: Hybrid (London)PAY: up to £70,000 per annum depending on experienceOverall ResponsibilityAs a Manager, you will be responsible for serving clients and ensuring the successful execution of projects. This includes...

PROJECT CONTROLS MANAGER - INFRASTRUCTURE UK WIDE AS MY CLIENT HAS MULTIPLE OFFICES THEY'RE HIRING FROM ACROSS THE UKAre you a skilled Project Controls Manager looking to work on high-profile infrastructure projects across the UK? A leading global consultancy is seeking an experienced professional to join their expanding team. You’ll play a key role in...