Compliance Assistant

1 month ago


Birmingham UK, West Midlands, United Kingdom AJ FOX COMPLIANCE Full time

We have a new opportunity for someone keen to start their career in compliance. Our client is a well-respected national law firm seeking a Compliance Assistant to join them in Birmingham.


This role is perfect for a Paralegal, Legal Assistant or Law Graduate interested in taking their first steps into compliance. The ideal candidate possesses excellent analytical and problem-solving skills, a keen eye for detail and a desire to work collaboratively.


Some key responsibilities:

  • Perform electronic identification checks against individuals and organisations according to the Company’s AML requirements
  • Communicate with and support fee earners and external clients
  • Advise the wider company on ID requirements and ensure documents are saved correctly
  • Check and ensure matters on the new matters list are compliant for AML purposes
  • Maintain the Compliance Inbox


If interested, please submit your CV for consideration. Thank you.


  • Compliance Manager

    1 month ago


    Birmingham, UK, West Midlands, United Kingdom Upstream Solutions Group Full time

    Role: Compliance Manager Location: Hybrid RoleSalary: £40k - £50k We are currently recruiting for an experienced Compliance Manager for a global engineering and asset management business, who specialize within industrial machinery. They deliver solutions for all of the machinery and equipment it supplies, with a large number of mobile engineers throughout...

  • Compliance Manager

    1 month ago


    Birmingham, UK, West Midlands, United Kingdom Riverdale Healthcare Full time

    Riverdale Healthcare is looking for an experienced Compliance/Complaints Manager, who will oversee the compliance elements of Riverdale practices.Displaying the Riverdale behaviours, the right person for this role, will lead, coach & develop the Dental Practice teams to ensure the business is set for success. Working closely with the Operational Leads and...

  • Compliance Advice

    1 month ago


    Birmingham, UK, West Midlands, United Kingdom MERJE Full time

    Opportunity to join a very well known financial services business joining an established 2nd line compliance advice and policy team with responsibility for leading 2 compliance business partners and providing advice and guidance across a range of regulatory conduct and prudential risk matters.The business operates a hybrid working week, the expectation would...

  • Compliance Advice

    4 weeks ago


    Birmingham, UK, West Midlands, United Kingdom MERJE Full time

    Opportunity to join a very well known financial services business joining an established 2nd line compliance advice and policy team with responsibility for leading 2 compliance business partners and providing advice and guidance across a range of regulatory conduct and prudential risk matters.The business operates a hybrid working week, the expectation would...


  • Birmingham, UK, West Midlands, United Kingdom Swi-tch Full time

    Job Overview: The Administrative Assistant will support the General Manager by handling a variety of administrative tasks including data input, compliance monitoring, financial documentation, and research. This role is ideal for an individual with strong organisational skills, a good grasp of numbers, and a keenness to learn and grow within the company.Key...

  • Financial Assistant

    2 weeks ago


    Birmingham, UK, West Midlands, United Kingdom InterQuest Group Full time

    InterQuest are supporting a leading challenger bank dedicated to providing exceptional service to our clients and fostering a dynamic and inclusive work environment. They are seeking a motivated and detail-oriented Financial Assistant to join our Finance team. This role offers an excellent opportunity to grow within a supportive and professional banking...


  • Birmingham, West Midlands, United Kingdom myGwork Full time

    This inclusive employer is a member of myGwork – the largest global platform for the LGBTQ+ business community. Kennedys is looking for a legal file auditor to join our Risk & Compliance department who provide expert information, advice, and guidance to the Firm on professional responsibility, risk, and compliance issues. The role sits within...


  • Birmingham, UK, West Midlands, United Kingdom Gleeson Recruitment Group Full time

    Assistant Legal Counsel - West Midlands / Birmingham HQ (hybrid, 3 days in the office) NQ-2 PQEInternational manufacturing organisation with a varied, high profile customer base looking to hire a commercial lawyer to join the in-house legal team. Working alongside a supportive Legal Manager and with regular stakeholder engagement, the Assistant Legal Counsel...


  • Birmingham, UK, West Midlands, United Kingdom Guidant Global Full time

    Sales Assistants21 Hours Per WeekJOB PURPOSETo meet and strive to exceed individual and store sales goals while executing key strategies of retail led growth, leveraging the franchise, operational excellence and all department category development; embracing and following on a daily basis the company Experience during all interactions, owning the...


  • Birmingham, UK, West Midlands, United Kingdom Make UK Full time

    Admin Support Assistant9 month contractAston, BirminghamFull TimeCompetitive salaries and excellent benefits including up to one day's paid leave each year to undertake volunteering opportunitiesThe Manufacturers' Organisation | Make UKMake UK Apprentice and Training Centre is seeking a detail-oriented and motivated individual for a temporary...


  • Birmingham, West Midlands, United Kingdom Deutsche Bank Full time

    Job Description: Job Title Employee Compliance UKI - Senior Analyst Location Birmingham Corporate Title Associate You will be joining the United Kingdom & Ireland (UKI) Employee Compliance team, who are managing the Personal Account Dealing, Outside Business Interest activity and Employee Licensing for all UKI employees. You will report jointly to the...


  • Birmingham, UK, West Midlands, United Kingdom SF Technology Solutions Full time

    Role Title: Senior Records and Data Information Management SpecialistRole Purpose:Support effective Records and Information Management (RIM) practices across the organisation, ensuring compliance with legislative and internal controls while enhancing business efficiency and reducing risk. Provide guidance, support, and training to staff on information...


  • Birmingham, UK, West Midlands, United Kingdom SF Technology Solutions Full time

    Role Title: Senior Records and Data Information Management SpecialistRole Purpose:Support effective Records and Information Management (RIM) practices across the organisation, ensuring compliance with legislative and internal controls while enhancing business efficiency and reducing risk. Provide guidance, support, and training to staff on information...


  • Birmingham, UK, West Midlands, United Kingdom NFP, an Aon company Full time

    We are recruiting for a Commercial Account Handler to join our growing team in Birmingham/ Wolverhampton. You will be responsible for delivery of customer satisfaction to agreed service standards and procedures, ensuring full FCA compliance in all aspects of insurance. As well as working to ensure accuracy, efficiency and professionalism when dealing with...


  • Birmingham, UK, West Midlands, United Kingdom Taylor Root Full time

    The RoleWe are working with an exciting professional services firm who are looking for a Company Secretarial Manager to join their team in Birmingham.As a Company Secretarial Manager, you will have responsibility for advising staff on all aspects of company secretarial work, undertaking advisory work for clients, undertaking compliance work as necessary and...

  • Senior Legal Counsel

    2 weeks ago


    Birmingham, UK, West Midlands, United Kingdom MAM Gruppe Full time

    Your Role:Drafting, examining, and assisting in the negotiation of various complex commercial and construction type contracts.Offering regulatory guidance on distribution, antitrust and competition law issues.Contribute to the development and use of policies and processes in order to proactively identify, define, and manage risks.Handling legal disputes and...


  • Birmingham, UK, West Midlands, United Kingdom NFP, an Aon company Full time

    We are recruiting for a Finance Accounts Manager, to join our growing Commercial Insurance Finance team, based in Birmingham/ Wolverhampton. You will be reporting to the Finance Manager, supporting the Commercial Solutions Finance team in the day-to-day management of client and insurer accounts for the NFP UK Holdings group of companies.Overview of...


  • Birmingham, UK, West Midlands, United Kingdom NFP, an Aon company Full time

    We are recruiting for a Finance Accounts Manager, to join our growing Commercial Insurance Finance team, based in Birmingham/ Wolverhampton. You will be reporting to the Finance Manager, supporting the Commercial Solutions Finance team in the day-to-day management of client and insurer accounts for the NFP UK Holdings group of companies.Overview of...

  • Analyst OR Associate

    4 weeks ago


    Birmingham, UK, West Midlands, United Kingdom Capital Dynamics Full time

    Role: Analyst OR Associate - Investor Relationship Management (Private Equity)Location: Birmingham City (UK)Office based with flexible working (3 days in office per week / 2 days from home).About Capital Dynamics:Capital Dynamics is an independent global asset management firm focusing on private assets, including Clean Energy and Private Equity (Primaries,...


  • Birmingham, UK, West Midlands, United Kingdom Capital Dynamics Full time

    Role: Senior Analyst OR Associate - Investor Client Relations (Private Equity)Location: Birmingham City (UK)Office based with flexible working (3 days in office per week / 2 days from home).About Capital Dynamics:Capital Dynamics is an independent global asset management firm focusing on private assets, including Clean Energy and Private Equity (Primaries,...