Senior Compliance Manager

An International Law Firm is looking for a Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects relative to the firm’s smooth operation and ensure...

THE COMPANY: We are working with a globally recognized FX and CFD Broker who are on the search for a Compliance Executive to join the firm. The firm are based centrally in the city close to Bank Station.THE RESPONSIBILITIES:Management and oversight of the compliance department, providing advice as necessary. Assess the effectiveness of the firm’s systems...

Develop and document AML/KYC policies and proceduresConduct audits and reviews to ensure execution of compliance standards regularlyProduce detailed reports with recommendations based on findings during audits.Communicate with clients and address any concerns they have about ethical or other compliance matters within a department or divisionProactively...

Audit Managers on the team both lead and participate in conducting regulatory focussed internal audits, developing audit planning documentation and testing strategies and maintaining strong relationships with key stakeholders across the bank. Applicants should be able to demonstrate expertise of Conduct and Compliance risks impacting UK Retail and Corporate...

The Senior Compliance Manager will act as an internal compliance consultant for the Group and its subsidiaries. This role, reporting directly to the Head of Compliance in London, focuses on crafting and implementing practical solutions for intricate compliance challenges within various regulatory frameworks. You will collaborate with the Head of Compliance...

A global leader in asset management, and a part of the diversified financial services group offering a range of financial services. What will I be doing: As a Senior Compliance Manager with expertise in private markets to join their dynamic team in London. You will provide compliance advisory and support to private market funds across infrastructure and...

Macquarie Asset Management is part of Macquarie Group, a diversified financial group providing clients with asset management, banking, advisory and risk and capital solutions across debt, equity, and commodities. Headquartered in Sydney and with offices in over 25 countries, it is the breadth of our operations, combined with a strong capital position and...

Our Commodities and Global Markets businesses provide risk management, lending and financing, and physical execution and logistics services across the energy, metals, and agricultural sectors globally. The division also offers commodity-based index products to institutional investors. As part of the Compliance Division within our Risk Management Group, this...

Conducting compliance testing in accordance with the CMP and assist the Head of Compliance in the preparation of written reports for senior management and the Board. Maintaining compliance policies and procedures. Supporting the Head of Compliance in identifying, responding to, and preparing for, regulatory change. Assisting the Money Laundering Reporting...

At Verto, we’re passionate about helping businesses in Emerging markets reach the world. What first started life as a FX solution for trading Nigerian Naira has now become a market-leading platform, changing the way thousands of businesses transfer money in and out of Emerging Markets.We believe that where you do business shouldn’t determine how...

Our ClientOur client is on a quest to be the world’s most proactive bank. They improve lives by providing better clarity, intelligence and technology to empower every individual in making the smartest financial decisions.The founding team is in place, and they have launched with a fully functional App. Starting out with a credit card, they will be...

About Us: LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a dedication to excellence in delivering the services our customers expect from us. With extensive experience, deep knowledge and worldwide presence across financial markets, we enable...

Job Description Responsibilities The Senior Compliance Consultant will be able to independently manage and develop key client relationships, lead client project work (client secondments, AML investor refreshes, regulatory change projects e.g. IFPR, FCA mock visits/Health check reviews) and take part in the development and oversight of junior colleagues. ...

Compliance Manager – Up to £55k + benefits (hybrid)Our client is a leading professional institution consisting of around 16,000 members, both corporate and individual, with the key purpose of maintaining standards for their members. They are looking for a Compliance Manager responsible for developing, managing, and implementing internal policies and...

Role purposeSupport DCS is building robust governance, risk and compliance by delivering on the enterprise risk and compliance management strategies and providing risk and compliance management expertise.Reporting into the Head of Process Governance & Control, this new role will be responsible for delivering risk and compliance transformation required to...

Key info:Permanent role paying c.115k base + bonusMust have proven 2nd line experience gained within a financial services businessRole is urgent so the will look at temp to perm as an optionHybrid working 2 days in office, 3 from homeCentral London locationMy client are a highly acquisitive PE backed Financial Services provider in high growth mode who are...

Prestigious International Bank, based in the City of London, are looking to recruit a Senior Compliance Officer. The role will include various duties in relation to Compliance. The role will assist the Branch’s Head of Compliance & MLRO in ensuring that the Bank meets its UK legal and regulatory requirements. Main responsibilities will include;Identifying...

Our client, an International Law Firm is seeking a Risk Lawyer to join their Risk and Compliance team. The role supports senior management in managing regulatory, compliance and professional risks associated with the Firm.The ideal candidate is a qualified lawyer with 5+ years of experience working in an international commercial law environment, with...

We are hiring a Senior Risk and Compliance Officer on behalf of an Employee Benefits and Pensions Administration client of ours.Reporting to the Head of Compliance, the role will be varied, covering all aspects of risk and compliance, including horizon scanning, managing risk topics & regulatory compliance for US, UK and India. As such, we are seeking...

LSEG is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a commitment to excellence in delivering the services our customers expect from us. With extensive experience, deep knowledge and worldwide presence across financial markets, we enable businesses and economies around the...