Private Banking Compliance Advisor

THE COMPANY:Our client is an award-winning investment manager, providing Real Estate funding, Private Equity and is a leading provider of growth capital. They also run an Equities fund.THE RESPONSIBILITIES:Proactively identify and review regulatory developments and changes, pre-emptively assess impact on the Business and its products and servicesA strong...

The CompanyA highly prestigious Private Bank in London – looking after the needs of HNW individual clients, including International customers.The RoleThe experienced Senior Mortgage Advisor will join a highly regarding Private Bank in Central office, working alongside Senior Relationship Managers with their Middle Eastern client base.The Senior Mortgage...

THE COMPANY: Our client is an international investment bank based in the City. They are looking for a Compliance Officer with a specialization in Financial Crime to join the Business.THE RESPONSIBILITIES:Experience in US Swap Dealer businessCFTC rules and US Swap Dealer requirements & monitoring Implement and conduct market surveillance and communications...

THE COMPANY: We are working with an institutional commodities broker who are searching for a Compliance Associate to join the team. Centrally located in the city, the client are looking for a generalist compliance candidate to bring some expertise and knowledge to the team.THE RESPONSIBILITIES:Support ongoing annual compliance programme delivery: review of...

THE COMPANY: Our client is an international financial services company focusing on wholesale and corporate banking activities.THE RESPONSIBILITIES:To provide comprehensive advice on regulatory requirementsInterpret and communicate complex regulatory changeTo work closely with key stakeholders and ensure appropriate regulatory advice is providedWork closely...

THE COMPANY: Our client is a growing alternative asset management firm based in London. They are looking to hire a Compliance VP, this role will suit someone with experience in Public Markets in the Sell or Buy side.THE RESPONSIBILITIES:Maintain policies, procedures, systems and controls governing IPO and divestment activities.Oversight of compliance with...

THE COMPANY:We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES:Act as an escalation point for financial crime compliance queriesWork with the DMLRO to ensure staff in the Bank receive a...

Prestigious International Bank based in London, are looking to recruit 2 Associate Directors, to join their expanding Private Banking department.The incumbents will be responsible for:Acquisition of new client relationships and development of existing client relationships within the Private Banking sectorPresenting a range of private banking products to...

THE COMPANY:We have been engaged by an international banking Group who are looking to establish a control room in the UK.THE RESPONSIBILITIES:Establish and Lead the Control Room Function: Build the Control Room department from scratchDevelop Policies and Procedures: Design and implement robust policies and procedures to manage information barriers, monitor...

General Description about the roleThe Compliance Manager is a member of the BOSWME UK Compliance Department, working closely with the Head of Financial Crime Compliance, the local Regulatory Compliance teams, the Luxembourg Europe Head Office as well as with the Group Compliance (Bank of Singapore and OCBC). The incumbent is responsible for supporting the...

When you click apply, you will be redirected to the company’s website . Please ensure you have completed the company’s application process on their platform to fully apply. About our client We are working with a leading independent investment bank that is looking to add an Associate to the secondary advisory side of its private capital advisory team...

Coopman Search and Selection are currently partnered with a private funds advisory business who are HQ'd in the UK but have a global presence. The role will report in directly into the COO. In this role you will be responsible for the running of the compliance programme whilst holding the SMF16/17 functions for the business. The role will see you cover...

SALARY: 35-50K - dependent on salary Client A respected Private Wealth Management firm based in London. The Role The Private Banking Assistant role that requires someone who can speak either Italian. This is a great opportunity for an ambitious individual keen to help assist in the day to day of Private Banking. The Private Banking Assistant will...

SALARY: 35-50K - dependent on salaryClient A respected Private Wealth Management firm based in London.The Role The Private Banking Assistant role that requires someone who can speak ItalianThis is a great opportunity for an ambitious individual keen to help assist in the day to day of Private Banking.The Private Banking Assistant will work alongside the...

An exciting opportunity for a Legal Compliance Advisor to join the Legal Compliance Team. This key role in the business ensures compliance with our legal and regulatory obligations. You will join a team of four in the Legal Compliance department which sits within the Legal & Compliance division. Reporting to the Head of Legal, the this role supports the...

You will manage the relationship with the Private Banks who further distribute the investments. Managing complex onboarding projects, problem solving and ensuring smooth process Manage ongoing relationships with the private banks, providing updates and assistance as required Ideal candidate: Seeking a candidate who has experience in an onboarding or...

My client is looking for a Lead Regulatory Advisor to join them on an 8 month contract.This role will focus on Compliance and Regulations and you will need to review data with internal and external stakeholders and be able to cut through ambiguity, drive decisions and seek clarity for project completion for a global FMCG brand.Details:Must have experience...

A respected private equity fund with more than 9billion AUM are looking to hire a compliance associate into their team. This person would take on a range of responsibilities reporting up into the compliance officer.This is a generalist compliance role.Key Skills Required:At a minimum 2 years experience in a fund management setting (ideally alternatives)Able...

Job Description: Job Title Corporate and Private Bank Strat Location London Corporate Title Vice President Group Strategic Analytics is part of Group Chief Operation Office (COO) which acts as the bridge between the Bank's businesses and infrastructure functions to help deliver the efficiency, control, and transformation goals of the Bank. Strats...

Our client is a leading global private bank with a strong brand, serving HNW, UHNW and family offices. They are hiring an Investment/Content Writer role. Key responsibilities include: researching, writing and editing investment content for thought leadership, blogs, video and podcast scripts and marketing collateral, developing key messaging and positioning,...