Compliance Associate

Compliance Associate – 1 Year FTC Asset and Investment Manager London – Up to £70,000 Gresham Hunt has been mandated by our Asset and Investment Management client to find an experience Compliance Associate on a one year contractual basis. Our client is a leading provider of asset and investment management services across a diverse range of asset...

My client a leader in the private equity space are looking for a compliance associate. Ideally this person would have at least 12months experience in a alternative fund manager. Generalist compliance experience across a range of topics would be preferred.Key skills:1-4 years experience in an alternative funds environmentWill have covered a range of topics...

About the RoleSteven FS Limited (“Xoala”) is seeking the perfect candidate to be part of our compliance team (UK & EU region). The successful candidate will support the compliance function across the EU and UK regions. This is a great opportunity for an individual who is looking to step up in their career and be part of shaping the compliance culture...

Additional InfoHybrid Working - 3 days onsite, 2 from homeLocation: BankContract Type: PermanentAbout UsBACB is an international wholesale bank. We provide tailored trade solutions to clients, with a focus on facilitating trade to and from specialist markets in Africa and the Middle East.Established in 1972, BACB is a UK-registered public limited company. We...

Compliance AssociateGlobal Fintech City of London OfficeUp to £80K plus bonus and benefitsFidarsi are currently representing a rapidly expanding Fintech trading firm that are revolutionizing the way retail customers trade, save and accumulate wealth, through a combination of technology and innovative products. With extensive hiring happening across the firm...

Job Description: Job Title Compliance Control Room Location London Corporate Title Associate The Compliance function is evolving the way in which it manages risk, placing greater emphasis on understanding and measuring the key controls operated by business divisions. Compliance is developing a risk-based programme of ongoing monitoring, designed to...

This position will be responsible for ensuring compliance across multiple jurisdictionsKey ResponsibilitiesSupport the Head of Compliance within the compliance functionAssist with development, maintenance and delivery of compliance related materialsReview and approve marketing materialsPreparing and maintaining compliance files Support compliance and...

Paralegal - Regulatory Compliance - Niche Telecoms Company, Central LondonEMEA Legal is currently seeking a highly skilled Paralegal to join a niche telecoms company in central London. This role offers the chance to become an integral part of an expanding legal team, reporting directly to the General Counsel. This position promises complete ownership over...

As part of an established compliance team, you will play a crucial role in maintaining regulatory compliance and safeguarding the company's reputation. You will: Monitor and manage information barriers within the firm Ensure compliance with FCA regulations and internal policies Provide guidance on control room procedures to various departments Assist...

Our Client, a UK Based Private Equity firm specialising in Private Debt and Hedge Funds, are looking for a KYC Specialist to join their lean team of four.It is a permanent role, supporting the Head of Legal and Compliance who is in need of a KYC Specialist to oversee the function as well as participating in broader compliance responsibilities such as SMCR or...

William Rose Associates is currently partnering with an established Investment Bank firm based in London, which is looking for a Compliance Manager to join the team.ESSENTIAL SKILLS | Compliance Manager• At least 3-5 years of relevant experience within the industry.• Experience in audit or controls is beneficial.• Well-versed in regulations and...

Our Client, a significant Commodities Trading Firm specialising in Energy Commodities, is looking for a Trade Surveillance Expert to join the team. The role will be supporting the Senior Compliance Specialist in delivering the Group's compliance programme.Key Responsibilities:Communications monitoring, including ongoing maintenance of systems, providing...

We have an exciting opportunity for a Compliance Manager, specialising in Asbestos management, to join a unique and award-winning housing association. Through being engaging and diligent, you will drive Phoenix Community Housing’s robust approach to risk, by being a competent source of knowledge for the organisation around all things Compliance. You will...

Key tasks & responsibilities To manage the financial crime compliance requirements for HCLIBS and our client companies.To support the Head of Compliance and Financial Crime with financial crime relationship management to our clients’ counterpart functionsTo identify and review Financial Crime and Data/Information security related regulatory publications,...

Lutine Bell are currently supporting a leading insurer looking to appoint a Compliance Officer into their retail division of the business, reporting directly into the Head of Compliance.Responsibilities:Oversee the delivery of thorough and prompt guidance on new propositions, emerging business prospects, and regulatory initiatives, with a continuous...

The firm is a major algorithmic trading entity in digital assets Key Responsibilties It is looking for a Compliance Advisory Senior Associate who has in-depth expertise from traditional financial markets The Senior Compliance Associate will be responsible for ensuring compliance with regulatory requirements, laws, and regulation across multiple...

Our client is a thriving Investment Management firm who operate within the private markets space. They are searching for an experienced Risk and Compliance professional to join the team in London. This individual will be assist in managing risk and compliance programs, including the implementation and monitoring of risk strategy, providing regulatory advice,...

A newly created role at a leading fund management groupThis role will join a thriving compliance team Responsibilities will include : Compliance monitoring Compliance reviewsReview of financial promotions Reviewing breaches Complaints Experience You are likely to have at least 5 years prior experience in an buy-side compliance role and enjoy working in a...

An elite US law firm is building its Competition / Anti-Trust practice and has created a new opportunity for a junior to mid-level Associate to join the small team. The work will be varied and include Merger Control, investigations and compliance. It is predominantly a non-contentious role but some exposure to litigation is available. The firm’s busy...

Head of Compliance Investment BankingCirca £130k - £150k PLUS BonusLondonKey Responsibilities:Foster open and transparent communication with regulatory authorities, notably the FCA, and law enforcement agencies, to build and maintain strong relationships.Serve as the designated Compliance Oversight Officer (SMF16) and Money Laundering Reporting Officer...