VP, Compliance Assurance

1 month ago


UK, UK, United Kingdom Victus Search Full time

We have been exclusively retained to recruit for a Compliance Assurance role with an international financial services provider. Join a world-leading, international financial services provider with a reputation for excellence. Operating across multiple jurisdictions, the firm values results, fosters relationships, and celebrates its achievements.


If you are a collaborative professional looking for a dynamic environment, then this could be an ideal opportunity for you.


Responsibilities:

Management Oversight

  • Act as the senior Compliance lead, advising the first line on control effectiveness and regulatory requirements.
  • Support regulatory responses, issue management, and assurance resolutions.
  • Represent Compliance in local meetings, ensuring strategic updates reach relevant jurisdictions.
  • Directly manage the CVT team, fostering a cohesive team culture.


Compliance Validation Testing & Issue Management

  • Oversee issue resolution from internal/external reviews, collaborating across all defence lines.
  • Lead CVT activities per the approved plan, ensuring timely issue tracking and resolution.
  • Align issue management with Risk and Control Self-Assessment (RCSA) programs.
  • Enhance testing processes to target actual organisational risks.
  • Monitor testing outcomes to identify trends and communicate insights to management.


Compliance Advisory

  • Develop frameworks to address control process issues, supporting program management.
  • Coordinate with jurisdictional teams on complex cases and escalations.
  • Design reporting metrics to track and highlight program progress for management review.


Skills & Qualifications

  • 7+ years in financial auditing, compliance assurance, or SOX testing.
  • University degree required; a recognised Compliance/Risk designation (e.g., ACAMS) is desirable.
  • Strong written, problem-solving, and regulatory knowledge in a banking context.
  • Experience in risk assessments, process mapping, and high ethical standards for confidentiality.

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