Compliance Advisor

3 weeks ago


London, UK, United Kingdom Marlin Selection Recruitment Full time

Our client, a financial services firm is looking for a Compliance Advisor to join their team in London.


Your responsibilities will include:


  • Overseeing and resolving issues related to MiFIR and EMIR transaction reporting
  • Conducting KYC audits and other compliance-related assess
  • Handling review, audit, and investigation requests from exchanges and regulator


You will need to have the following experience:


  • 3 years of experience working within financial services
  • Strong understanding of Securities, Futures and Options
  • Prior experience with EMIR, MiFID and Transactional Reporting


Contact Zoi at Marlin Selection for more information and apply via the link provided.


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