Senior Risk Compliance Specialist

4 days ago


Eccles, United Kingdom eFinancial Careers Full time

Incumbent will have responsibilities covering Third Party Governance (TPG) and is expected to perform the following duties:
Understand and assist in achieving unit service objectives and key performance indicators (KPIs). Promote and support a culture of compliance, risk avoidance/mitigation and corporate accountability throughout the organization.
Assist in the development of tools, training, policies, and procedures. Provide analytical support to the management team regarding metrics, reporting and special projects. Work with counterparts across all business lines to ensure policy/procedure and controlstandardization. May work with service providers to ensure proper controls are in place.
Governance and Compliance specific responsibilities:

- Identify and implement opportunities for automation or efficiencies to improve governance/audit controls within TPG.
Risk specific responsibilities:

- Review workflows, hand-offs, process steps and existing policies and procedures; analyze areas for improvement and provide recommendations.
- Identify and monitor non-compliance and escalate when appropriate.



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