Trade Surveillance Analyst

Junior Trade Surveillance Analyst – Futures Brokerage (London)| Must have the Right to Work in the UK.1+ Year of Experience | Full-Time | Competitive PackageDear Surveillance / Compliance Network,We are partnering with a leading futures brokerage in London that is looking to hire a Junior Trade Surveillance Analyst.This is an excellent opportunity for...

About the ProjectWe are supporting a major consultancy on a large-scale Trade Surveillance Alert Review project. The team is responsible for clearing a backlog of alerts across multiple asset classes, ensuring compliance with the Market Abuse Regulation (MAR) and internal conduct policies.We are now looking to onboard several experienced Trade Surveillance...

Department DescriptionWithin Compliance, Capital Markets Surveillance (‘CMS’) team addresses capital markets surveillance of GBS Wholesale Banking activities. The function’s core activities entail Trade and Communications surveillance activities along with the processing of Significant Shareholding Disclosures for the group.The Trade Surveillance...

A leading financial group is looking for a Trade Surveillance Analyst in London. The role focuses on detecting and investigating trading activities to ensure compliance with market abuse regulations. Candidates should have at least 3 years of experience in trade surveillance and a bachelor's degree in a related field. This position offers the opportunity to...

A leading financial group is looking for a Trade Surveillance Analyst in London.Not sure what skills you will need for this opportunity Simply read the full description below to get a complete picture of candidate requirements.The role focuses on detecting and investigating trading activities to ensure compliance with market abuse regulations.Candidates...

A leading financial group is looking for a Trade Surveillance Analyst in London.A high number of candidates may make applications for this position, so make sure to send your CV and application through as soon as possible.The role focuses on detecting and investigating trading activities to ensure compliance with market abuse regulations.Candidates should...

Qube Research & Technologies (QRT) is a global quantitative and systematic investment manager, operating in all liquid asset classes across the world. We are a technology and data driven group implementing a scientific approach to investing. Combining data, research, technology, and trading expertise has shaped QRT’s collaborative mindset which enables us...

**Purpose of Role**: Conduct trade surveillance and market monitoring to assist the Firm in meeting its regulatory responsibilities. **Key Responsibilities**: Responsibilities include but are not limited to: - Performing electronic transaction surveillance of the Equities, FX & ETD markets. Control on Personal Account Dealing using established alerts...

**Trade Surveillance**: - London - £60,000 - £70,000 - Sector: Banking, Financial Services - Job reference: NE40108 My client is a global trading firm. They are looking to hire a trade surveillance compliance officer to join their team. This is an amazing career opportunity for a junior compliance officer to join a fantastic firm. The role will...

**Role: Analyst Location: London & home working (hybrid) Length of contract: 1 year Day rate: £500 - £600 Umbrella (inside IR35)** **Key Responsibilities**: Reporting to the Global/ EMEA Manager Monitoring and Surveillance, the Senior Analyst Monitoring and Surveillance is a member of the Compliance Framework & Oversight team within Trading & Supply...