Trade Surveillance

Department DescriptionWithin Compliance, Capital Markets Surveillance (‘CMS’) team addresses capital markets surveillance of GBS Wholesale Banking activities. The function’s core activities entail Trade and Communications surveillance activities along with the processing of Significant Shareholding Disclosures for the group.The Trade Surveillance...

Compliance Officer, Trade & Communications Surveillance (VP)Scroll down to find an indepth overview of this job, and what is expected of candidates Make an application by clicking on the Apply button.Societe Generale is one of Europe's leading financial services groups and a major player in the economy for over 160 years, we support 25 million clients every...

Day rate: £200pdLength of contract: 1 monthWe're seeking an experienced Trade Surveillance Contractor to join our Compliance function on a short-term basis to assist with the clearance of a backlog ofmarket abuse alerts.You'll be reviewing, analysing, and documenting outcomes for alerts generated by our surveillance systems, ensuring they are processed to a...

About the ProjectWe are supporting a major consultancy on a large-scale Trade Surveillance Alert Review project. The team is responsible for clearing a backlog of alerts across multiple asset classes, ensuring compliance with the Market Abuse Regulation (MAR) and internal conduct policies.We are now looking to onboard several experienced Trade Surveillance...

Join us as a Trade Surveillance Officer You’ll play a vital role in undertaking surveillance checks and fact‑finding reviews to monitor trading activities and ultimately ensure compliance with market conduct policies and regulation We’ll look to you to contribute to improving existing surveillance systems as well as assisting in driving new...

**Trade Surveillance Analyst - London** Prestigious London based client requires a Surveillance Analyst to support the Trade Surveillance Team. You will be supporting the investment process by providing support and oversight for the first line of defence through investment related systems, controls,and surveillance activities. This will involve the...

Join us as a Trade Surveillance Officer You’ll play a vital role in undertaking surveillance checks and fact‑finding reviews to monitor trading activities and ultimately ensure compliance with market conduct policies and regulation We’ll look to you to contribute to improving existing surveillance systems as well as assisting in driving new...

Join us as a Trade Surveillance OfficerYou'll play a vital role in undertaking surveillance checks and fact-finding reviews to monitor trading activities and ultimately ensure compliance with market conduct policies and regulationWe'll look to you to contribute to improving existing surveillance systems as well as assisting in driving new technological...

United Kingdom - Compliance - Group Functions **Job Reference #** - 259823BR **City** - London **Job Type** - Full Time **Your role** - Do you have an interest in financial markets, how they operate and how they can be exploited? Do you know how to maintain independence and objectivity? - We are looking for someone like you to be a part of our IB Trade...

Junior Trade Surveillance Analyst – Futures Brokerage (London)| Must have the Right to Work in the UK.1+ Year of Experience | Full-Time | Competitive PackageDear Surveillance / Compliance Network,We are partnering with a leading futures brokerage in London that is looking to hire a Junior Trade Surveillance Analyst.This is an excellent opportunity for...