AVP, Trade Surveillance Lead

A leading financial group is looking for a Trade Surveillance Analyst in London.Not sure what skills you will need for this opportunity Simply read the full description below to get a complete picture of candidate requirements.The role focuses on detecting and investigating trading activities to ensure compliance with market abuse regulations.Candidates...

A leading financial group is looking for a Trade Surveillance Analyst in London.A high number of candidates may make applications for this position, so make sure to send your CV and application through as soon as possible.The role focuses on detecting and investigating trading activities to ensure compliance with market abuse regulations.Candidates should...

Department DescriptionWithin Compliance, Capital Markets Surveillance (‘CMS’) team addresses capital markets surveillance of GBS Wholesale Banking activities. The function’s core activities entail Trade and Communications surveillance activities along with the processing of Significant Shareholding Disclosures for the group.The Trade Surveillance...

Some careers open more doors than others. If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Our Risk and Compliance...

A leading global financial institution in Greater London is seeking a Trade Surveillance Analyst for its Core Compliance department. This role involves monitoring and investigating trading activities to ensure compliance with market abuse regulations. The ideal candidate will have at least 3 years of experience in trade surveillance and strong analytical...

Compliance Officer, Trade & Communications Surveillance (VP)Scroll down to find an indepth overview of this job, and what is expected of candidates Make an application by clicking on the Apply button.Societe Generale is one of Europe's leading financial services groups and a major player in the economy for over 160 years, we support 25 million clients every...

Join us as a Trade Surveillance Officer You’ll play a vital role in undertaking surveillance checks and fact‑finding reviews to monitor trading activities and ultimately ensure compliance with market conduct policies and regulation We’ll look to you to contribute to improving existing surveillance systems as well as assisting in driving new...

Day rate: £200pdLength of contract: 1 monthWe're seeking an experienced Trade Surveillance Contractor to join our Compliance function on a short-term basis to assist with the clearance of a backlog ofmarket abuse alerts.You'll be reviewing, analysing, and documenting outcomes for alerts generated by our surveillance systems, ensuring they are processed to a...

**Trade Surveillance**: - London - £60,000 - £70,000 - Sector: Banking, Financial Services - Job reference: NE40108 My client is a global trading firm. They are looking to hire a trade surveillance compliance officer to join their team. This is an amazing career opportunity for a junior compliance officer to join a fantastic firm. The role will...

A leading financial institution in London is seeking a Trade Surveillance Lead responsible for overseeing global Trade Surveillance activities. The role involves collaboration with regional teams and ensuring compliance with Market Abuse Risk Assessment standards. Ideal candidates should possess significant surveillance experience and have a detail-oriented...