AVP, Trade Surveillance Lead

A leading financial group is looking for a Trade Surveillance Analyst in London. The role focuses on detecting and investigating trading activities to ensure compliance with market abuse regulations. Candidates should have at least 3 years of experience in trade surveillance and a bachelor's degree in a related field. This position offers the opportunity to...

Department DescriptionWithin Compliance, Capital Markets Surveillance (‘CMS’) team addresses capital markets surveillance of GBS Wholesale Banking activities. The function’s core activities entail Trade and Communications surveillance activities along with the processing of Significant Shareholding Disclosures for the group.The Trade Surveillance...

Compliance Officer, Trade & Communications Surveillance (VP)Scroll down to find an indepth overview of this job, and what is expected of candidates Make an application by clicking on the Apply button.Societe Generale is one of Europe's leading financial services groups and a major player in the economy for over 160 years, we support 25 million clients every...

Day rate: £200pdLength of contract: 1 monthWe're seeking an experienced Trade Surveillance Contractor to join our Compliance function on a short-term basis to assist with the clearance of a backlog ofmarket abuse alerts.You'll be reviewing, analysing, and documenting outcomes for alerts generated by our surveillance systems, ensuring they are processed to a...

**Trade Surveillance**: - London - £60,000 - £70,000 - Sector: Banking, Financial Services - Job reference: NE40108 My client is a global trading firm. They are looking to hire a trade surveillance compliance officer to join their team. This is an amazing career opportunity for a junior compliance officer to join a fantastic firm. The role will...

Some careers open more doors than others. If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Our Risk and Compliance...

A leading global financial institution in Greater London is seeking a Trade Surveillance Analyst for its Core Compliance department. This role involves monitoring and investigating trading activities to ensure compliance with market abuse regulations. The ideal candidate will have at least 3 years of experience in trade surveillance and strong analytical...

About the ProjectWe are supporting a major consultancy on a large-scale Trade Surveillance Alert Review project. The team is responsible for clearing a backlog of alerts across multiple asset classes, ensuring compliance with the Market Abuse Regulation (MAR) and internal conduct policies.We are now looking to onboard several experienced Trade Surveillance...

The Central Testing team performs operational effectiveness testing of internal controls on behalf of the First Line of Defence for all business lines and locations of State Street to support Business Risk Management in assessing and continuously improvingthe bank's control environment. This AVP role leads the small but growing Central Testing Team within...

Junior Trade Surveillance Analyst – Futures Brokerage (London)| Must have the Right to Work in the UK.1+ Year of Experience | Full-Time | Competitive PackageDear Surveillance / Compliance Network,We are partnering with a leading futures brokerage in London that is looking to hire a Junior Trade Surveillance Analyst.This is an excellent opportunity for...