Compliance Director

**S&P Global Dow Jones Indices**
The Role Compliance Director
The Location London, Paris, Dublin, Madrid, Milan
The Grade G12 (for internal purposes)
**The Role**
S&P Global ( **the Company**) seeks a **Compliance**Director** to join the Compliance Team for the **S&P Dow Jones Indices (SPDJI) **division **(the Division).**
The Compliance Director will be based in one of our European offices listed above and will play a key role in a global compliance team whose mandate is to deliver Compliance Programs for the S&P Dow Jones Indices Division that is fit-for-purpose and highlyeffective.
The role involves a range of activities, including providing: (i) Compliance advisory services, (ii) education & training, (iii) reporting to compliance management on compliance developments, and (iv) participating in reviews, investigations and other compliancemonitoring / ad hoc activities, primarily focused on the Division's work in ESG, Sustainability and Innovation.
**Responsibilities**
You will assist the Head of Compliance for SPDJI in supporting the Division's work on ESG and Innovation products (the Covered Area) and developing the compliance program fit-for
- the evolution of these the themes:

- Developing Compliance proposition and mission in the Covered Area
- Id entifying and assessing key compliance risks for the Covered Area
- Develop/design/execute appropriate controls, mitigation measures, monitoring reviews (e.g. if a monitoring test is developed - to run the test for effectiveness)
- Building an efficient process to support knowledge sharing, regulatory horizon scanning, including regular reporting to Head of Compliance, DJI on regulatory and compliance developments
- Design adequate policies to address emerging compliance risks and regulatory requirements in the field of Covered Area
- Contributing to compliance reporting and developing metrics for CMTs, boards etc.
- Providing substantive support that require specialist knowledge in the Covered Area through advisory work, education & training, including assessing relevant compliance training for the S&P DJI business
- Support projects on ESG and Innovation themes, including assessment of dealing with new regulations, mapping and managing related compliance risks
- Contribute as a specialist in the Covered Area in projects with multidisciplinary teams i.e. regulatory ESG disclosures
- Work directly with the internal teams that know the ins and outs of sustainability and innovation
- Be actively involved in promoting and positioning the S&P DJI Compliance team as a specialist in the Covered Area, within S&P DJI and wider SPGI organization

**Impact**:

- Directly impact the implementation and direction of strategy for Compliance for the Covered Area for the Division

**Interaction**:

- You will Partner with business leaders to provide fit-for-purpose compliance support and advice to the Division
- Collaborate with Compliance in the Division and in other divisions to share best practices and ensure valuable information sharing
- Escalate significant matters to the Head of Compliance, as appropriate

**Skills and experience required**:

- Comparable compliance experience
- Experience understanding new regulation and implementing ESG related programs or regulation
- Unwavering ethics and integrity, and an ability to stand firm on issues with independence
- Strong interpersonal and strong team skills, with a collaborative and learning mindset
- Excellent presentation skills and ability to provide compliance training to all levels
- Self-motivated and well-organized; able to prioritize tasks and work well under pressure; able to stay abreast of changing regulatory rules and procedures in a developing industry
- Ability to maintain a global perspective and work with diverse colleagues across various jurisdictions.
- Proficiency in Excel, Word and Power Point

**S&P Dow Jones Indices**
S&P Dow Jones Indices, a leading brand of the S&P Global, maintains a wide variety of investable and benchmark indices to meet an array of investor needs. Over $1.25 trillion is directly indexed to Standard & Poor's family of indices, which includes the S&P500, the world's most followed stock market index, the S&P/Case-Shiller Home Price Indices, the leading measure of U.S. home prices, the S&P Global BMI, an index with approximately 11,000 constituents, the S&P GSCI, the industry's most closely watched commoditiesindex, and the S&P National AMT-Free Municipal Bond Index, the premier investable index for U.S. municipal bonds.
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- **Equal Opportunity Employer**
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- 202 - Middle Professional (EEO Job Group) (inactive), 20 - Professional (EEO-2 Job Categories-United States of America), RSKMGT202.2 - Middle Profess