Compliance Director
1 week ago
A company operating in the equity trading space is seeking to recruit a Compliance Director for the London office with a broad range of responsibilities including:
Delivery of the compliance programme across the institution
Implementation of effective compliance controls and processes
Work closely with the wider business on new strategic products and initiatives
Engagement and management of relationship with regulators
This would suit an ambitious and motivated compliance professional with financial markets experience who is keen to further develop their career. The company has a high achieving compliance team with a clear growth plan in place over the coming years.
Competitive salary on offer.
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Compliance Director
2 days ago
London Area, United Kingdom FincSelect Full time £110,000 - £130,000 per yearSalary: £110,000 - £130,000Location: London 3 days, home 2 daysA UK bank with ambitious growth plans is looking for a Compliance Director to join on a 6-month fixed-term contract.This is a mission-driven bank that's lent billions to UK and US businesses, helped create tens of thousands of new homes and jobs, and continues to fuel the economy through smart,...
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Compliance Director
1 week ago
London Area, United Kingdom FincSelect Full time £110,000 per yearSalary: £110,000Location: London 3 days, home 2 daysA UK bank with ambitious growth plans is looking for a Compliance Director to join on a 6-month fixed-term contract.This is a mission-driven bank that's lent billions to UK and US businesses, helped create tens of thousands of new homes and jobs, and continues to fuel the economy through smart, responsible...
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Risk & Compliance Director
6 days ago
London Area, United Kingdom Oculus Legal Group Full time £100,000 - £140,000 per yearSalary up to £140,000 DOEWell-established law firmKey leadership role with autonomy to shape the compliance functionA leading mid-size commercial law firm based in London is seeking an experienced Risk & Compliance Director to lead the firm's risk management and regulatory compliance strategy.This is a key leadership role, working closely with the senior...
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Compliance Manager
1 day ago
London, United Kingdom AJ Fox Compliance Full timeA well-established, full-service, international law firm are looking for a manager to join their Compliance Team. This role will be working closely with the Director of Compliance to ensure the firm remains compliant with AML and SRA regulations. You will be managing a small team in London and liaising with managers across the other international...
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Legal & Compliance Manager - Hedge Funds
2 weeks ago
London, United Kingdom Compliance Professionals Full timeLegal & Compliance Manager - Hedge FundsLegal & Compliance Manager - Hedge Funds1 day ago Be among the first 25 applicantsCompliance Professionals provided pay rangeThis range is provided by Compliance Professionals. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.Base pay rangeTHE COMPANY:Our client is...
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Compliance Manager
5 days ago
London, United Kingdom AJ Fox Compliance Full time**Are you a junior manager looking to step up into a more senior role?** **Are you a team leader looking for your first manager role?** **Do you have experience managing a team of 5 or more?** **Are you a confident communicator with experience liaising with senior internal stakeholders?** If you have answered yes to any of the above we are working on a role...
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Executive Director
4 days ago
London Area, United Kingdom 1291 Group Full time £1,200,000 - £2,400,000 per year1291 Group is one of the world's leading advisors for Private Wealth Solutions and is currently experiencing sustainable growth.To accommodate the expansion of our 1291 Group unit out of London, we are looking for a person with experience and competences to lead, design and oversee Compliance as MLRO, in addition to the role as Executive Director.This key...
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Director of Compliance
2 days ago
London Area, United Kingdom Santa Monica Talent Full time £110,000 - £220,000 per year£110K base plus stock options.Fintech B2BVenture Capital backedExciting a new role with a VC backed Fintech, the role will lead UK MLRO and Compliance reporting to the CEO. With offices in the UK and Dubai, and a highly experienced founding leadership team from some of the biggest names in Finance and backed by leading VCs.Ideal role for someone with a...
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Compliance Director
2 weeks ago
London, United Kingdom eFinancial Careers Full timeOur client has experienced great success to date, building an enormous community of traders who have access a wide range of markets via their free app. An opportunity has arisen to join as the Director of Compliance, which will be a key role within themanagement team. The Role: - Lead and develop the international Compliance function - building a team of...
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Compliance Director
2 weeks ago
London, United Kingdom Synchronicity Group Full timeA well established sustainable, environmental, social and governance investment manager is seeking to appoint a Compliance Director to their UK office. This role will report into the General Counsel who also holds the SMF16/17 for the UK and will also work closely with the US CCO on SEC regulation. There is administrative support and also 2 additional...