Audit/compliance Monitoring

**Compliance Monitoring £90000 + bonus + benefits Central London** **THE COMPANY **The role sits within the London branch of the corporate banking arm of a global bank, who have a primary focus on lending, trade financing and treasury activities. They have a new senior level compliance monitoring role within their independent Compliancefunction which also...

PA dealing monitoring - Best execution monitoring - Market abuse monitoring - Telephone record monitoring - Research / inducements monitoring - Gifts & entertainment monitoring, and maintaining the gifts register - Assist with regulatory reporting - Annex IV, NFA CPO PQRs, SEC and State filings, annual NFA updates, SEC Form ADV updates and FCA REGDATA...

**Compliance Monitoring**: - London - £75,000 - Job type: Permanent - Sector: Banking - Job reference: NE39507 My client is a medium sized investment bank in central London. They have an exciting opportunity for a compliance monitoring officer to join an established team. This is an avp level role. This is truly a great place to work having placed a few...

Company client partnered with a leading global Insurance group in their search for a Compliance Monitoring Analyst. This is a newly created role where you will be working with the European Compliance Monitoring Manager. **Responsibilities**: - Drafting of reports - Completing Monitoring reviews - Deliver reviews in time, in line with the Compliance...

Compliance Officer, Monitoring Location: London Reports to: Head of Compliance Monitoring **Salary**: £80,000 per annum Overview: My client is a well established Lloyd broker, is expanding internationally and seeks a Compliance Officer to support the 2nd line of defence. The role involves defining the compliance monitoring framework, advising on...

Compliance Monitoring ManagerLocation: Home-Based £65,000 - £75,000 Contract Type: 12 Month FTCAbout the RoleAre you a seasoned compliance or second-line audit professional looking to make real impact in a purpose-led organisation?We’re looking for a Compliance Monitoring Manager to play a pivotal role in shaping and delivering our risk-based annual...

NEW ROLE - Compliance Monitoring Manager Inside IR35 ASAP Start **Experience**: - Experienced in compliance, risk or audit roles in a UK Asset, Platform &/or Wealth Management market - Experience of compliance oversight/assurance activity, risk assurance or internal audit - Relevant governance, risk management and control expertise - Relevant knowledge...

We are working with an independent law firm to recruit a Compliance Officer to join their collaborative and highly regarded London team. In this role, you’ll work closely with the Head of Risk and Compliance, supporting a range of firmwide compliance functions and contributing to the delivery of robust risk management across the business. You’ll assist...

Do you have a background in auditing? Do you want to join a dynamic team who are passionate about maintaining high standards to keep our patients, visitors and staff safe? Do you have experience in carrying out high level audits and reports? If so, we would like to hear from you. We are looking for an experienced individual to work within the Compliance,...

OverviewJob Description: As a Junior Compliance Officer, you will be a part of our Manila Team, reporting to bluedog's Chief Operating Officer. Your main objective is to advise members of the business on compliance matters. Researching and understanding changes in legislation, and how they would affect the business. Remediating and reviewing KYC files, and...