Compliance Monitoring Manager

3 days ago

London, United Kingdom eFinancialCareers Full time

NEW ROLE - Compliance Monitoring Manager

Inside IR35

ASAP Start

**Experience**:

- Experienced in compliance, risk or audit roles in a UK Asset, Platform &/or Wealth Management market
- Experience of compliance oversight/assurance activity, risk assurance or internal audit
- Relevant governance, risk management and control expertise
- Relevant knowledge of the regulatory environment

**Accountabilities**:

- Planning, scoping and conducting regular monitoring independently to a high quality
- Conducting root cause analysis of issues identified, addressing these with management to agree next steps and then track appropriate management actions to closure per the agreed target date
- Providing critical feedback and challenge to managers at all levels.
- Contributing towards the continuous improvement of the Compliance Monitoring function, its processes, controls and methodologies
- Building and maintaining strong relationships with senior managers across the business

  • Compliance Monitoring Manager

    1 week ago

    London, United Kingdom CFC Full time

    To be considered for this role you must have experience working in a Lloyd's MGA, Lloyds Cover Holder or UK based company market insurer. Job Description: An exciting opportunity for an experienced Compliance Monitoring Manager to join a busy, fast-paced Compliance Team to lead and shape the compliance monitoring programme across CFC Group. The role holder...

  • Compliance Monitoring Manager

    2 weeks ago

    London, United Kingdom CFC Full time

    To be considered for this role you must have experience working in a Lloyd's MGA, Lloyds Cover Holder or UK based company market insurer.Job Description:An exciting opportunity for an experienced Compliance Monitoring Manager to join a busy, fast-paced Compliance Team to lead and shape the compliance monitoring programme across CFC Group.The role holder will...

  • Compliance Monitoring Manager

    5 days ago

    London, United Kingdom Mazars Full time

    Our Business Services team is a collective set of creative, strategic, forward-thinking business enablers. Together the People & Culture, Marketing & Communications, IT, Operations, Finance and Quality & Risk Management teams make it their mission to ensureMazars has the right tools, technology, strategies and services in place to deliver exceptional client...

  • Compliance Monitoring Manager

    3 days ago

    London, United Kingdom eFinancialCareers Full time

    A Wealth & Asset Management business are looking to recruit a Compliance Monitoring Manager to assist the Head of Compliance monitoring on the development and execution of a risk-based program of thematic and desk-based monitoring. **Main Responsibilities** - Supporting the delivery of the annual compliance monitoring plan through thematic and focused...

  • Compliance Monitoring Manager

    3 days ago

    London, United Kingdom eFinancialCareers Full time

    Carr Lyons are currently working alongside an international investment bank in London to recruit a Compliance Monitoring Manager. As a Compliance Monitoring Manager you will be responsible for conducting thematic reviews of various business policies within the investment banking arm of this large banking group. You will also be responsible for: -...

  • Compliance Monitoring Manager

    3 weeks ago

    London, United Kingdom Lawes Consulting Group Full time

    Compliance Monitoring ManagerLocation: Home-Based £65,000 - £75,000 Contract Type: 12 Month FTCAbout the RoleAre you a seasoned compliance or second-line audit professional looking to make real impact in a purpose-led organisation?We’re looking for a Compliance Monitoring Manager to play a pivotal role in shaping and delivering our risk-based annual...

  • Compliance Monitoring Manager

    2 weeks ago

    Greater London, United Kingdom CFC Underwriting Full time

    Compliance Monitoring Manager Department: Compliance Employment Type: Permanent - Full Time Location: UK - Londonp> Reporting To: Alex Kasparian Description An exciting opportunity for an experienced Compliance Monitoring Manager to join a busy, fast-paced Compliance Team to lead and shape the compliance monitoring programme across CFC Group. The role holder...

  • Compliance Monitoring Manager

    1 week ago

    London, United Kingdom Marsh McLennan Full time

    We are seeking a talented individual to join our Compliance Monitoring team at Marsh McLennan. This role will be based in our London offices. This is a hybrid role that has a requirement of working at least three days a week in the office. The Compliance Monitoring Manager will work within the Risk and Compliance function, to support the Head of Compliance...

  • Compliance Monitoring Manager

    1 week ago

    London, United Kingdom Marsh McLennan Full time

    We are seeking a talented individual to join our Compliance Monitoring team at Marsh McLennan. This role will be based in our London offices. This is a hybrid role that has a requirement of working at least three days a week in the office. The Compliance Monitoring Manager will work within the Risk and Compliance function, to support the Head of Compliance...

  • Compliance Monitoring Manager

    1 week ago

    London, United Kingdom Marsh McLennan Full time

    We are seeking a talented individual to join our Compliance Monitoring team at Marsh McLennan. This role will be based in our London offices. This is a hybrid role that has a requirement of working at least three days a week in the office.The Compliance Monitoring Manager will work within the Risk and Compliance function, to support the Head of Compliance...