Retail Compliance Adviser

EXCLUSIVE: COMPLIANCE MANAGER – RETAIL GENERAL INSURANCE COMPLIANCE EXPERIENCE REQUIRED £60K - £70K + Bonus & Bens inc generous holiday HYBRID (City or Surrey ) Ref:4166D We are exclusively recruiting for a leading general insurance firm recruiting a Compliance Manager to advise the Board on Compliance matters, including changes to regulations, first...

My client is a private bank based in central London. They are looking to hire a mortgages and consumer credit compliance specialist. This is an exciting opportunity to join a world renowned financial services firm. You will join a small experienced team of retail banking compliance specialists facing off to the business providing compliance advise. The bank...

We are working with a specialist legal consultancy to recruit several Compliance Officers to join their growing internal team. In this role you'll support a wide range of law firm clients on compliance, risk management, and regulatory best practice. You’ll play a key part in helping firms maintain quality assurance standards, prepare for audits, and meet...

We are working with a fantastic, fast-growing independent UK law firm to hire a Head of Risk & Compliance to join their team in London. This position will be responsible for the firm’s compliance and risk management frameworks. There will also be the opportunityto take on the titles of COLP, COFA, and MLRO. Key roles and responsibilities will include: -...

THE COMPANY:We excited to be working with an International Wholesale Bank located in the City of London, who are looking for a Compliance Assistant to join the team.THE RESPONSIBILITIES:In conjunction with the CCO, implement the annual AML risk assessment, compliance monitoring plan and perform the relevant quality assurance checks to ensure adherence of the...

We are working with a fantastic UK law firm to hire a Risk & Compliance Manager. In this position, you will manage the firm’s regulatory compliance and professional risks, and lead and advise the wider team. This is an excellent opportunity to get involvedin a wide range of risk and compliance activities, focusing on embedding risk and compliance into the...

A fantastic opportunity has arisen to join an international law firm as a Junior Compliance Officer. In this role, you will advise and train lawyers and staff at all levels on AML, risk assessments, compliance checks, and file opening procedures. The role will involve liaising with lawyers and staff globally, as well as analysis, report writing and...

**Senior Compliance Adviser for Financial Planning** **Salary**: **Competitive with an excellent benefits package** **Reference Number: VAC 1946** **Duration: Permanent** **Location: Flexible** **Please ensure that you quote reference VAC 1946 on all correspondence.** Rathbones provide individual investment and wealth management services for private clients,...

Our client is a national law firm seeking to hire a Senior Risk & Compliance Lawyer. This role offers the option of remote working or can be performed in various locations throughout the UK. This position will be responsible for managing the firm’s regulatory compliance and professional risks, leading and advising the team and acting as a point of...

A top 20 international law firm is recruiting a Governance & Compliance Manager to join their team in London. The roles and responsibilities of this role will include the following: - Manage and develop the global compliance programme - Maintain relationships with business services colleagues globally throughout the firm - Develop and publish privacy...