Private Banking Compliance Adviser

A leading finance institution is seeking a seasoned compliance professional to take on the Senior Manager function (SMF16/SMF17) in London. The role involves ensuring compliance with UK regulations, leading interactions with regulatory bodies like the FCA, and developing policies to align with compliance objectives. Candidates must have over 10 years of...

**Private Banking Officer**: We have an opportunity for a Private Banking Officer to join our team based in London. Private Banking Officers add value by assisting Private Bankers with the administrative tasks resulting from client interactions. Examples include preparing the documentation required for client meetings, composing file notes when attending...

**PRIVATE BANKING EXECUTIVE** **LONDON (HYBRID)** We are recruiting for a Private Banking Executive to work closely with a Private Banker, an exceptional level of service to clients at all times. The role is based in our Mayfair, and offers hybrid working with a requirement to be onsite 3 days per week (Monday and Friday as anchor days). **WHY JOIN...

THE COMPANY: We have been instructed by an international Private, corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, Private banking and real estate services. THE RESPONSIBILITIES: Act as SMF16 (Compliance Oversight) and SMF17 (MLRO) under the FCA Senior Managers Regime. Lead engagement with...

**Your mission**: **Are you Level 4 qualified but don't have any experience Advising clients yet?** **Perhaps you are part way through your Level 4 but haven't quite finished all of your exams yet.** Well, we now have an opportunity to join our team as an Associate Advisor. This role will support you not only to complete your Financial Planning exams, but...

THE COMPANY:We excited to be working with an International Wholesale Bank located in the City of London, who are looking for a Compliance Assistant to join the team.THE RESPONSIBILITIES:In conjunction with the CCO, implement the annual AML risk assessment, compliance monitoring plan and perform the relevant quality assurance checks to ensure adherence of the...

The post-holder will: Provide accurate, timely and practical regulatory compliance advice to the Private Client business on lending (regulated, unregulated and consumer credit) For regulated lending, advise on the meaning and application of FCA rules and guidance applicable to secured lending (MCOB + any legacy Article 3.1(b) agreements and CONC rules and...

End DateSunday 16 November 2025Salary Range£76,464 - £84,960We support flexible working – click here for more information on flexible working optionsFlexible Working OptionsHybrid Working, Job ShareJob Description SummaryManage a designated portfolio of on-going client relationships and introductions from across the Group, identifying and addressing...

Responsibilities-- Provide advice on applicable regulation for the private bank and wealth management businesses. - Identify inherent Compliance risks and associated controls ensuring effective response and mitigation. - Horizon scanning for new regulation applicable to the business. - Contribute to the completion of any other projects or Compliance...

The post-holder will: Provide accurate, timely and practical regulatory compliance advice to the Private Client business on Consumer Credit. For regulated lending, advise on the meaning and application of FCA rules and guidance applicable to secured lending (MCOB + any legacy Article 3.1(b) agreements and CONC rules and guidance) as well as PRA BTL lending,...