Current jobs related to Regional Senior Surveillance Manager - Greater London - HSBC
-
Regional Head of Icrm Icg Surveillance Emea
2 weeks ago
London, United Kingdom Citi Full timeThe Regional Head of ICRM Institutional Clients Group (“ICG”) Surveillance will be responsible for Citi’s Surveillance programs within the relevant region including Electronic Communications, voice, Trade, IBSG, Syndicate and Retail Surveillance. His/her responsibilities will include setting an annual plan for the region and executing accordingly. The...
-
Market Abuse Surveillance
5 days ago
London, United Kingdom Tandem Search Full timeA- Posted by - AJ Biasca- Recruiter**Job Purpose** The Market Abuse Surveillance team ensures strong oversight over the methods by which the bank detects potential misbehaviour from our clients and employees, escalates potential issues to Senior Management, and reports potential issues to our regulators. The team offers expertise on all Market Abuse risks in...
-
Compliance Officer, Trade
2 weeks ago
London, United Kingdom SGS Société Générale de Surveillance SA Full time £125 - £150Compliance Officer, Trade & Communications Surveillance (VP)Scroll down to find an indepth overview of this job, and what is expected of candidates Make an application by clicking on the Apply button.Societe Generale is one of Europe's leading financial services groups and a major player in the economy for over 160 years, we support 25 million clients every...
-
Senior Surveillance
1 week ago
Greater London, United Kingdom Marex Spectron Full timeA leading financial services platform in London seeks a Senior Surveillance Compliance Officer to oversee trade and communications surveillance. This role requires extensive experience in compliance, with responsibilities including developing the surveillance framework and ensuring regulatory adherence. Ideal candidates demonstrate strong knowledge of...
-
Senior Surveillance Lead
2 weeks ago
London, United Kingdom Lloyds Banking Group Full timeEnd Date Sunday 16 March 2025 Salary Range £0 - £0 We support flexible working - click here for more information on flexible working options Flexible Working Options Hybrid Working, Job Share Job Description Summary Job Description JOB TITLE: Senior Surveillance Lead SALARY: £119,000 - £154,000 LOCATIONS: London HOURS: Full-Time WORKING...
-
Surveillance Data Lead
7 days ago
Greater London, United Kingdom NatWest Group Full timeOverviewJoin us as a Surveillance Data LeadYou’ll be passionate about data integrity and regulatory complianceYou’ll play a pivotal role in ensuring that NatWest Group’s Surveillance function is powered by accurate, complete, and well-governed dataYou’ll be at the heart of safeguarding our business against market abuse risks by enabling effective...
-
Senior Surveillance Compliance Officer
1 week ago
Greater London, United Kingdom Marex Spectron Full timeAbout Marex Marex is a diversified global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets. The Group provides comprehensive breadth and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and...
-
Market Surveillance Strategy and Optimisation
2 weeks ago
London, United Kingdom Barclays Full time**Market Surveillance Strategy and Optimisation Manager** **London** As a Barclays Market Surveillance Strategy and Optimisation Manager, you will lead, coordinate and support the ongoing development of an effective, efficient and comprehensive Market Surveillance programme within Barclays. You will focus primarily on Trade and Control Room Surveillance...
-
Senior Associate
3 days ago
London, United Kingdom Financial Conduct Authority Full timeSenior Associate - Market Surveillance Background The Market Surveillance team plays a pivotal role within the Market Oversight Division to tackle the harm that market abuse can cause to the integrity of the UK financial system. With a clear strategy in relation to STOR supervision of firms and venues, in-house surveillance development and external...
-
VP, Surveillance Strategy
1 week ago
Greater London, United Kingdom MUFG Americas Full timeA leading financial services firm is seeking a Surveillance Strategy & Governance VP in London. This senior role encompasses executing the EMEA surveillance strategy, managing governance frameworks, and ensuring compliance with regulations. The ideal candidate will possess over 10 years of experience in surveillance within investment banks and strong...
Regional Senior Surveillance Manager
2 weeks ago
If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be.HSBC is one of the largest banking and financial services organisations in the world, with operations in 57 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions.We are currently seeking an individual to join the team as Regional Senior Surveillance Manager.ResponsibilitiesSupport the Regional Head of Surveillance on a day-to-day basis providing ad-hoc support and resolution of non-BAU issues.Key contributor to local co‑ordination of GRA, Compliance Assurance and regulatory reviews.Oversight and co‑ordination of enhanced surveillance activities.Oversee and report on casework ageing, co‑ordinating with COEs and Floor Surveillance Officers, ensuring clear line of sight to Regional Head.Ensure swift escalation and documentation of issues impacting the UK Surveillance Programme.QualificationsStrong knowledge of market abuse and relevant industry regulations, such as MAR, MiFID, the FCA Handbook and other relevant global regulations.Robust knowledge across financial markets and products.Deep knowledge of Surveillance process, procedure and systems.The ability to self‑motivate and self‑manage, maintaining grip on delivery of competing workloads.An ability to think strategically, laterally and demonstrate resilience.The role location will be London.Inclusion and AccessibilityBeing open to different points of view is important for our business and the communities we serve. At HSBC, we’re dedicated to creating diverse and inclusive workplaces – no matter their gender, ethnicity, disability, religion, sexual orientation, or age. We are committed to removing barriers and ensuring careers at HSBC are inclusive and accessible for everyone to be at their best. We take pride in being a Disability Confident Leader and will offer an interview to people with disabilities, long‑term conditions or neurodivergent candidates who meet the minimum criteria for the role.If you have a need that requires accommodations or changes during the recruitment process, please get in touch with our Recruitment Helpdesk.Email: hsbc.recruitment@hsbc.comTelephone: +44 207 832 8500 #J-18808-Ljbffr
