Regulatory Compliance Officer

4 days ago


Towcester, United Kingdom The Curve Group Full time

A professional recruitment firm is seeking a Compliance Officer to ensure regulatory compliance within a financial services environment. This full-time role, based in Towcester, involves reviewing broker agreements, overseeing FCA framework compliance, and managing internal audits. Ideal candidates will have demonstrated compliance experience and a strong understanding of FCA rules, GDPR, and complaints handling. You will work collaboratively within the business to uphold high regulatory standards.
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