FCA Compliance

A professional recruitment firm is seeking a Compliance Officer to ensure regulatory compliance within a financial services environment. This full-time role, based in Towcester, involves reviewing broker agreements, overseeing FCA framework compliance, and managing internal audits. Ideal candidates will have demonstrated compliance experience and a strong...

Recruitment Partner @ The Curve Group | Diploma in Recruitment Practice💡 Supporting Talent Acquisition in RPO partnership within Banking 🏦 We are looking for a Compliance Officer to join our client's established team, based in Towcester. As Compliance Officer, you will be ensuring the highest standard of regulatory compliance, supporting the business...

We are looking for a Compliance Officer to join our client's established team, based in Towcester.As Compliance Officer, you will be ensuring the highest standard of regulatory compliance, supporting the business to operate in line with FCA requirements. You'll have the opportunity to work cross functionally within the business, collaborating with various...

Are you someone who loves getting into the detail, improving how things work, and being the steady, trusted point of contact when things get complex? As this Financial business continues to scale, they're looking for a hands-on Compliance Officer to bring structure, clarity and confidence to a growing compliance function. This is a newly created role driven...

4 days ago Be among the first 25 applicants We are a regulated financial brokerage seeking a diligent and proactive Compliance & Quality Assurance Manager to support the business in maintaining the highest standards of regulatory compliance. The successful candidate will ensure the firm operates in line with FCA requirements and data protection laws,...

We are a regulated financial brokerage seeking a diligent and proactive Compliance & Quality Assurance Manager to support the business in maintaining the highest standards of regulatory compliance. The successful candidate will ensure the firm operates in line with FCA requirements and data protection laws, providing oversight across broker agreements,...

**Compliance Assistant** **Location**: Towcester (Hybrid) **Salary**: Negotiable + Benefits As a business we continue to go from strength to strength, having looked after our clients needs across the country for over 20 years. Due to our ongoing growth we're looking to further enhance our support services team with the addition of a Compliance Assistant to...

Senior Investment Manager –Harrogate – Up to £75k – ybridAbout The RoleWe are seeking a Senior Investment Manager to manage clients' investments, providing advice to meet objectives within declared risk profiles and in line with firm processes. The role involves representing the firm to clients, introducers, and stakeholders, maintaining excellent...

**bravoauto - Business Manager** **£50,145 OTE + Car + Employee Benefits** Not only do you get to work alongside great people within Inchcape, we offer great benefits too. For your valued contribution we will provide a fantastic benefits package including; - **Company Car** - one of our fantastic perks is our company car schemes you can enjoy driving a...

Account Manager | £28,000 - £30,000 + Commission | Paulerspury, NorthamptonshireAre you a driven sales professional with a passion for finance? Do you thrive on building client relationships and delivering tailored financial solutions? If so, this could be the perfect opportunity for youEquation Recruitment is working on behalf of a leading commercial...