Compliance Associate

**Build your future with Sovos.** If you are looking for an opportunity where career-minded professionals can achieve success while bringing their best and whole selves to work each day, Sovos may be the company you have been looking for. Employees at Sovos operate on the leading edge of digital technology while working to improve lives and the communities...

OverviewOne Ten Associates are partnering with a multi-strategy fund manager that is looking to hire a Compliance Associate within their London office.Reporting into the Head of Compliance, this will be a generalist compliance role with exposure across UK, US and European regulations.ResponsibilitiesCompliance monitoringCentral complianceRegulatory...

Job DescriptionOne Ten Associates are partnering with a Private Equity Fund that is looking to hire a Compliance Associate to join their wider compliance team, based in London. This will be a generalist compliance role reporting into the Head of Compliance. Duties will include:Conducting compliance monitoring reviews in accordance to the compliance...

The Compliance Associate will support the Risk & Compliance department in ensuring adherence to regulatory requirements within the financial services industry. This position is based in London and involves monitoring compliance frameworks and offering guidance to internal teams. Client Details The company operates within the financial services sector and is...

Niche buy-side institution, based in London managing over £4 billion AUM for 25,000 investors require a Compliance Associate. The business work in partnership with financial advisers, wealth managers and family offices to create investment solutions fortheir clients. The compliance team is at the heart of the organisation and supports the day-to day...

Head of Compliance & MLRO | SMF | ICA Dip (FCP) | E-Money & Payments Compliance Associate Are you a proactive and curious compliance professional ready to take on a pivotal role in a fast-paced, regulated environment? We're seeking a Compliance Associate to join our team, focusing primarily on Transaction Monitoring (TM) and KYC/KYB processing to strengthen...

**Location**:City of London **Salary**:£28,000 - £35,000 per annum **About the Company**: City Credit Capital is a leading provider of Forex and CFD margin trading services. Headquartered in the City of London, with associate offices in Hong Kong and Latin America, we service a global client base of active investors. We are regulated and authorisedby the...

Compliance AssociateFinancial Services (Multi-Asset Trading Platform)LondonHybrid (4xOffice, 1xWFH)Circa £50k - £60kAbout the RoleA leading global multi-asset trading and investment platform, known for its innovative technology and strong European heritage, is expanding its UK Compliance team. The firm is looking for a passionate and driven Compliance...

Compliance Associate The Compliance Associate role at Walker Crips Group Plc supports the Head of Group Compliance in ensuring positive outcomes for customers by assisting with all aspects of ongoing compliance. As the parent company to four FCA-authorised firms, Walker Crips Group Plc is committed to upholding the Consumer Duty principles. The role focuses...

EXCLUSIVE: KYC / AML Associate – 1 Year Experience in KYC/AML REQUIRED £35K plus Bonus & Benefits Hybrid (London) Ref: 4162G Our Client, a growing international financial services organisation, is looking to appoint a Junior KYC / AML Officer to assist with all new client onboarding requirements and AML Transaction Monitoring for their expanding business....