Compliance Associate

Senior Compliance Associate | Insurance | City of London | HybridAre you an experienced compliance professional with a strong background in financial crime, regulatory frameworks, and insurance markets? This is a fantastic opportunity to join a leading insurance client as aSenior Compliance Associatewithin their Risk & Compliance team.The RoleAs Senior...

We are seeking a motivated and ambitious Compliance Associate.Reporting to the Head of Trading and Markets Compliance, the role offers exposure to trade surveillance and best execution monitoring across a broad range of asset classes, alongside day-to-day responsibility for short position disclosures. In parallel, the successful candidate will provide...

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OverviewOne Ten Associates are partnering with a multi-strategy fund manager that is looking to hire a Compliance Associate within their London office.Reporting into the Head of Compliance, this will be a generalist compliance role with exposure across UK, US and European regulations.ResponsibilitiesCompliance monitoringCentral complianceRegulatory...

Job DescriptionOne Ten Associates are partnering with a Private Equity Fund that is looking to hire a Compliance Associate to join their wider compliance team, based in London. This will be a generalist compliance role reporting into the Head of Compliance. Duties will include:Conducting compliance monitoring reviews in accordance to the compliance...

The Compliance Associate will support the Risk & Compliance department in ensuring adherence to regulatory requirements within the financial services industry. This position is based in London and involves monitoring compliance frameworks and offering guidance to internal teams. Client Details The company operates within the financial services sector and is...

We're working with a regulatory advisory consulting firm who support a wide range of firms across wealth management, investment management and alternative investment sectors.This is an exciting opportunity for someone who enjoys problem-solving, client interaction, and diving deep into the FCA's regulatory framework to deliver high-quality, practical...

Niche buy-side institution, based in London managing over £4 billion AUM for 25,000 investors require a Compliance Associate. The business work in partnership with financial advisers, wealth managers and family offices to create investment solutions fortheir clients. The compliance team is at the heart of the organisation and supports the day-to day...

Head of Compliance & MLRO | SMF | ICA Dip (FCP) | E-Money & Payments Compliance Associate Are you a proactive and curious compliance professional ready to take on a pivotal role in a fast-paced, regulated environment? We're seeking a Compliance Associate to join our team, focusing primarily on Transaction Monitoring (TM) and KYC/KYB processing to strengthen...

**Location**:City of London **Salary**:£28,000 - £35,000 per annum **About the Company**: City Credit Capital is a leading provider of Forex and CFD margin trading services. Headquartered in the City of London, with associate offices in Hong Kong and Latin America, we service a global client base of active investors. We are regulated and authorisedby the...