Compliance Monitoring Manager
2 days ago
Compliance Monitoring Manager Edinburgh Permanent Meraki Talent's Financial Services client are looking for a Compliance Monitoring Manager to join their team in Edinburgh on a permanent basis.
Responsibilities of the Compliance Monitoring Manager: -Provide oversight of first line activities from a second line perspective by carrying out monitoring activities driving actions to make improvements -Design the annual compliance monitoring plan and oversee agreed monitoring activities, including scoping, fieldwork, documentation and reporting -Assist in annual compliance reviews and risk assessments -Provide compliance advice to the business around compliance monitoring, compliance standards and processes Background of the Compliance Monitoring Manager: -Experience working in a compliance role within Financial Services -Strong exposure to completing compliance monitoring reviews -Knowledge of the FCA handbook and the financial services regulatory framework -Strong communication and stakeholder management skills
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Compliance Monitoring Manager
3 days ago
Edinburgh, United Kingdom Meraki Talent Ltd Full timeCompliance Monitoring Manager Edinburgh Permanent Meraki Talent’s Financial Services client are looking for a Compliance Monitoring Manager to join their team in Edinburgh on a permanent basis. Responsibilities of the Compliance Monitoring Manager:-Provide oversight of first line activities from a second line perspective by carrying out monitoring...
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Compliance Monitoring Manager
3 days ago
Edinburgh, United Kingdom Meraki Talent Ltd Full timeCompliance Monitoring Manager Edinburgh Permanent Meraki Talent’s Financial Services client are looking for a Compliance Monitoring Manager to join their team in Edinburgh on a permanent basis. Responsibilities of the Compliance Monitoring Manager:-Provide oversight of first line activities from a second line perspective by carrying out monitoring...
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Compliance Monitoring Manager
3 days ago
Edinburgh, United Kingdom Meraki Talent Ltd Full timeCompliance Monitoring Manager Edinburgh Permanent Meraki Talent’s Financial Services client are looking for a Compliance Monitoring Manager to join their team in Edinburgh on a permanent basis. Responsibilities of the Compliance Monitoring Manager:-Provide oversight of first line activities from a second line perspective by carrying out monitoring...
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Compliance Monitoring Manager
3 days ago
Edinburgh, United Kingdom Meraki Talent Ltd Full timeCompliance Monitoring Manager Edinburgh Permanent Meraki Talent’s Financial Services client are looking for a Compliance Monitoring Manager to join their team in Edinburgh on a permanent basis. Responsibilities of the Compliance Monitoring Manager:-Provide oversight of first line activities from a second line perspective by carrying out monitoring...
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Compliance Monitoring Manager
7 hours ago
Edinburgh, United Kingdom Meraki Talent Ltd Full timeJob Description Compliance Monitoring Manager Edinburgh Permanent Meraki Talent’s Financial Services client are looking for a Compliance Monitoring Manager to join their team in Edinburgh on a permanent basis. Responsibilities of the Compliance Monitoring Manager: -Provide oversight of first line activities from a second line perspective by...
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Compliance Monitoring Manager
3 days ago
Edinburgh, Scotland, Scotland, United Kingdom Meraki Talent Ltd Full timeCompliance Monitoring Manager Edinburgh Permanent Meraki Talent’s Financial Services client are looking for a Compliance Monitoring Manager to join their team in Edinburgh on a permanent basis. Responsibilities of the Compliance Monitoring Manager:-Provide oversight of first line activities from a second line perspective by carrying out monitoring...
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Compliance Monitoring Consultant
6 months ago
Edinburgh, United Kingdom M&G plc Full timeAt M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and identifying new opportunities to make a positive impact for our environment and communities. To help us achieve...
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Compliance Monitoring Associate
1 month ago
City Of London, United Kingdom Michael Page (UK) Full timeAbout Our ClientMichael Page (UK) is proud to partner with a reputable player in the investment management space, boasting a strong and committed team.Job DescriptionDevelop and maintain a comprehensive compliance monitoring program to ensure adherence to regulatory requirements.Conduct regular compliance reviews and risk assessments to identify potential...
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Compliance Monitoring and Testing
5 months ago
Edinburgh, United Kingdom BlackRock Full timeDescription About this role Vice President, Compliance Monitoring and Testing: This is a Vice President level role within the Compliance Monitoring & Testing (CMT) Team. The role is based in Edinburgh UK and reports into the Global Head of CMT. The CMT team is part of the broader Enterprise Compliance function, which also includes the Core Compliance,...
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Compliance Analyst; Monitoring
4 weeks ago
City Of London, United Kingdom Raymond James Investment Services Full timeAbout the Role: We are seeking a dedicated and detail-oriented Compliance Analyst to join our Compliance team in London. This role will focus on working with the Monitoring & Testing team to ensure adherence to regulatory standards and internal policies.Key Responsibilities:Conduct monitoring reviews of front office teams and other business areas according...
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Compliance Analyst; Monitoring
4 weeks ago
City Of London, United Kingdom Raymond James Investment Services Full timeAbout the Role: We are seeking a dedicated and detail-oriented Compliance Analyst to join our Compliance team in London. This role will focus on working with the Monitoring & Testing team to ensure adherence to regulatory standards and internal policies.Key Responsibilities:Conduct monitoring reviews of front office teams and other business areas according...
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Investment Compliance Monitoring Associate
6 days ago
City of London, United Kingdom Sarafin Partners Full timeJob Description An exciting new opportunity has arisen with a highly reputable and established investment firm in the heart of the City of London, following an internal promotion. The firm is seeking an additional member to join their dynamic Compliance Monitoring team. This role is ideal for an individual looking to thrive in a collaborative, team-oriented...
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Compliance Analyst; Monitoring
4 weeks ago
City Of London, UK, Central London, United Kingdom Raymond James Investment Services Full timeAbout the Role: We are seeking a dedicated and detail-oriented Compliance Analyst to join our Compliance team in London. This role will focus on working with the Monitoring & Testing team to ensure adherence to regulatory standards and internal policies.Key Responsibilities:Conduct monitoring reviews of front office teams and other business areas according...
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Compliance Monitoring Analyst
3 weeks ago
City of London, United Kingdom Page Personnel Full timeAs a Compliance Monitoring Analyst, you'll play a key role in supporting the Compliance Monitoring Team in the implementation and execution of the compliance monitoring program. You'll conduct assessments, identify potential risks, and ensure our operations align with regulatory requirements. Client Details My client is a dynamic and rapidly growing...
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Compliance Analyst; Monitoring
4 weeks ago
City of London, Greater London, United Kingdom Raymond James Investment Services Full timeAbout the Role: We are seeking a dedicated and detail-oriented Compliance Analyst to join our Compliance team in London. This role will focus on working with the Monitoring & Testing team to ensure adherence to regulatory standards and internal policies. Key Responsibilities: Conduct monitoring reviews of front office teams and other business areas...
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Investment Compliance Monitoring Associate
7 days ago
City Of London, UK, Central London, United Kingdom Sarafin Partners Full timeAn exciting new opportunity has arisen with a highly reputable and established investment firm in the heart of the City of London, following an internal promotion. The firm is seeking an additional member to join their dynamic Compliance Monitoring team.This role is ideal for an individual looking to thrive in a collaborative, team-oriented environment...
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Compliance Analyst; Monitoring
4 weeks ago
The City, United Kingdom Raymond James Investment Services Full timeAbout the Role: We are seeking a dedicated and detail-oriented Compliance Analyst to join our Compliance team in London. This role will focus on working with the Monitoring & Testing team to ensure adherence to regulatory standards and internal policies.Key Responsibilities:Conduct monitoring reviews of front office teams and other business areas according...
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Compliance Monitoring Consultant
6 months ago
Edinburgh, United Kingdom M&G plc Full timeAt M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and identifying new opportunities to make a positive impact for our environment and communities. To help us achieve...
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Compliance Monitoring Consultant
6 months ago
Edinburgh, United Kingdom M&G Full timeWe will consider flexible working arrangements for any of our roles and also offer work place accommodations to ensure you have what you need to effectively deliver in your role. Key Responsibilities: Responsible for the delivery of high quality Compliance monitoring activities across the M&G business. Activities include regular testing, thematic and...
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Compliance Technician
2 days ago
City of Edinburgh, United Kingdom Dnata Catering Uk Full timeRole Purpose Logging and checking all internal HACCP and food safety documentation against company standards to ensure compliance.Feeding back to the departmental managers/ Compliance Manager on deviations and ensuring that corrective actions are noted.Tracking performance Updating and maintaining unit Compliance Activity Planners and supplying relevant...