Compliance Monitoring Consultant

We are committed to creating a diverse and inclusive workplace at M&G plc. As a Compliance Monitoring Specialist, you will play a key role in ensuring that our business operates within the bounds of regulatory requirements.Key Responsibilities:Deliver high-quality Compliance monitoring activities across the M&G business, including regular testing, thematic,...

At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and identifying new opportunities to make a positive impact for our environment and communities. To help us achieve...

We will consider flexible working arrangements for any of our roles and also offer work place accommodations to ensure you have what you need to effectively deliver in your role. Key Responsibilities: Responsible for the delivery of high quality Compliance monitoring activities across the M&G business. Activities include regular testing, thematic and...

Description About this role Vice President, Compliance Monitoring and Testing: This is a Vice President level role within the Compliance Monitoring & Testing (CMT) Team. The role is based in Edinburgh UK and reports into the Global Head of CMT. The CMT team is part of the broader Enterprise Compliance function, which also includes the Core Compliance,...

Job Description Job Title: Monitoring & Oversight Consultant **Job Type**: Permanent Location: London or Edinburgh (with blended home working) Reports to: Monitoring & Oversight Manager Function: Enterprise Risk, Risk & Compliance Are you curious, highly organised, with an eye for detail? Do you seek a role where you can use your knowledge and...

W&A is partnering with a global asset management organisation based in Edinburgh. They have an opportunity for a Compliance Consultant to join their finance function. This role will provide assurance that trading activities on all asset classes comply with required regulations and policy requirements on market abuse, best execution, and conduct. You will...

Job DescriptionWe are seeking an experienced Compliance Monitoring Consultant to join our team at M&G plc.About the RoleThis is a key position within our Compliance function, responsible for delivering high-quality Compliance monitoring activities across the M&G business.Responsible for the delivery of high-quality Compliance monitoring activities across the...

We have a new role for a Compliance Officer within our Risk & Compliance department, based in either Edinburgh or Glasgow. **The role**: You will support and report to the Risk Strategy Manager in ensuring that the firm’s systems and controls meet the firm’s legal obligations. **You will be responsible for**: - Supporting the delivery of proactive...

**HR Consulting & Partnering**, **Human Resources**: **Culture Measurement Consultant**: Edinburgh, United Kingdom Permanent Full Time R-00226523 Our people work differently depending on their jobs and needs. From hybrid working to flexible hours, we have plenty of options that help our people to thrive. This role is based in the United Kingdom and as...

Financial Crime Openings (Transaction Monitoring/Onboarding/Compliance) - Edinburgh - 25-35K*** 4 Days per Week minimum in Central Edinburgh, 1 day WFH ***Lorien’s client, a central Edinburgh based and well-known organisation currently expanding their Financial Crime function and seeing a growing pipeline of new business, is currently on the lookout for...

Job Description Financial Crime Openings (Transaction Monitoring/Onboarding/Compliance) - Edinburgh - 25-35K *** 4 Days per Week minimum in Central Edinburgh, 1 day WFH *** Lorien’s client, a central Edinburgh based and well-known organisation currently expanding their Financial Crime function and seeing a growing pipeline of new business, is...

**Job Type**:12 month FTC **Hiring Manager**:Head of Asset Management Portfolio & Regulatory Compliance **Location**:This role will be based in either of our Phoenix office locations - Wythall / London / Edinburgh, with time spent travelling between our Phoenix offices. Please also read about **Phoenix Flex here** We have an incredible opportunity here at...

The Global Compliance Coordinator’s role is to support and assist the Global Compliance Officer and the Global Compliance Team in the delivery of the firmwide compliance program, coordinating and managing compliance communications, monitoring and reports, data input, streamlining internal processes and other administrative duties. **Duties**: - Manage,...

**The Firm** Anderson Strathern is a modern, innovative law firm. We’re proud of our history but firmly focussed on an exciting future, one that embraces technology and smarter ways of working. We’re independent, and proudly so. We never stop evolving, attracting original thinkers who don’t - always - follow the pack. **The role** We have a new...

**Who are Diligenta?**: Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business that has been described as 'home' by existing employees, we drive a culture that is founded on...

Job Title: Regulatory Compliance OfficerLocation: Flexible (Remote)Salary: £35,000 - £45,000 per annumJob Type: PermanentWe are seeking a highly organized and detail-oriented Regulatory Compliance Officer to join our team at Cloud Online Recruitment. As a key member of our Secretariat, you will be responsible for administering the Faculty's regulatory...

About the RoleThis Mandate Monitoring Professional position is part of our Business Control team, which provides critical support to Phoenix Group's investment strategy. The successful candidate will work closely with our AM Portfolio Compliance team to ensure adherence to regulatory requirements and internal guidelines.Key responsibilities include...

LendingCrowd is a leading fintech business, shaping the way SMEs borrow money. We have developed a scalable lending platform that provides an attractive alternative to traditional business borrowing methods.Our company has driven over £320m in lending to small businesses, including a significant share of lending to businesses in the UK. We are positioned to...

Compliance Analyst Role at Unreal GigsWe are seeking a skilled Compliance Analyst to join our team at Unreal Gigs. As a Compliance Analyst, you will play a critical role in ensuring our organization operates within the bounds of the law and regulatory frameworks.Key Responsibilities:Regulatory Compliance Monitoring: Monitor and assess regulatory frameworks...

Job Title: Compliance ExpertWe are seeking a highly skilled Compliance Expert to join our Revenue Governance team. The successful candidate will be responsible for ensuring compliance with regulatory frameworks such as REMIT, EMIR, and MiFID related to Power Purchase Agreements (PPAs).The Compliance Expert will advise senior management on compliance laws,...