Compliance Monitoring Manager

1 month ago


Edinburgh Scotland, Scotland, United Kingdom Meraki Talent Ltd Full time

Compliance Monitoring Manager

Edinburgh

Permanent


Meraki Talent’s Financial Services client are looking for a Compliance Monitoring Manager to join their team in Edinburgh on a permanent basis.


Responsibilities of the Compliance Monitoring Manager:


-Provide oversight of first line activities from a second line perspective by carrying out monitoring activities driving actions to make improvements

-Design the annual compliance monitoring plan and oversee agreed monitoring activities, including scoping, fieldwork, documentation and reporting

-Assist in annual compliance reviews and risk assessments

-Provide compliance advice to the business around compliance monitoring, compliance standards and processes


Background of the Compliance Monitoring Manager:


-Experience working in a compliance role within Financial Services

-Strong exposure to completing compliance monitoring reviews

-Knowledge of the FCA handbook and the financial services regulatory framework

-Strong communication and stakeholder management skills


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