Risk & Control Analyst
1 day ago
Risk and Compliance Analyst
The Role
We are seeking a Risk and Compliance Analyst to support the delivery of compliance and risk management programmes. Reporting to both the Head of Risk and the Compliance Officer, you will play a vital role in ensuring regulatory adherence and promoting a culture of risk awareness across the organisation.
Key performance areas include regulatory compliance, risk and control management, and cross-departmental collaboration.
Key Responsibilities
Compliance:
- Assist with monitoring internal compliance, including evidence checking and thematic reviews.
- Draft and update policies and procedures, conduct annual reviews, and arrange staff training and attestations.
- Support regulatory horizon scanning, impact assessments, and implementation of relevant legislation and regulations.
- Prepare and submit regulatory reports (e.g., AIFMD Annex IV reporting).
- Maintain accurate regulatory records, including stop and watch lists, insiders lists, conflicts registers, and staff personal account dealing records.
- Ensure accurate and up-to-date information is maintained in relevant directories and handle regulatory correspondence.
Risk and Control Management:
- Support the maintenance of the risk register and risk control self-assessment process (RCSA).
- Assist with documenting and testing the design and effectiveness of internal controls.
- Contribute to the preparation of the annual Internal Controls Report and external audit management.
- Participate in due diligence reviews of third-party providers.
Reporting and Communication:
- Gather data and updates for risk and compliance reporting to senior committees and boards.
- Work collaboratively across departments to promote risk awareness and best practices.
Experience and Skills:
- Experience in risk and compliance within an FCA-regulated environment, preferably in asset management.
- Strong knowledge of regulatory frameworks and risk management topics, such as operational resilience and cyber risk.
- Experience preparing and submitting regulatory reports (e.g., Annex IV).
- Proficiency in compliance software systems.
- Analytical mindset with strong attention to detail and the ability to identify patterns and connections.
- Effective verbal and written communication skills, with the ability to engage stakeholders at all levels.
- Highly organised with the ability to manage multiple tasks and deadlines effectively.
- Practical, pragmatic, and open to identifying and implementing process improvements.
What We Offer:
- Competitive salary and annual profit share.
- Generous employer pension contributions.
- Private healthcare and at least 25 days of annual leave plus public holidays.
- Flexible and hybrid working options to support your work-life balance.
Diversity and Inclusion:
We are committed to fostering a diverse and inclusive workplace. All suitably qualified candidates will be considered for employment based on objective, job-related criteria, regardless of age, disability, ethnic origin, gender, marital status, race, religion, sexual orientation, or other characteristics protected by law.
How to Apply:
If you’re ready to bring your expertise in risk and compliance to a dynamic and collaborative environment, we encourage you to apply today
-
Risk and Controls Analyst
4 weeks ago
Edinburgh, Scotland, Scotland, United Kingdom Outsource UK Full timeRisk and Controls AnalystEdinburghUp to £55k + annual bonus + benefitsPermanent, Full-TimeHybrid (1 day per week in the Edinburgh office)We are recruiting for a Risk and Controls Analyst on behalf of a well-known banking group based in Edinburgh. This is a fantastic opportunity for someone looking to enhance their expertise in product design, lending...
-
IT Risk
3 weeks ago
Glasgow, Scotland, Scotland, United Kingdom Audit & Risk Recruitment Full timeWe are delighted to announce that Audit & Risk Recruitment have been exclusively mandated by a FTSE 250 business to help build an Audit, Risk and Compliance function for a leading FMCG brand in Scotland.The IT Risk & Controls Manager, who reports into the Head of Risk, is responsible for overseeing the identification, assessment, and mitigation of IT-related...
-
Senior Internal Controls Manager
3 weeks ago
Glasgow, Scotland, Scotland, United Kingdom Audit & Risk Recruitment Full timeSenior Internal Controls Manager – FTSE 250Glasgow with hybrid workingAudit & Risk Recruitment are partnering a FTSE 250 FMCG business to establish their Internal Controls function, starting with a new Senior Internal Controls Manager. This is a newly created position with line management responsibility for an Internal Controls Manager, which we are also...
-
Internal Controls Manager
3 weeks ago
Glasgow, Scotland, Scotland, United Kingdom Audit & Risk Recruitment Full timeInternal Controls Manager – FTSE 250Glasgow with hybrid workingAudit & Risk Recruitment have been engaged by a FTSE 250 FMCG business to establish their Internal Controls function. This Internal Controls Manager role is a newly created position and will support the business in their readiness for UK Corporate Reform (“UK SOx”).Reporting into the Senior...
-
Senior Governance Risk and Compliance Analyst
3 weeks ago
Edinburgh, Scotland, Scotland, United Kingdom Abacus Group Full timeJob Description:We are seeking a highly skilled and experienced Senior Governance Risk and Compliance (GRC) Analyst to assist customers in meeting their cybersecurity regulatory and legal requirements.This role will focus on Policy Development, Risk Assessment and Risk Management, Gap Analysis and Due Diligence.Analysts will work with customers to develop...
-
Trading Product Control Analyst
5 months ago
Edinburgh, Scotland, United Kingdom NatWest Full timeJoin us as a Trading Product Control AnalystJoin a team that is accountable for closing and maintaining the integrity of the ledger for our Commercial & Institutional businessYou’ll be delivering an accurate understanding of the financial position, including key business drivers for material movementsGain valuable experience and hone your expertise as...
-
Risk Modelling Senior Analyst
20 hours ago
Edinburgh, Scotland, United Kingdom Natwest Full timeJoin us as a Risk Modelling Senior AnalystYou’ll be developing and maintaining compliant and fit for purpose models used in the bank’s risk frameworkWith your skills and expertise, you’ll be able to provide clear and well-presented analysisJoin a collaborative and supportive team environment, where you’ll be valued for sharing your ideas and...
-
Financial Crime Risk Threat Mitigation
3 weeks ago
Edinburgh, Scotland, United Kingdom NatWest Full timeJoin us as a Financial Crime Risk Threat Mitigation & Strategy AnalystIn this critical role, you’ll work as part of a team to analyse, investigate, and research issues that affect our organisationWe’re looking for someone fluent in Arabic, Mandarin or Russian to work as part of a team and deliver intelligence, investigation, and reporting capabilities...
-
Group IT Auditor
3 weeks ago
Glasgow, Scotland, Scotland, United Kingdom Audit & Risk Recruitment Full timeWe are delighted to announce that Audit & Risk Recruitment have been exclusively mandated by a FTSE 250 business to help build an Audit, Risk and Compliance function for a leading FMCG brand in Scotland.The IT Audit/ IT Consultant will be responsible for the examination and analysis of internal controls and business risks by performing all aspects of IT...
-
Operations Analyst
2 months ago
Edinburgh, Scotland, Scotland, United Kingdom Bruin Full timeBruin are proud to be partnering with a well known Financial Services brand based in Edinburgh in their search for an Operations Analyst to join their existing NAV Oversight team.You will be responsible for the execution of NAV oversight activities such as controls, swing pricing oversight, fair value pricing event assessments and support of the trade life...
-
Senior Risk Manager
1 month ago
Edinburgh, Scotland, Scotland, United Kingdom Change Recruitment Full timeSenior Risk Manager - Policy, Framework and Reporting My client is a leading provider in their field and looking for a Senior Manager - Policy, Framework and Reporting to join their dynamic Resilience function. This role would ideally suit an experienced Change Risk or Resilience Risk specialist with an in-depth working knowledge of a Tier 1 bank (or...
-
Business Analyst
3 weeks ago
Edinburgh, Scotland, Scotland, United Kingdom Head Resourcing Full timeBusiness Analyst - Edinburgh Sadly this role is based on site with no sponsorship support providedHead Resourcing have an opportunity to work with an incredible business who deliver philanthropic support to some of the most deserving global causes whilst creating an excellent environment to learn and develop your skills in. This role has been created as the...
-
Senior Internal Auditor
3 weeks ago
Glasgow, Scotland, Scotland, United Kingdom Audit & Risk Recruitment Full timeAudit & Risk Recruitment are delighted to be working with a large tech business in their search for a Senior Internal Auditor to join their growing risk and assurance function.Reporting into a supportive leadership team you will be identifying risks in the business and examining and evaluating controls to mitigate those risks, to ensure the safeguarding of...
-
Client Servicing Analyst
4 weeks ago
Edinburgh, Scotland, Scotland, United Kingdom Clearwater Analytics Full timeJob Summary:Client Servicing Analysts are responsible for delivering top-notch operational support and fostering strong relationships with Clearwater's global clients. They excel in addressing inquiries related to investment and accounting matters, serving as a vital link between clients and internal teams. These analysts play a pivotal role in...
-
Insurance & Business Continuity Manager
3 weeks ago
Glasgow, Scotland, Scotland, United Kingdom Audit & Risk Recruitment Full timeInsurance & Business Continuity Manager – FTSE 250Glasgow with hybrid workingAudit & Risk Recruitment have been engaged by a FTSE 250 FMCG business to strengthen their Internal Audit, Controls, Risk Management and Compliance function. Included in this is the creation of the Insurance & Business Continuity Manager which will ensure the effective management...
-
Compliance Officer
3 weeks ago
Glasgow, Scotland, Scotland, United Kingdom Audit & Risk Recruitment Full timeCompliance Officer – FTSE 250Glasgow with hybrid workingAudit & Risk Recruitment are partnering a FTSE 250 FMCG business to strengthen their Internal Audit, Controls, Risk Management and Compliance function. This Compliance Officer role is a newly created position and will play a vital role in ensuring the business adheres to relevant legal standards as...
-
Financial Analyst
4 weeks ago
Glasgow, Scotland, Scotland, United Kingdom Inventum Group Full timeJob title: Finance Analyst Location: GlasgowSalary: £43k-£46kWe are currently partnered with a Aviation company who are looking for a Finance Analyst to join their Glasgow team. In this role the successful candidate will collaboration across teams in the Business Services and ensure accuracy and integrity of consolidated information. Be the point of...
-
Technical Business Analyst
3 weeks ago
Glasgow, Scotland, Scotland, United Kingdom Lorien Full timeBusiness Analyst6 month contract£500 per day inside IR35Scotland - must be based in ScotlandHybrid working - 1 day per week in the offices Our client is looking for an experienced Technical Business Analyst to join their team on a contract basis. They are looking for someone with an understanding of Integration and APIs.Key AccountabilitiesLeads on work...
-
Credit Controller
3 weeks ago
Glasgow, Scotland, Scotland, United Kingdom Pertemps Network Group Full timeI am delighted to be working in partnership with a key client who are based in Glasgow City Centre and are currently looking for a French speaking Credit Controller to join their busy team. This client operates globally and are extremely acquisitive so has excellent scope for career progression. Ideally you will be a native French speaker with experience...
-
Client Solutions Analyst
2 weeks ago
Glasgow, Scotland, Scotland, United Kingdom NORTHERN RECRUITMENT GROUP LIMITED Full timeWe are currently working with a company in Glasgow who are looking for a Client Solutions Analyst to join their Client Solutions Operations team.This role has a salary of £25,000, working 35 hours per week. Monday to Friday, 9am-5pm.Within this role customer service is key! Being able to maintain a healthy balance between managing a varied workload, while...