Risk & Control Analyst

1 day ago


Edinburgh Scotland, Scotland, United Kingdom Denholm Associates Full time

Risk and Compliance Analyst

The Role

We are seeking a Risk and Compliance Analyst to support the delivery of compliance and risk management programmes. Reporting to both the Head of Risk and the Compliance Officer, you will play a vital role in ensuring regulatory adherence and promoting a culture of risk awareness across the organisation.

Key performance areas include regulatory compliance, risk and control management, and cross-departmental collaboration.

Key Responsibilities

Compliance:

  • Assist with monitoring internal compliance, including evidence checking and thematic reviews.
  • Draft and update policies and procedures, conduct annual reviews, and arrange staff training and attestations.
  • Support regulatory horizon scanning, impact assessments, and implementation of relevant legislation and regulations.
  • Prepare and submit regulatory reports (e.g., AIFMD Annex IV reporting).
  • Maintain accurate regulatory records, including stop and watch lists, insiders lists, conflicts registers, and staff personal account dealing records.
  • Ensure accurate and up-to-date information is maintained in relevant directories and handle regulatory correspondence.

Risk and Control Management:

  • Support the maintenance of the risk register and risk control self-assessment process (RCSA).
  • Assist with documenting and testing the design and effectiveness of internal controls.
  • Contribute to the preparation of the annual Internal Controls Report and external audit management.
  • Participate in due diligence reviews of third-party providers.

Reporting and Communication:

  • Gather data and updates for risk and compliance reporting to senior committees and boards.
  • Work collaboratively across departments to promote risk awareness and best practices.

Experience and Skills:

  • Experience in risk and compliance within an FCA-regulated environment, preferably in asset management.
  • Strong knowledge of regulatory frameworks and risk management topics, such as operational resilience and cyber risk.
  • Experience preparing and submitting regulatory reports (e.g., Annex IV).
  • Proficiency in compliance software systems.
  • Analytical mindset with strong attention to detail and the ability to identify patterns and connections.
  • Effective verbal and written communication skills, with the ability to engage stakeholders at all levels.
  • Highly organised with the ability to manage multiple tasks and deadlines effectively.
  • Practical, pragmatic, and open to identifying and implementing process improvements.

What We Offer:

  • Competitive salary and annual profit share.
  • Generous employer pension contributions.
  • Private healthcare and at least 25 days of annual leave plus public holidays.
  • Flexible and hybrid working options to support your work-life balance.

Diversity and Inclusion:

We are committed to fostering a diverse and inclusive workplace. All suitably qualified candidates will be considered for employment based on objective, job-related criteria, regardless of age, disability, ethnic origin, gender, marital status, race, religion, sexual orientation, or other characteristics protected by law.

How to Apply:

If you’re ready to bring your expertise in risk and compliance to a dynamic and collaborative environment, we encourage you to apply today



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