Compliance Monitoring Associate
7 days ago
About Our Client
Michael Page (UK) is proud to partner with a reputable player in the investment management space, boasting a strong and committed team.
Job Description
- Develop and maintain a comprehensive compliance monitoring program to ensure adherence to regulatory requirements.
- Conduct regular compliance reviews and risk assessments to identify potential areas of concern.
- Report on compliance activities and findings to senior management, providing actionable insights to inform business decisions.
- Collaborate with various departments to ensure compliance with regulatory requirements, fostering a culture of transparency and accountability.
- Provide compliance training to staff members, equipping them with the knowledge and skills necessary to navigate complex regulatory landscapes.
- Stay up to date on regulatory changes within the financial services industry, ensuring the organization remains compliant and competitive.
The Successful Applicant
A successful Compliance Monitoring Associate should possess:
- A degree in law, finance, or a related field.
- Proven experience in a compliance role within the financial services industry.
- Excellent knowledge of compliance regulations and standards.
- Proficient in risk management and compliance software.
- Strong analytical and problem-solving skills.
- Excellent communication and interpersonal skills.
What's on Offer
- A competitive salary of around £45,000 - £55,000 per annum.
- The opportunity to work in a hybrid working environment.
- The chance to work in a professional and supportive team.
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