Market Surveillance Officer

Rev & Regs are recruiting for a contract Market Surveillance Manager position for a dynamic and well-established broker in the City of London.The candidate will be involved with performing trade surveillance and monitoring of voice and electronic communications relating to the organisation’s trading and broking activities across the UK, US and...

Rev & Regs are recruiting for a contract Market Surveillance Manager position for a dynamic and well-established broker in the City of London.The candidate will be involved with performing trade surveillance and monitoring of voice and electronic communications relating to the organisation’s trading and broking activities across the UK, US and...

Rev & Regs are recruiting for a contract Market Surveillance Manager position for a dynamic and well-established broker in the City of London.The candidate will be involved with performing trade surveillance and monitoring of voice and electronic communications relating to the organisation’s trading and broking activities across the UK, US and...

Job Description THE COMPANY: Our client is a successful brokerage firm based in the City. They are looking to hire a Market Surveillance Officer on an FTC basis. THE RESPONSIBILITIES: Monitoring and closing of market surveillance alerts and electronic communications to identify suspicious behaviour Calibration and tailoring of monitoring systems to...

THE COMPANY:Our client is a successful brokerage firm based in the City. They are looking to hire a Market Surveillance Officer on an FTC basis.THE RESPONSIBILITIES:Monitoring and closing of market surveillance alerts and electronic communications to identify suspicious behaviourCalibration and tailoring of monitoring systems to ensure that alerts are...

THE COMPANY:Our client is a successful brokerage firm based in the City. They are looking to hire a Market Surveillance Officer on an FTC basis.THE RESPONSIBILITIES:Monitoring and closing of market surveillance alerts and electronic communications to identify suspicious behaviourCalibration and tailoring of monitoring systems to ensure that alerts are...

THE COMPANY:Our client is a successful brokerage firm based in the City. They are looking to hire a Market Surveillance Officer on an FTC basis.THE RESPONSIBILITIES:Monitoring and closing of market surveillance alerts and electronic communications to identify suspicious behaviourCalibration and tailoring of monitoring systems to ensure that alerts are...

Great starting salary ranging from €35,000 - €40,000 - Ideally located offices in the heart of Paris' city centre - Fantastic opportunity to work within a young business experiencing rapid growth **If you’re looking for Market Analyst jobs in Paris, and you’re interested in working in the financial services sector, look no further - this equities...

Job Opportunity: Surveillance Analyst (12-Month Contract) Location: London Day Rate: £562.49 via umbrella Key Responsibilities: Conduct post-trade, electronic communications, and telephone surveillance. Review exceptions from surveillance tools, escalating where necessary. Provide written reports on market abuse risks such as IPOs and...

We are seeking a skilled Market Surveillance Officer to join our team at Compliance Professionals. As a Market Surveillance Officer, you will play a crucial role in identifying and preventing market abuse.Key Responsibilities:Monitoring and escalating exceptions and incidents arising from market abuse and electronic communications monitoring.Reviewing and...

Job Title: Surveillance Analyst Location: London Duration: 12 months My high-profile banking client are recruiting for a Surveillance Analyst. The role is a Hybrid role which will require the candidate to work on site 3 days a week, working normal office hours. The role will be for a 12-month contracting position. Role responsibility To monitor,...

Trade Surveillance OfficerCity of London / HybridPermanentUp to £70,000cer Financial are working alongside a financial advisor who are based in the City of London. They are seeking a Trade Surveillance Officer to work with them on a permanent basis.The Responsibilities of a Trade Surveillance Officer Will Include:Continuous monitoring of market activity in...

Trade Surveillance OfficerCity of London / HybridPermanentUp to £70,000cer Financial are working alongside a financial advisor who are based in the City of London. They are seeking a Trade Surveillance Officer to work with them on a permanent basis.The Responsibilities of a Trade Surveillance Officer Will Include:Continuous monitoring of market activity in...

Trade Surveillance Officer City of London / Hybrid Permanent Up to £70,000 cer Financial are working alongside a financial advisor who are based in the City of London. They are seeking a Trade Surveillance Officer to work with them on a permanent basis. The Responsibilities of a Trade Surveillance Officer Will Include: Continuous...

About MarketAxess Holdings Inc.\We are a pioneering company in the digital transformation of the global financial markets. Our mission is to make trading fixed-income more accessible, improving transparency, efficiency, and competition in the marketplace.\Job Description\This role is a fantastic opportunity for the right candidate to join our innovative firm...

Trade Surveillance Analyst Location: London, United Kingdom Are you passionate about analysing trading activity and ensuring compliance with market regulations? Our client, a leading investment services organisation, is seeking a Trade Surveillance Analyst to join their Global Surveillance team. As a Trade Surveillance Analyst, you will play a crucial role...

Trade Surveillance Analyst Location: London, United Kingdom Are you passionate about analysing trading activity and ensuring compliance with market regulations? Our client, a leading investment services organisation, is seeking a Trade Surveillance Analyst to join their Global Surveillance team. As a Trade Surveillance Analyst, you will play a crucial role...

Job Description:LHH Recruitment is seeking a highly skilled Trade Surveillance SME to join our client's Global Surveillance team in London, United Kingdom.The successful candidate will play a critical role in monitoring and analysing trading activities to ensure compliance with market regulations. Key responsibilities include reviewing exceptions arising...

Description du poste The role requires an expert in the collection and analysis of input and output data, as well as an understanding of key and up to date Compliance matters. Knowledge of the surveillance tool Actimize is an advantage but not a requirement. The person should be familiar with regulatory and conduct issues which are relevant to the CA...

Global Financial Markets firm is hiring for a Business Analyst within Trade Surveillance. This is a permanent role and the salary ranges between £75K - £95K, depending on experience. This role is based in London and has a hybrid working pattern. Responsibilities include: - Analysis of business requirements, identifying solutions and...