Market Surveillance Officer

Rev & Regs are recruiting for a contract Market Surveillance Manager position for a dynamic and well-established broker in the City of London.The candidate will be involved with performing trade surveillance and monitoring of voice and electronic communications relating to the organisation’s trading and broking activities across the UK, US and...

Job Description THE COMPANY: Our client is a successful brokerage firm based in the City. They are looking to hire a Market Surveillance Officer on an FTC basis. THE RESPONSIBILITIES: Monitoring and closing of market surveillance alerts and electronic communications to identify suspicious behaviour Calibration and tailoring of monitoring systems to...

THE COMPANY:Our client is a successful brokerage firm based in the City. They are looking to hire a Market Surveillance Officer on an FTC basis.THE RESPONSIBILITIES:Monitoring and closing of market surveillance alerts and electronic communications to identify suspicious behaviourCalibration and tailoring of monitoring systems to ensure that alerts are...

Great starting salary ranging from €35,000 - €40,000 - Ideally located offices in the heart of Paris' city centre - Fantastic opportunity to work within a young business experiencing rapid growth **If you’re looking for Market Analyst jobs in Paris, and you’re interested in working in the financial services sector, look no further - this equities...

Rev & Regs are recruiting for a contract Market Surveillance Manager position for a dynamic and well-established broker in the City of London.The candidate will be involved with performing trade surveillance and monitoring of voice and electronic communications relating to the organisation’s trading and broking activities across the UK, US and...

We are seeking a skilled Market Surveillance Officer to join our team at Compliance Professionals. As a Market Surveillance Officer, you will play a crucial role in identifying and preventing market abuse.Key Responsibilities:Monitoring and escalating exceptions and incidents arising from market abuse and electronic communications monitoring.Reviewing and...

Trade Surveillance OfficerCity of London / HybridPermanentUp to £70,000cer Financial are working alongside a financial advisor who are based in the City of London. They are seeking a Trade Surveillance Officer to work with them on a permanent basis.The Responsibilities of a Trade Surveillance Officer Will Include:Continuous monitoring of market activity in...

Trade Surveillance OfficerCity of London / HybridPermanentUp to £70,000cer Financial are working alongside a financial advisor who are based in the City of London. They are seeking a Trade Surveillance Officer to work with them on a permanent basis.The Responsibilities of a Trade Surveillance Officer Will Include:Continuous monitoring of market activity in...

Trade Surveillance Officer City of London / Hybrid Permanent Up to £70,000 cer Financial are working alongside a financial advisor who are based in the City of London. They are seeking a Trade Surveillance Officer to work with them on a permanent basis. The Responsibilities of a Trade Surveillance Officer Will Include: Continuous...

About MarketAxess Holdings Inc.\We are a pioneering company in the digital transformation of the global financial markets. Our mission is to make trading fixed-income more accessible, improving transparency, efficiency, and competition in the marketplace.\Job Description\This role is a fantastic opportunity for the right candidate to join our innovative firm...

Description du poste The role requires an expert in the collection and analysis of input and output data, as well as an understanding of key and up to date Compliance matters. Knowledge of the surveillance tool Actimize is an advantage but not a requirement. The person should be familiar with regulatory and conduct issues which are relevant to the CA...

J- Posted by - James Butt- Recruiter**Company Background** Britannia Financial Group is a global financial group offering banking, securities and investment management services, providing a wide range of bespoke financial services to a substantial and diversified client base that includes corporations, financial institutions, and individuals. With more...

Job description **Business type**: - Types of Jobs - Compliance / Financial Security **Job title**: - Trade Surveillance Officer **Contract type**: - Permanent Contract **Management position**: - No **Job summary**: - The incumbent shall work within the Surveillance area to implement and perform monitoring and testing of trade alerts across all CA...

A- Posted by - AJ Biasca- Recruiter**Job Purpose** The Market Abuse Surveillance team ensures strong oversight over the methods by which the bank detects potential misbehaviour from our clients and employees, escalates potential issues to Senior Management, and reports potential issues to our regulators. The team offers expertise on all Market Abuse risks in...

About MarexMarex Group plc operates as a global financial services provider, delivering critical support for clients in the energy, commodities, and financial markets. By leveraging its extensive expertise, Marex ensures its customers receive exceptional benefits from their business relationships. The firm's cutting-edge technology enables seamless access to...

About MarexMarex Group plc is a leading global financial services platform, offering essential liquidity, market access, and infrastructure solutions to clients in the energy, commodities, and financial markets. With over 35 offices worldwide, it has a unique presence across markets, providing customers with a clear advantage through its depth of knowledge...

**Overview**At Goldman Sachs, we commit our people, capital, and ideas to help our clients, shareholders, and the communities we serve to grow.We're seeking a Trade Surveillance Compliance Officer to join our Markets Surveillance team in London.The successful candidate will be responsible for designing and implementing analytical tools to visualize volumes...

Company Description MarketAxess is on a journey to digitally transform one of the world’s largest financial markets, enabling the shift from analog, phone-based trading to a fully electronic marketplace. Why does this matter? Because our platform makes trading fixed-income more accessible, ultimately improving transparency, efficiency, and competition in...

Atrium UK is seeking an experienced Market Abuse Surveillance Expert to join its Global Surveillance Team in London.About the RoleThe successful candidate will be responsible for reviewing exceptions arising from surveillance tools, conducting targeted surveillance, and providing analysis and reports related to market abuse and anti-competition...

About the RoleAtrium UK is seeking a skilled and detail-oriented Strategic Market Surveillance Specialist to join our team in London. As a key member of our Global Surveillance Team, you will be responsible for monitoring and analyzing market activity to ensure compliance with regulatory requirements.Job DescriptionAs first reviewer of exceptions arising...