Compliance Monitoring Officer

Our client, a leading financial planning and wealth management firm are looking for a Compliance Monitoring Officer to join the function on a permanent basis. As Compliance Monitoring Officer you will be responsible for undertaking the risk based second line monitoring function.Role Responsibilities: To undertake second line of defence compliance monitoring...

Our client, a leading financial planning and wealth management firm are looking for a Compliance Monitoring Officer to join the function on a permanent basis.As Compliance Monitoring Officer you will be responsible for undertaking the risk based second line monitoring function.Role Responsibilities: To undertake second line of defence compliance monitoring...

Job Title: Compliance Risk OfficerWe are seeking a highly skilled Compliance Risk Officer to join our team at Merje Careers. This role is ideal for individuals who want to work in the financial services industry and have a passion for ensuring compliance with regulatory requirements.The estimated salary for this position is £50,000 - £60,000 per annum,...

Assist in the monitoring, running and updating of Compliance monitoring and reporting (ACOP.s HTM, HBN) Compliance work-plan, Audits and Digital Strategy Datix and risk register co-ordination including departmental Health and Safety Monitoring Compliance Records Compliance Training and role essential / stat man training ERIC / PAM Returns (under direction...

The Estates Compliance Officer will be responsible to the Estates Compliance Manager and assist in thedelivery of a safe and compliant estates service. The role will involve the monitoring and utilisation of a range of audit strategies and reporting tools to ensure the operational estates team and wider specialisms are delivering our services in line with...

Care Quality Improvement RoleOrchard Care Homes seeks an experienced Quality Monitoring Officer to contribute to our mission of delivering person-centred care. As a key member of our operations team, you will drive quality of care across our homes, working closely with teams to achieve exceptional care outcomes.Main ResponsibilitiesAnalyse data to identify...

Swift Placements is seeking an experienced HR, Health & Safety, and Compliance Administration Manager to join their team in a full-time permanent position based in Harrogate. This role requires a proactive individual with expertise in legal compliance who will oversee the effective management of HR processes, health & safety policies, and compliance...

Lime Search & Select Ltd is a leading recruitment agency specializing in the finance sector. We are currently seeking an Investment Management Compliance Officer to join our team in Harrogate.The ideal candidate will have a strong background in compliance, with experience working within financial planning or investment management firms. They will also...

£30,000-£35,000, Harrogate, hybrid working options (following probation period), on site parking, 34 days annual leave, including your birthday off, increasing with service up to 39 days, 50% employee discount on products, various health benefits, open plan modern offices, social area with pool table and games, discretionary bonus scheme. We are currently...

Swift Placements is working with a legal firm based in Harrogate to find an experienced HR, H&S, and Compliance Administration Manager. This role requires a proactive individual with expertise in legal compliance who will oversee the effective management of HR processes, health & safety policies, and compliance standards across the organisation. You will...

Job Title: Administrative Compliance OfficerAbout Us: Swift Placements is a recruitment agency based in the North West region. We are working with a reputable law firm based in Harrogate City Centre.Job Description: The successful candidate will be responsible for overseeing HR processes, health & safety policies, and ensuring legal compliance. This role...

About the PositionWe are seeking a highly skilled Regulatory Compliance Officer to join Merje Careers. The estimated salary for this role is £58,000 - £68,000 per annum.The successful candidate will have experience in designing thematic and discovery reviews, staying up to date on Consumer Duty training and regulations, and considering client needs,...

Job OverviewSweet Temps (North West) Ltd is seeking an experienced Administrative Compliance Officer to join their team in Harrogate. The successful candidate will be responsible for ensuring the organisation complies with health and safety legislation and best practices, as well as managing HR administrative processes.

Orchard Care Homes are seeking to appoint a Head of Compliance and Regulation. This is a newly created role that will be instrumental in ensuring that our services meet the highest standards of quality, safety, and regulatory compliance across our business. You will also be responsible for leading and managing a team of Quality and Compliance...

We are seeking a highly skilled Compliance and Governance Officer to join Swift Temps (North West) Ltd's team in Harrogate. As an HR, H&S, and Compliance Administration Manager, you will play a crucial role in ensuring the company adheres to all relevant laws, regulations, and standards.Your primary responsibilities will include managing employee relations,...

Swift Placements are working with a legal firm based in Harrogate City Centre who are seeking an experienced and detail-oriented HR, H&S, and Compliance Administration Manager to join their team in Harrogate on a full-time permanent basis. This role requires a proactive individual with expertise in legal compliance, who will oversee the effective management...

Company OverviewWe are a leading recruitment agency, Swift Temps (North West) Ltd, based in Harrogate. We specialise in providing high-quality staffing solutions to businesses across the region.About the RoleWe are seeking an experienced HR, H&S, and Compliance Administration Manager to join our team on a full-time permanent basis. The ideal candidate will...

About This Opportunity:Skyrocket your career as a Legal and Regulatory Specialist at Swift Placements in Harrogate! With this exciting opportunity, you'll oversee key functions that drive business success while ensuring regulatory compliance and operational excellence.What You'll Do:Maintain accurate employee records in line with GDPR requirements.Ensure the...

We are seeking a skilled Compliance Executive to join our team in Harrogate. As a Compliance Executive - Risk and Governance, you will be responsible for assisting the Compliance Officer with all aspects of compliance and risk management processes.The ideal candidate will have a strong background in compliance, with experience working within financial...

At Lime Search & Select Ltd, we are seeking an experienced Financial Regulatory Compliance Specialist to join our team in Harrogate. This role is ideal for individuals with a strong background in compliance, who can provide valuable assistance to the Compliance Officer in ensuring the company's adherence to regulatory requirements.The successful candidate...