Global Compliance Officer
4 days ago
MICHAEL PAGE (UK) seeks a highly skilled Quality and Assurance Expert to join their Global Independence Team. As a Lead Quality and Risk Manager, you will be responsible for providing assistance in updating project dashboards and internal webpages.
About the Position- Developing and delivering relevant training and guidance for Member Firms Independence Teams and Member Firm engagement teams
- Supporting the development of network policies and procedures
- Participating in monitoring activities related to Independence compliance
- Support and involvement on projects with wider Quality & Risk Team
The ideal candidate will have a strong background in independence/compliance, preferably at a Big 4 or top 20 accounting firm. A competitive salary of £90,000 - £110,000 per annum, plus benefits, is on offer, along with a hybrid working arrangement.
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Global Compliance Director
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob SummaryWe are seeking an experienced Compliance professional to join our team as Global Head of Compliance. This role offers a unique opportunity to lead our global Compliance function and shape our regulatory approach.**Key Responsibilities**Lead the development and implementation of our global Compliance strategy.Manage global regulatory relationships,...
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Global Compliance Lead
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Overview We are seeking a skilled Global Compliance Lead to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks globally, and overseeing the implementation of global regulatory developments.Key...
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Global Compliance Risk Manager
6 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeGlobal Regulatory Affairs PositionWe are seeking a seasoned professional to lead our global compliance efforts and provide strategic guidance on regulatory matters.The ideal candidate will have extensive experience in broking/prime broking and be able to manage complex regulatory relationships worldwide.This role is responsible for overseeing global...
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Chief Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewWe are seeking an experienced Chief Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to lead our global compliance efforts and drive regulatory excellence.About the Role:Lead our global regulatory relationships and ensure compliance with all relevant regulations.Provide...
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Global Compliance Strategist
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionThe Global Compliance Strategist will play a critical role in developing and implementing our company's global compliance strategy.Key Responsibilities:Develop a comprehensive compliance program to ensure adherence to regulatory requirements.Manage relationships with global regulatory bodies to stay up-to-date on changing regulations.Lead a...
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Global Compliance Leader
6 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the Role:The Global Head of Compliance will be responsible for managing global regulatory relationships and advisory coverage of all business desks globally.Oversight of global regulatory developments, driving their implementation, and ensuring compliance with financial crime risk are key aspects of this role.A strong understanding of FCA rules &...
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Global Compliance Leader
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeKey Responsibilities: As the Global Head of Compliance, your key responsibilities will include managing global regulatory relationships, providing advisory coverage, and overseeing compliance risk globally. You will also be responsible for oversight of global regulatory developments, financial crime risk, and compliance monitoring programmes.About the Role:...
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Compliance Officer Specialist
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewWe are a global asset management firm with 30-40 offices worldwide, seeking a skilled Compliance Officer to focus on Marketing & Distribution.
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Global Compliance Director
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout Us:We are a world-leading specialist broker, providing expert advice and support to clients across various sectors. Our team is dedicated to delivering exceptional service and building long-term relationships with our clients.Job Description:The Global Head of Compliance will play a critical role in leading our compliance function, ensuring we meet...
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Compliance Director for Global Operations
7 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionOur client, a world-leading specialist broker based in the City, is seeking a Global Head of Compliance to join their team. As a key member of the organization, you will play a vital role in ensuring the company's global operations remain compliant with regulatory requirements.About the CompanyOur client is a world-leading specialist broker...
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Global Compliance Lead
2 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJoin our risk management team at AJ FOX COMPLIANCE as a Global Compliance Lead and take on a challenging new role in London. This prestigious position involves overseeing the performance of a compliance-based team and acting as a point of contact for business acceptance-related queries.The ideal candidate will have prior experience working with international...
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Global Compliance Officer
6 days ago
London, Greater London, United Kingdom Federal Management System, Inc. Full timeAbout UsFederal Management System, Inc. is a values-driven company committed to empowering everybody in the world to be the most beautiful version of themselves.We're seeking a talented Global Compliance Officer to join our team in London. This role will report directly to the Chief Legal Officer and be the global business lead for all matters relating to...
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Global Compliance Officer
4 days ago
London, Greater London, United Kingdom White & Case Full timeJob Title: Global Compliance OfficerThe estimated annual salary for this role is £80,000 - £100,000 depending on experience. The position of Global Compliance Officer at White & Case involves overseeing the development and implementation of our firm's mandatory ethics, risk, and compliance framework.This includes designing, developing, and managing...
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Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full time**Job Description**The Compliance Associate will be responsible for supporting ongoing annual compliance programme delivery, including reviewing policies and procedures, suggesting improvements, and communicating with relevant internal and external stakeholders. Additionally, the candidate will respond to external compliance-related requests from banks and...
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Compliance Officer
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewWe are a boutique wholesale bank seeking a Junior Compliance Officer to join our team. This is a 5-day office-based role, providing an excellent opportunity to work with a dynamic and experienced team.About the RoleThis role will support the monitoring and assessment of compliance with regulatory requirements and internal policies. Key...
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Global Compliance Professional
7 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Summary:We are looking for a seasoned Compliance Officer to join our team at Compliance Professionals. In this role, you will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements. If you have a strong background in compliance and a passion for staying up-to-date with regulatory changes, we...
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Global Compliance Head
2 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe are seeking a Global Compliance Head to join our team at AJ FOX COMPLIANCE in London. This is a leadership role that requires a strong track record of success in compliance and risk management.The ideal candidate will have a deep understanding of compliance regulations and a ability to develop and implement effective compliance programs. They will be...
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Compliance Leader
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAs a Compliance Leader at Compliance Professionals, you will oversee global regulatory relationships and advisory coverage of all business desks globally. You will be responsible for oversight of global regulatory developments, driving their implementation, and ensuring Regulatory and Exchange queries, audits, and investigations are completed in an...
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Head of Governance and Compliance
1 week ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a highly skilled Head of Governance and Compliance to join our team at Compliance Professionals. As the Global Head of Compliance, you will be responsible for managing global regulatory relationships, advisory coverage of all business desks globally in conjunction with local Compliance Officers, and oversight of global regulatory developments...
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Global Governance Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a Global Governance Specialist to join our team at Compliance Professionals. As a key member of our leadership team, you will be responsible for driving the development and implementation of our global governance strategy.About the RoleThis is a senior leadership position that requires demonstrated broking/prime broking experience. You will...