Compliance Expert Leader

2 weeks ago


Surrey, United Kingdom IDEX Consulting Ltd Full time
About the Role

We are seeking a seasoned Compliance Expert to lead our team in Surrey, managing our compliance plan, regulator relationships, and horizon scanning for our Financial Planning business.

Key Responsibilities
  • Oversee the Compliance team during our period of international growth, covering new jurisdictions, products, and headcount.
  • Take ownership of SMF16 and 17, providing compliance advice to the business and board.
  • Develop and implement the compliance plan, maintain effective relationships with regulators, and conduct regular thematic reviews.
  • Require extensive experience in the Financial Planning, Wealth, or Pensions industry.
What You Will Need
  • A proven track record in Compliance leadership within Financial Planning, Wealth, or Pensions.
  • Strong understanding of regulatory requirements and compliance best practices.
  • Excellent communication and interpersonal skills.
Compensation Package

We offer a competitive salary in the range of £70,000 - £90,000 per annum, depending on your level of experience. This package also includes comprehensive benefits and opportunities for professional growth.



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