Compliance Expert Leader
2 weeks ago
We are seeking a seasoned Compliance Expert to lead our team in Surrey, managing our compliance plan, regulator relationships, and horizon scanning for our Financial Planning business.
Key Responsibilities- Oversee the Compliance team during our period of international growth, covering new jurisdictions, products, and headcount.
- Take ownership of SMF16 and 17, providing compliance advice to the business and board.
- Develop and implement the compliance plan, maintain effective relationships with regulators, and conduct regular thematic reviews.
- Require extensive experience in the Financial Planning, Wealth, or Pensions industry.
- A proven track record in Compliance leadership within Financial Planning, Wealth, or Pensions.
- Strong understanding of regulatory requirements and compliance best practices.
- Excellent communication and interpersonal skills.
We offer a competitive salary in the range of £70,000 - £90,000 per annum, depending on your level of experience. This package also includes comprehensive benefits and opportunities for professional growth.
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Compliance and Regulations Expert
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Regulatory Compliance Specialist
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Financial Planning Team Leader
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