Compliance and Risk Manager

Oversee Compliance and Risk for a Leading Wealth Management FirmWe are seeking an experienced Compliance Specialist to join our team at The Openwork Partnership, a dynamic and fast-paced wealth management firm. As a Compliance Specialist, you will play a critical role in ensuring that our business operates within the regulatory framework.About the...

About the Role:We are seeking a highly skilled Compliance and Risk Manager to join our team at CV-Library. As a key member of our compliance team, you will be responsible for ensuring that our firm complies with all relevant statutory laws and regulations, internal policies, and procedures.Key Responsibilities:Manage the firm's Lexcel Accreditation...

About this roleWe are seeking a highly skilled Compliance Risk Manager to join our team at Lloyds Banking Group. As a key member of our compliance team, you will play a critical role in supporting the development and execution of our new compliance programme.Key responsibilitiesSupport the compliance traceability programme and regulatory horizon tracking...

Compliance Monitoring ManagerBroadgate is seeking a seasoned Compliance Monitoring Manager to oversee the company's compliance with FCA regulations and internal policies.This is a critical role that requires a deep understanding of the financial services industry and a proven track record of identifying and mitigating compliance risks.Key...

Job DescriptionCompliance Monitoring Manager at BroadgateThis role will oversee the company's compliance with FCA regulations and internal policies.The Key ResponsibilitiesReview and update compliance policies and proceduresDevelop and implement the Compliance Monitoring ProgrammeIdentify and mitigate potential compliance risksProduce reports to propose...

Job Title: Senior Manager of Risk and ComplianceJob Summary:Lloyds Banking Group is seeking a Senior Manager of Risk and Compliance to lead the development of risk management practices, ensure compliance with best practices, and oversee third-party suppliers.Key Responsibilities:Develop and implement risk management practices and policies.Collaborate with...

Compliance Monitoring ManagerBroadgateThis role will oversee the company's compliance with FCA regulations and internal policies, ensuring the business operates within the Investments sector's regulatory framework.The RoleRegularly review and update compliance policies and proceduresSupport the development of the Compliance Monitoring ProgrammeIdentify and...

Compliance Monitoring ManagerThis role will oversee the company's adherence to FCA regulatory requirements and internal policies. The business is a well-established name in the Investments sector, offering bespoke services in pensions and financial advisory.The RoleRegularly review and update compliance policy and procedureSupport the development of the...

Compliance Monitoring RoleThis position will assume responsibility for ensuring the company operates within all FCA, regulatory requirements, and internal policy. The business is a well-established name in the Investments sector, known for their bespoke offerings within the pensions and financial advisory space.The Key ResponsibilitiesRegularly review...

The OpportunityWe are seeking an experienced Compliance Risk Specialist to join our team at The Openwork Partnership. As a key member of our Risk and Compliance function, you will be responsible for providing risk-based compliance monitoring in accordance with our Compliance Plan. You will work closely with our business units to ensure that all activities...

The OpportunityWe are seeking an experienced Compliance Specialist to join our team at The Openwork Partnership. As a key member of our Risk and Compliance function, you will be responsible for providing risk-based 2LoD compliance monitoring in accordance with our Compliance Plan. You will also provide compliance advice to business units, ensuring that all...

Job Overview: Waystone is the leading provider of institutional governance, risk, and compliance services to the asset management industry. We are seeking an experienced Head of Regulatory Compliance and Risk Management to join our team.

About this roleWe are seeking a highly skilled Risk Management Specialist to join our Compliance and Traceability team. As a key member of our team, you will be responsible for supporting the development and execution of our new compliance program.Key responsibilitiesSupport the compliance traceability program and regulatory horizon tracking program.Support...

We are seeking a skilled Compliance Risk Specialist to join our Conduct & Credit Risk division as a Risk Business Partner. The ideal candidate will be customer-focused, able to balance risk and commercial considerations, and enjoy building relationships with stakeholders. Responsibilities include partnering with teams across direct and third-party...

We are seeking a Risk and Compliance Specialist to join our Business Acceptance Unit (BAU) team. As a Conflicts Assistant, you will conduct critical conflicts searches, prepare detailed reports, and act as a key contact for conflicts issues. You will ensure the safeguarding of confidential information and contribute to our compliance with regulatory...

About ENGIE POWER LIMITEDENGIE POWER LIMITED is a global leader in low-carbon energy supply and services. Our company has been active in the UK energy market for over 20 years, with investments in energy infrastructure focused on energy storage and renewable energy (solar, wind, biogas), while supplying energy to organizations of all sizes.We are seeking a...

We are seeking an experienced Compliance Risk Manager to support our digital transformation strategy.About the RoleThis is a critical position that requires strong compliance expertise, combined with innovative thinking and excellent communication skills.You will work closely with our risk management team to develop and implement effective risk management...

Job Summary: Meraki Talent is seeking a Compliance Monitoring Specialist to join a leading wealth management business. The successful candidate will be responsible for ensuring the company adheres to regulatory requirements and internal policies.Key Responsibilities:* Conduct regular compliance audits and monitor activities to identify potential areas of...

We are seeking a Compliance Monitoring Specialist to join our team at Meraki Talent. The successful candidate will be responsible for ensuring the company adheres to regulatory requirements and internal policies.The Compliance Monitoring team is involved in vital work ensuring that the Firm fulfils all FCA requirements and maintains regulatory compliance....

Job OverviewArthur Recruitment is partnering with an insurer to find a talented Compliance Risk Specialist (Generalist) for a full-time, permanent position. The successful candidate will be based in Leeds and report directly to the Head of UK Compliance.This role would suit an experienced Compliance professional with a strong understanding of FCA/PRA...