Compliance Risk Manager

Oversee Compliance and Risk for a Leading Wealth Management FirmWe are seeking an experienced Compliance Specialist to join our team at The Openwork Partnership, a dynamic and fast-paced wealth management firm. As a Compliance Specialist, you will play a critical role in ensuring that our business operates within the regulatory framework.About the...

About this roleWe are seeking a highly skilled Compliance Risk Manager to join our team at Lloyds Banking Group. As a key member of our compliance team, you will play a critical role in supporting the development and execution of our new compliance programme.Key responsibilitiesSupport the compliance traceability programme and regulatory horizon tracking...

Compliance Monitoring ManagerBroadgate is seeking a seasoned Compliance Monitoring Manager to oversee the company's compliance with FCA regulations and internal policies.This is a critical role that requires a deep understanding of the financial services industry and a proven track record of identifying and mitigating compliance risks.Key...

Our esteemed client, a Legal 500 and Chambers & Partners ranked firm, is seeking a seasoned Legal Compliance Manager to join their team on a full-time permanent basis. The ideal candidate will possess strong problem-solving and analytical skills, excellent communication and conflict resolution abilities, and a keen eye for detail. A minimum of three years of...

Job Summary:We are seeking an experienced Compliance Risk Manager to join our team in Leeds, Thorpe Park. As a key member of our regulatory affairs function, you will work closely with various stakeholders to identify and mitigate risks, ensuring compliance with regulatory requirements and industry standards.

We are seeking a skilled Risk and Compliance Manager to join our team at Lloyds Banking Group.As a key member of our team, you will be responsible for ensuring that our motor finance operations comply with relevant laws, regulations, and industry standards.The ideal candidate will have a working knowledge of UK regulations, including the Consumer Credit...

Job DescriptionCompliance Monitoring Manager at BroadgateThis role will oversee the company's compliance with FCA regulations and internal policies.The Key ResponsibilitiesReview and update compliance policies and proceduresDevelop and implement the Compliance Monitoring ProgrammeIdentify and mitigate potential compliance risksProduce reports to propose...

Job Title: Senior Manager of Risk and ComplianceJob Summary:Lloyds Banking Group is seeking a Senior Manager of Risk and Compliance to lead the development of risk management practices, ensure compliance with best practices, and oversee third-party suppliers.Key Responsibilities:Develop and implement risk management practices and policies.Collaborate with...

About the RoleThe Compliance and Risk Manager position at DAC Beachcroft is a vital role that requires a high level of objectivity in reviewing files against criteria. As a key member of our Quality Team, you will be responsible for coordinating audits, creating necessary documentation, and liaising with the Quality Manager and OGC Lawyers.This role offers a...

Compliance Monitoring ManagerBroadgateThis role will oversee the company's compliance with FCA regulations and internal policies, ensuring the business operates within the Investments sector's regulatory framework.The RoleRegularly review and update compliance policies and proceduresSupport the development of the Compliance Monitoring ProgrammeIdentify and...

Compliance Monitoring ManagerThis role will oversee the company's adherence to FCA regulatory requirements and internal policies. The business is a well-established name in the Investments sector, offering bespoke services in pensions and financial advisory.The RoleRegularly review and update compliance policy and procedureSupport the development of the...

Located in Thorpe Park, Leeds, we are seeking a Compliance Risk Specialist to join our team.About Northern Gas Networks:We are a leading company in the gas industry, committed to delivering safe and reliable services to our customers.Salary: The estimated annual salary for this role is £43,000 - £50,000 dependant on skills and experience. In addition to...

The OpportunityWe are seeking an experienced Compliance Risk Specialist to join our team at The Openwork Partnership. As a key member of our Risk and Compliance function, you will be responsible for providing risk-based compliance monitoring in accordance with our Compliance Plan. You will work closely with our business units to ensure that all activities...

The OpportunityWe are seeking an experienced Compliance Specialist to join our team at The Openwork Partnership. As a key member of our Risk and Compliance function, you will be responsible for providing risk-based 2LoD compliance monitoring in accordance with our Compliance Plan. You will also provide compliance advice to business units, ensuring that all...

Regulatory Compliance Role OverviewWe are seeking an experienced Compliance Specialist to join our team at Openwork Ltd, a leading provider of wealth management services. This role is ideal for individuals who have a strong understanding of regulatory requirements and can provide expert advice on compliance matters.About the JobThe successful candidate will...

We are seeking a highly skilled Compliance, Risk and Governance Manager to join our team at Digital Waffle. This pivotal role plays a crucial part in ensuring our organisation's adherence to global regulations and standards.The ideal candidate will possess significant experience in governance, risk, and compliance, preferably in industries such as SaaS,...

Job Overview: Waystone is the leading provider of institutional governance, risk, and compliance services to the asset management industry. We are seeking an experienced Head of Regulatory Compliance and Risk Management to join our team.

About this roleWe are seeking a highly skilled Risk Management Specialist to join our Compliance and Traceability team. As a key member of our team, you will be responsible for supporting the development and execution of our new compliance program.Key responsibilitiesSupport the compliance traceability program and regulatory horizon tracking program.Support...

We are seeking a skilled Compliance Risk Specialist to join our Conduct & Credit Risk division as a Risk Business Partner. The ideal candidate will be customer-focused, able to balance risk and commercial considerations, and enjoy building relationships with stakeholders. Responsibilities include partnering with teams across direct and third-party...

We are seeking a Risk and Compliance Specialist to join our Business Acceptance Unit (BAU) team. As a Conflicts Assistant, you will conduct critical conflicts searches, prepare detailed reports, and act as a key contact for conflicts issues. You will ensure the safeguarding of confidential information and contribute to our compliance with regulatory...