Compliance Risk Manager
1 month ago
Broadgate is seeking a seasoned Compliance Monitoring Manager to oversee the company's compliance with FCA regulations and internal policies.
This is a critical role that requires a deep understanding of the financial services industry and a proven track record of identifying and mitigating compliance risks.
Key Responsibilities:
- Develop and implement a comprehensive Compliance Monitoring Programme
- Conduct regular reviews of compliance policies and procedures
- Identify and assess potential compliance risks
- Provide expert advice and guidance to the business on compliance matters
Requirements:
- Significant experience in a financial services compliance role
- Strong knowledge of FCA regulations and handbooks
- Ability to analyze complex data and identify trends
Broadgate is a leading provider of financial services, and this role offers a unique opportunity to work with a talented team and contribute to the company's continued success.
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