Compliance Risk Manager
2 weeks ago
Broadgate is seeking a seasoned Compliance Monitoring Manager to oversee the company's compliance with FCA regulations and internal policies.
This is a critical role that requires a deep understanding of the financial services industry and a proven track record of identifying and mitigating compliance risks.
Key Responsibilities:
- Develop and implement a comprehensive Compliance Monitoring Programme
- Conduct regular reviews of compliance policies and procedures
- Identify and assess potential compliance risks
- Provide expert advice and guidance to the business on compliance matters
Requirements:
- Significant experience in a financial services compliance role
- Strong knowledge of FCA regulations and handbooks
- Ability to analyze complex data and identify trends
Broadgate is a leading provider of financial services, and this role offers a unique opportunity to work with a talented team and contribute to the company's continued success.
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Risk and Compliance Manager
1 month ago
Leeds, Leeds, United Kingdom Lloyds Bank plc Full timeSenior Manager, Risk, Compliance and PolicyAt Lloyds Bank plc, we are seeking a highly skilled and experienced Senior Manager to lead our Health, Safety, and Wellbeing risk, compliance, and standards across the group. This role will be responsible for developing policy, standards, and implementing risk management practices through risk controls both design...
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Risk and Compliance Manager
1 month ago
Leeds, Leeds, United Kingdom Lloyds Bank plc Full timeSenior Manager, Risk, Compliance and PolicyAt Lloyds Bank plc, we are seeking a highly skilled and experienced Senior Manager to lead our Health, Safety, and Wellbeing risk, compliance, and standards across the group. This role will be responsible for developing policy, standards, and implementing risk management practices through risk controls both design...
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Compliance Risk Manager
5 days ago
Leeds, Leeds, United Kingdom Lloyds Banking Group Full timeAbout this roleWe are seeking a highly skilled Compliance Risk Manager to join our team at Lloyds Banking Group. As a key member of our compliance team, you will play a critical role in supporting the development and execution of our new compliance programme.Key responsibilitiesSupport the compliance traceability programme and regulatory horizon tracking...
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Compliance Risk Manager
4 weeks ago
Leeds, Leeds, United Kingdom Clayton Davies Full timeCompliance Monitoring SpecialistAt Clayton Davies, we are seeking a highly skilled Compliance Monitoring Specialist to join our team. As a key member of our compliance function, you will play a critical role in ensuring that our company adheres to regulatory requirements and internal policies.Key Responsibilities:Compliance Audits: Conduct regular reviews...
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Compliance Risk Manager
4 weeks ago
Leeds, Leeds, United Kingdom Clayton Davies Full timeCompliance Monitoring SpecialistAt Clayton Davies, we are seeking a highly skilled Compliance Monitoring Specialist to join our team. As a key member of our compliance function, you will play a critical role in ensuring that our company adheres to regulatory requirements and internal policies.Key Responsibilities:Compliance Audits: Conduct regular reviews...
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Compliance and Risk Manager
1 week ago
Leeds, Leeds, United Kingdom Law Staff Ltd Full timeOur esteemed client, a Legal 500 and Chambers & Partners ranked firm, is seeking a seasoned Legal Compliance Manager to join their team on a full-time permanent basis. The ideal candidate will possess strong problem-solving and analytical skills, excellent communication and conflict resolution abilities, and a keen eye for detail. A minimum of three years of...
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Compliance Risk Manager
4 weeks ago
Leeds, Leeds, United Kingdom Broadgate Full timeJob Title: Compliance Monitoring SpecialistAt Broadgate, we are seeking a highly skilled Compliance Monitoring Specialist to join our team.Job SummaryThe Compliance Monitoring Specialist will be responsible for ensuring that our business operates within all relevant regulatory requirements and internal policies.Key ResponsibilitiesRegularly review and update...
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Compliance Risk Manager
4 weeks ago
Leeds, Leeds, United Kingdom Broadgate Full timeJob Title: Compliance Monitoring SpecialistAt Broadgate, we are seeking a highly skilled Compliance Monitoring Specialist to join our team.Job SummaryThe Compliance Monitoring Specialist will be responsible for ensuring that our business operates within all relevant regulatory requirements and internal policies.Key ResponsibilitiesRegularly review and update...
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Compliance Risk Manager
1 week ago
Leeds, Leeds, United Kingdom Broadgate Full timeJob DescriptionCompliance Monitoring Manager at BroadgateThis role will oversee the company's compliance with FCA regulations and internal policies.The Key ResponsibilitiesReview and update compliance policies and proceduresDevelop and implement the Compliance Monitoring ProgrammeIdentify and mitigate potential compliance risksProduce reports to propose...
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Compliance Risk Manager
3 weeks ago
Leeds, Leeds, United Kingdom Broadgate Full timeBroadgate – Leeds, City and Borough of LeedsPosition: Compliance Monitoring ManagerThis role will oversee the company's adherence to all FCA regulatory requirements and internal policies. As a well-established name in the Investments sector, Broadgate offers bespoke solutions in pensions and financial advisory services.The RoleRegularly review and update...
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Compliance Risk Manager
3 weeks ago
Leeds, Leeds, United Kingdom Broadgate Full timeBroadgate – Leeds, City and Borough of LeedsPosition: Compliance Monitoring ManagerThis role will oversee the company's adherence to all FCA regulatory requirements and internal policies. As a well-established name in the Investments sector, Broadgate offers bespoke solutions in pensions and financial advisory services.The RoleRegularly review and update...
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Risk and Compliance Senior Manager
13 hours ago
Leeds, Leeds, United Kingdom Lloyds Banking Group Full timeJob Title: Senior Manager of Risk and ComplianceJob Summary:Lloyds Banking Group is seeking a Senior Manager of Risk and Compliance to lead the development of risk management practices, ensure compliance with best practices, and oversee third-party suppliers.Key Responsibilities:Develop and implement risk management practices and policies.Collaborate with...
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Compliance Risk Manager
7 days ago
Leeds, Leeds, United Kingdom Broadgate Full timeCompliance Monitoring ManagerBroadgateThis role will oversee the company's compliance with FCA regulations and internal policies, ensuring the business operates within the Investments sector's regulatory framework.The RoleRegularly review and update compliance policies and proceduresSupport the development of the Compliance Monitoring ProgrammeIdentify and...
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Compliance Risk Manager
1 week ago
Leeds, Leeds, United Kingdom LGBT Great Full timeCompliance Monitoring ManagerThis role will oversee the company's adherence to FCA regulatory requirements and internal policies. The business is a well-established name in the Investments sector, offering bespoke services in pensions and financial advisory.The RoleRegularly review and update compliance policy and procedureSupport the development of the...
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Compliance Risk Manager
2 weeks ago
Leeds, Leeds, United Kingdom Broadgate Full timeBroadgate – Leeds, City and Borough of LeedsPosition: Compliance Monitoring ManagerThis position will assume responsibility for ensuring the company operates within all FCA regulatory requirements, as well as internal policy. The business is a well-established name in the Investments sector, known for their bespoke offerings within the pensions and...
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Compliance Risk Manager
3 weeks ago
Leeds, Leeds, United Kingdom Broadgate Full timeBroadgate – Leeds, City and Borough of LeedsPosition: Compliance Monitoring ManagerThis position will assume responsibility for ensuring the company operates within all FCA regulatory requirements, as well as internal policy. The business is a well-established name in the Investments sector, known for their bespoke offerings within the pensions and...
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Compliance Risk Manager
3 weeks ago
Leeds, Leeds, United Kingdom Broadgate Full timeBroadgate – Leeds, City and Borough of LeedsPosition: Compliance Monitoring ManagerThis position will assume responsibility for ensuring the company operates within all FCA regulatory requirements, as well as internal policy. The business is a well-established name in the Investments sector, known for their bespoke offerings within the pensions and...
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Compliance Risk Manager
2 weeks ago
Leeds, Leeds, United Kingdom Broadgate Full timeBroadgate – Leeds, City and Borough of LeedsPosition: Compliance Monitoring ManagerThis position will assume responsibility for ensuring the company operates within all FCA regulatory requirements, as well as internal policy. The business is a well-established name in the Investments sector, known for their bespoke offerings within the pensions and...
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Compliance Risk Manager Senior
1 month ago
Leeds, Leeds, United Kingdom Lloyds Bank plc Full timeSenior Manager of Risk, Compliance and StandardsLead Health, Safety and Wellbeing risk, compliance and standards across the group, developing policy, standards and implementing risk management practices through risk controls both design and automation.Key Responsibilities:Create and implement new standards for health, safety, wellbeing, and environmental...