Compliance Risk Manager

2 weeks ago


Leeds, Leeds, United Kingdom Broadgate Full time
Compliance Monitoring Manager

Broadgate is seeking a seasoned Compliance Monitoring Manager to oversee the company's compliance with FCA regulations and internal policies.

This is a critical role that requires a deep understanding of the financial services industry and a proven track record of identifying and mitigating compliance risks.

Key Responsibilities:

  • Develop and implement a comprehensive Compliance Monitoring Programme
  • Conduct regular reviews of compliance policies and procedures
  • Identify and assess potential compliance risks
  • Provide expert advice and guidance to the business on compliance matters

Requirements:

  • Significant experience in a financial services compliance role
  • Strong knowledge of FCA regulations and handbooks
  • Ability to analyze complex data and identify trends

Broadgate is a leading provider of financial services, and this role offers a unique opportunity to work with a talented team and contribute to the company's continued success.



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