Head of Regulatory Compliance and Risk Management
1 month ago
Job Overview: Waystone is the leading provider of institutional governance, risk, and compliance services to the asset management industry. We are seeking an experienced Head of Regulatory Compliance and Risk Management to join our team.
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Compliance Risk Management Specialist
7 hours ago
Leeds, Leeds, United Kingdom Iwoca Full timeWe are seeking a highly skilled Regulatory Conduct Compliance Officer to support our Head of Regulatory Compliance in the management and oversight of conduct risk within Iwoca. This role is critical in ensuring that Iwoca understands and adheres to regulatory standards and industry best practices, particularly those set by the Lending Standards Board (LSB)....
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Regulatory Compliance Specialist
2 weeks ago
Leeds, Leeds, United Kingdom Iwoca Ltd Full timeKey ResponsibilitiesThe Regulatory Compliance Specialist will be responsible for managing conduct risk, monitoring compliance, and providing training and guidance to staff on conduct risk and responsible lending practices. This includes:Developing and implementing a conduct risk framework aligned with LSB standards.Identifying, assessing, and monitoring...
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Compliance Expert
4 weeks ago
Leeds, Leeds, United Kingdom Openwork Ltd Full timeRegulatory Compliance Role OverviewWe are seeking an experienced Compliance Specialist to join our team at Openwork Ltd, a leading provider of wealth management services. This role is ideal for individuals who have a strong understanding of regulatory requirements and can provide expert advice on compliance matters.About the JobThe successful candidate will...
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Compliance Risk Specialist
3 days ago
Leeds, Leeds, United Kingdom iwoca Ltd Full timeCompany Overview:iwoca Ltd is a leading Fintech company in Europe, specializing in fast and flexible finance solutions for small businesses. Our mission is to finance one million businesses by providing cutting-edge technology, data science, and exceptional customer service.About the Role:We are seeking an experienced Regulatory Conduct Compliance Officer to...
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Regulatory Compliance Specialist
3 weeks ago
Leeds, Leeds, United Kingdom Service Care Solutions Ltd Full timeJob RequirementsService Care Solutions Ltd is seeking a highly experienced Regulatory Compliance Specialist to lead the development and delivery of strategic management of building safety. Based in West Yorkshire, this is a full-time, permanent position that requires experience in managing data within the construction industry.The ideal candidate will have a...
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Regulatory Compliance Officer
2 weeks ago
Leeds, Leeds, United Kingdom Iwoca Full timeKey ResponsibilitiesDevelop, implement, and maintain a conduct risk framework tailored to unregulated SME lending activities, aligned with LSB standards.Identify, assess, and monitor conduct risks, ensuring effective management within our risk appetite and in accordance with LSB principles.Collaborate with the Head of Regulatory Compliance to establish and...
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Head of Regulatory Affairs
3 weeks ago
Leeds, Leeds, United Kingdom Rev & Regs Full timeJob Overview:We are seeking a seasoned Head of Regulatory Affairs to join our team at Rev & Regs, working for a large multinational Asset Management company.This role requires expertise in risk management, compliance, and financial crime prevention, with a strong focus on analysing regulatory developments and maintaining internal policies and procedures.The...
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Regulatory Conduct Compliance Professional
6 hours ago
Leeds, Leeds, United Kingdom Iwoca Ltd Full timeAbout the RoleWe are seeking a highly skilled Regulatory Conduct Compliance Professional to join our team at Iwoca Ltd. This is a unique opportunity to work in unregulated SME lending, supporting the Head of Regulatory Compliance with conduct risk management and compliance monitoring.The successful candidate will have a minimum of 3 years' experience in...
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Senior Regulatory Compliance Officer
4 weeks ago
Leeds, Leeds, United Kingdom Compliance Professionals Full timeRole OverviewWe are seeking a Senior Regulatory Compliance Officer to join our team at Compliance Professionals.Key Responsibilities:To review assigned cases as per established process, policies and standards and produce the appropriate decision for each case to quality standards in place.Produce clear and concise customer communications including FDLs and...
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Compliance Risk Officer
2 weeks ago
Leeds, Leeds, United Kingdom Iwoca Ltd Full timeRole SummaryThe Compliance Risk Officer will play a critical role in ensuring the effective management of conduct risk at Iwoca Ltd. This includes:Developing, implementing, and maintaining a conduct risk framework aligned with LSB standards.Identifying, assessing, and monitoring conduct risks, and recommending corrective actions where necessary.Providing...
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Compliance Risk Manager
4 weeks ago
Leeds, Leeds, United Kingdom Lowell Financial Ltd Full timeJob Summary:We are seeking an experienced Compliance Risk Manager to join our team in Leeds, Thorpe Park. As a key member of our regulatory affairs function, you will work closely with various stakeholders to identify and mitigate risks, ensuring compliance with regulatory requirements and industry standards.
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Regulatory Risk Management Lead
5 days ago
Leeds, Leeds, United Kingdom Flutter Full timeJob SummaryThe Regulatory Risk Management Lead will oversee the development and implementation of our Operational Compliance Control Framework, ensuring seamless integration with existing processes. With a strong focus on regulatory compliance and risk management, this role is ideal for someone with a proven track record in leading cross-functional...
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Head of Regulatory Compliance
5 days ago
Leeds, Leeds, United Kingdom ATS Recruitment Limited Full timeJob SummaryATS Recruitment Limited is looking for a talented Senior Building Control Surveyor to join our team as Head of Regulatory Compliance. The ideal candidate will have a proven track record in leading teams and overseeing complex building control projects.Main ResponsibilitiesManage a team of RBIs and administrators to deliver building control...
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Conduct Risk Manager
2 weeks ago
Leeds, Leeds, United Kingdom Iwoca Ltd Full timeJob OverviewThe Conduct Risk Manager will play a crucial role in ensuring the adherence to regulatory standards and industry best practices at Iwoca Ltd. The successful candidate will support the Head of Regulatory Compliance in managing conduct risk, identifying potential risks, and developing strategies to mitigate them.This is an excellent opportunity for...
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Head of Compliance and Risk
3 weeks ago
Leeds, Leeds, United Kingdom Flutter UK & Ireland Full timeSalary: £80,000 - £110,000 per annumWe are looking for a Head of Compliance and Risk to lead our data compliance capabilities and business units in Flutter UK & Ireland. As a senior member of the team, you will be responsible for managing the day-to-day activities of the Flutter UKI Data Protection & Compliance Office, including oversight of personnel,...
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Regulatory Conduct Compliance Officer
6 hours ago
Leeds, Leeds, United Kingdom Iwoca Full timeWe are seeking a highly experienced Regulatory Conduct Compliance Officer to join our team at Iwoca. As a Regulatory Conduct Compliance Officer, you will play a critical role in ensuring that Iwoca understands and adheres to regulatory standards and industry best practices, particularly those set by the Lending Standards Board (LSB). You will work closely...
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Risk and Compliance Leader
3 weeks ago
Leeds, Leeds, United Kingdom Rev & Regs Full timeRisk and Compliance Leadership Role:Rev & Regs is seeking a highly skilled Risk and Compliance Leader to join our team, working for a large multinational Asset Management company.This role requires expertise in risk management, compliance, and financial crime prevention, with a strong focus on monitoring and overseeing risk frameworks related to Compliance...
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Conduct Compliance Manager
3 days ago
Leeds, Leeds, United Kingdom iwoca Ltd Full timeWhy Join Us?iwoca Ltd is a dynamic and innovative company that offers exciting career opportunities for experienced professionals. As a Regulatory Conduct Compliance Officer, you will play a critical role in ensuring that we maintain high standards of conduct risk management and compliance. We offer a competitive salary, comprehensive benefits package, and...
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Compliance Manager
5 days ago
Leeds, Leeds, United Kingdom Law Staff Ltd Full timeAbout Law Staff LtdOur esteemed client is a highly respected Law 500 and Chambers & Partners ranked firm, seeking a skilled Legal Compliance Manager to join their team. This permanent role requires strong problem-solving and analytical abilities, excellent communication, conflict resolution skills, and attention to detail. The ideal candidate will have a...
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Leeds, Leeds, United Kingdom Yorkshire Building Society Group Full timeYorkshire Building Society Group is looking for a highly skilled Risk Manager to oversee Capital and Stress Testing compliance. As a Capital and Stress Testing Risk Oversight manager, you will play a crucial role in ensuring the accuracy and reliability of stress test results.Job DescriptionChallenge and oversight of change projects within Stress Testing and...