Compliance Specialist

Job Title: Senior Compliance SpecialistWe are seeking a highly skilled Senior Compliance Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for providing management information and attending relevant internal meetings, responding to queries from across the business relating to SMCR matters, advising business...

We are seeking a Compliance Specialist to join our team at AJ FOX COMPLIANCE. As a Compliance Specialist, you will play a key role in ensuring that our firm meets all regulatory requirements and maintains a strong compliance culture.The ideal candidate will have strong analytical skills, an eye for detail, and a drive to embrace greater responsibilities. You...

About the RoleThe Compliance Specialist will support the onboarding process and third-party risk management, focusing on Know Your Customer (KYC) while also assisting with broader aspects of the Compliance Programme, such as risk assessments, screening and training.Key ResponsibilitiesSupport the onboarding process and third-party risk management, with a...

Compliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...

Compliance Risk SpecialistWe are seeking a highly skilled Compliance Risk Specialist to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will be responsible for identifying and mitigating compliance risks across the firm.Key Responsibilities:Act as a key point of contact for compliance queries, ensuring all regulatory...

Job Summary:We are seeking a highly skilled Compliance Monitoring Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for assisting in the development and annual planning of the Compliance Monitoring Plan, independently scoping and planning all assigned reviews, and executing all assigned monitoring...

At Sovos Compliance, we are seeking a talented Compliance Associate Specialist to join our team. As a key member of our growing Compliance Services team, you will play a crucial role in ensuring the accurate preparation and filing of IPT returns for our clients.The ideal candidate will possess excellent attention to detail, strong analytical skills, and the...

Job DescriptionCompliance Professionals is seeking a highly skilled Regulatory Compliance Specialist to join our team.About the RoleThis exciting opportunity allows you to utilize your expertise in regulatory compliance to provide comprehensive advice on requirements and interpret complex regulatory changes. You will work closely with key stakeholders,...

Financial Crime Compliance SpecialistWe are seeking a highly skilled Financial Crime Compliance Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for performing compliance controls on the activity of the Company according to the Company's Financial Crime CMP.Key Responsibilities:Implement and update the...

About the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...

Compliance Role OverviewAJ FOX COMPLIANCE is seeking a skilled Compliance Risk Specialist to support the Compliance team in their London office. The ideal candidate will have experience in law firm risk and compliance, a solid understanding of AML and counter-terrorist financing, and familiarity with using AML databases.Key ResponsibilitiesPerform risk...

Job Title: Senior Wealth Management Compliance SpecialistJob Summary: We are seeking a highly skilled Senior Wealth Management Compliance Specialist to join our team at Compliance Professionals. As a Senior Wealth Management Compliance Specialist, you will be responsible for leading the onboarding process for wealth management clients, ensuring compliance...

Role Overview:We are seeking a skilled Junior Compliance Officer to support the monitoring and assessment of compliance with regulatory requirements and internal policies at a boutique wholesale bank.Key Responsibilities:Support the development and implementation of compliance policies and procedures.Conduct periodic compliance reviews and audits to ensure...

**About Compliance Professionals**We are a reputable brokerage firm based in the City, seeking a highly skilled Financial Markets Compliance Specialist to join our team on an FTC basis.**Estimated Salary:** £60,000 - £80,000 per annum, depending on experience**Job Description:**Key ResponsibilitiesMonitor and address market surveillance alerts and...

Senior Risk and Compliance SpecialistWe are seeking a highly skilled Senior Risk and Compliance Specialist to join our team at AJ FOX COMPLIANCE. As a Senior Risk and Compliance Specialist, you will be responsible for conducting thorough AML checks, ensuring compliance with our firm's policies by reviewing documentation and performing risk assessments for...

We are seeking a highly motivated Compliance Operations Specialist to join our team at AJ FOX COMPLIANCE in London.This is an exciting opportunity for someone who enjoys being hands-on and is ready to collaborate closely with teams across the firm, as it will require five days a week in the office.As a key member of our compliance team, you will be...

Job DescriptionAt AJ Fox Compliance, we are seeking a highly skilled Compliance Risk Specialist to join our legal team in London. This role will support the Compliance team in their legal and regulatory duties.Key Responsibilities:Conduct Customer Due Diligence (CDD) for various clients, including individuals, companies, and trusts.Perform risk assessments...

We're looking for a Senior Compliance Specialist to join AJ FOX COMPLIANCE as part of our prestigious full-service law firm. This is a fantastic opportunity for someone looking to develop their compliance career, with hands-on experience in AML, conflicts management, and other regulatory matters.This diverse and engaging role allows an ambitious individual...

Job DescriptionAre you a dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance? An exceptional opportunity has arisen for a remote AML Compliance Specialist within an International law firm.In this role, you'll handle a broad range of compliance, conflicts, and AML issues and have the chance to handle escalations from...

Job Title: Compliance Director - Financial Crime SpecialistJob Summary:We are seeking a highly skilled Compliance Director to join our team at Compliance Professionals. The successful candidate will be responsible for expanding and developing our financial crime programme within the region.Key Responsibilities:Work within the region to expand and develop the...