Compliance Team Assistant

About the RoleWe are seeking a highly skilled Compliance Assistant to join our team at MassMutual Eastern PA.This is a multi-faceted role, including supervising and supporting producers and non-registered associated persons. The ideal candidate will assist OSJ Supervisors in ensuring our financial professionals conduct business correctly and in compliance...

The Schroders Recruitment team is seeking a dedicated Financial Services Compliance Assistant to join their team in Horsham, West Sussex. This role will involve supporting the Compliance team in administering the supervisory scheme across the Network.Key ResponsibilitiesAssist and support the Compliance team in administering the supervisory scheme across the...

About the Role:We are seeking a highly skilled AML Compliance Assistant to join our team at Schroders. The successful candidate will be responsible for administering the supervisory scheme across the network, undertaking focused file checks, and maintaining accurate records of findings.Key Responsibilities:Assist the Compliance team in administering the...

Take the first step towards a rewarding career in hospitality with Bill's!Why Join Our Team?At Bill's, we're dedicated to providing an exceptional dining experience that exceeds our guests' expectations. As a Commis Waiter, you'll play a vital role in achieving this goal, working closely with our kitchen team to deliver fresh, high-quality dishes and...

Job OverviewCare Outlook is seeking a highly organized and detail-oriented Medication Auditor to join our team. In this role, you will be responsible for ensuring that medication administration is in compliance with regulatory standards and company policies. The successful candidate will have experience with an electronic medication management system (ECM)...

**About Us**We are EngineeringUK, a leading provider of innovative solutions in the financial services industry. Our award-winning technology and support services empower high-quality financial advisers to succeed in their businesses.**Your Role**You will be based at our state-of-the-art campus near Horsham in West Sussex, surrounded by picturesque...

We are seeking an Account Management Associate to join our team. As a key member of our operations team, you will be responsible for delivering exceptional customer service while ensuring the smooth running of our office.About the JobThis exciting opportunity offers a competitive salary of up to £27,000 per annum, plus free parking. Your primary focus will...

**About Us**Schroders is a leading global investment manager, and our Operations Compliance Team plays a vital role in ensuring we meet the highest standards of regulatory compliance.We are looking for an experienced Regulatory Compliance Specialist to join our team. As a key member of our team, you will be responsible for undertaking regular monitoring of...

We are currently seeking a driven Corporate Tax Manager to join Clark Wood, reporting directly to our Head of Corporate Tax.The successful candidate will possess a robust understanding of UK corporation tax laws and comprehensive knowledge of other business taxes.Key responsibilities include ensuring our clients achieve full tax compliance while actively...

Job OverviewWe are seeking an experienced Tax Compliance Specialist to join our team at ProTalent Limited in Horsham.The ideal candidate will have a strong background in tax administration and a keen eye for detail.About the RoleThis is a fantastic opportunity to work with a fast-growing accountancy practice, drafting tax returns, computations, and...

Astral Recruitment is seeking an experienced Compliance Officer/Manager to join the team of a specialist financial services company based in Horsham.This full-time permanent role involves working within the compliance department, supporting a team of Advisers and ensuring good consumer outcomes and adherence to regulatory requirements.The ideal candidate...

Schroders Recruitment is a leading player in the financial services industry, providing award-winning, proprietary solutions for financial advisers. We are seeking a highly skilled Compliance and Training Supervisor to join our team in West Sussex.About the OpportunityThis is an exciting opportunity to work with our team and contribute to the success of our...

Job Title: Compliance Officer - Investment SolutionsWe are seeking a highly skilled Compliance Officer to join our team at Schroders Recruitment. As a Compliance Officer, you will play a critical role in ensuring that our business operates within the required regulatory frameworks.About the Role:Assist the Compliance Director in providing a timely response...

We are seeking a highly skilled Regulatory Support Specialist to provide first-class support to the Compliance Officer in our Horsham office.The successful candidate will have strong technical competence in Microsoft applications, excellent keyboard skills and business awareness.As a key member of the team, you will be responsible for proactively supporting...

Bookkeeping and Compliance PositionWe are seeking a skilled Bookkeeping and Compliance Coordinator to join our team at Schroders Recruitment in the UK. In this role, you will work closely with our team of high-quality advisers who empower families to achieve their financial goals.The ideal candidate will have strong computer skills, particularly in...

A Quality Control & Compliance Lead is required to maintain warehouse operations at AJW Group, ensuring compliance with regulatory requirements.The ideal candidate will possess a deep understanding of quality control and regulatory compliance, with experience in an aviation warehouse or logistics environment.Duties:Implement quality control procedures and...

Astral Recruitment is seeking an experienced Compliance Officer to join a specialist financial services company based in Horsham. As a key member of the compliance team, you will be responsible for reviewing client files, identifying breaches and misconduct, and providing feedback to firms and individuals.This is a great opportunity to work with a...

About ENGINEERINGUKWe offer a unique opportunity for experienced professionals to join our team and drive regulatory compliance excellence.Our company provides access to industry-leading technology and expertise, enabling financial advisers to succeed in today's complex regulatory landscape.Job SummaryLead a team of professionals, overseeing all aspects of...

Bookkeeper and Compliance Expert NeededWe are seeking a highly skilled Bookkeeper and Compliance Expert to join our team at Pro Talent. In this role, you will be responsible for ensuring that our clients' bookkeeping and compliance requirements are met.About the Role:The successful candidate will have a deep understanding of bookkeeping principles, including...

AJW Group, a global leader in the supply of commercial aircraft spare parts, seeks a Quality Control & Compliance Lead to ensure our warehouse operations meet regulatory standards.This role requires a strong background in quality control or compliance, preferably within an aviation warehouse or logistics environment.Main Responsibilities:Ensure compliance...