Regulatory Compliance Professional

12 hours ago


Cardiff, Cardiff, United Kingdom Broadgate Full time
Key Responsibilities

As a Compliance Monitoring Specialist at Broadgate, you will complete reviews (monitoring, ad-hoc) to comply with regulations and optimise the customer experience.

You will provide comprehensive reports of any issues found and input into the Annual Monitoring Plan.

This role requires strong stakeholder management skills and the ability to build relationships with senior colleagues.

With 3+ years Compliance Monitoring experience in Financial Services and/or Insurance, you will have excellent organisational and collaborative skills.

The estimated salary range for this position is £62,500 - £72,500 per annum, depending on experience.



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