Financial Regulatory Advisor
5 days ago
We are seeking an experienced Compliance and AML Officer to join our team at McKinlay Law. The successful candidate will have a strong background in legal compliance and AML, along with in-depth knowledge of SRA regulations and legal sector money laundering risks.
Main Responsibilities:- Implement and maintain compliance policies and procedures
- Develop and implement risk management and compliance strategies
- Conduct risk assessments and internal audits as required
This is an excellent opportunity for a skilled professional seeking to take on more responsibility in a top law firm.
Estimated salary: £85,000 - £105,000 per annum.
-
Financial Regulatory Advisor
3 weeks ago
London, Greater London, United Kingdom Schroders Full timeAbout SchrodersWe're a global investment manager dedicated to helping our clients prosper. Our purpose is to provide excellent investment performance through active management. Diversity of thought, facilitated by an inclusive culture, will allow us to make better decisions and achieve our purpose.Job DescriptionWe're looking for a Financial Regulatory...
-
Senior Financial Services Regulatory Advisor
4 weeks ago
London, Greater London, United Kingdom IDEX Consulting Ltd Full timeThrive in a dynamic and fast-paced environment as a Senior Financial Services Regulatory Advisor at IDEX Consulting Ltd, advising on complex financial services regulations with a strong track record in the London market.This highly motivated 3-6 PQE lawyer will play a key role in advising clients on a wide range of financial services regulatory...
-
Regulatory Agency Advisor
1 day ago
London, Greater London, United Kingdom Medicines and Healthcare Products Regulatory Agency Full timeSenior Medical AdvisorJoin us as a Senior Medical Advisor at the Medicines and Healthcare Products Regulatory Agency. You will work closely with a wide range of highly skilled professionals who are senior and well-regarded in their respective fields to provide expertise in neurology and dementia.About Our TeamOur team works tirelessly to enhance and improve...
-
Financial Services Regulatory Advisor
2 days ago
London, Greater London, United Kingdom Robert Walters UK Full time**Job Description:**We are seeking an experienced Compliance and Regulatory Advisor to join our team at Robert Walters UK. The successful candidate will be responsible for ensuring that our regulatory requirements are met and maintained.The ideal candidate will have a strong understanding of compliance and risk management principles, with experience in...
-
Senior Compliance Officer
1 month ago
London, Greater London, United Kingdom financial-advisor Full timeOverviewSMBR seeks a trusted partner for long-term growth in financial advisory. As a Senior Compliance Officer, you will play a key role in providing advice and guidance on financial crime compliance, managing service provision, and supporting the development of regional strategies.
-
Regulatory Advisor to Financial Institutions
4 weeks ago
London, Greater London, United Kingdom Gresham Hunt Full timeAbout the RoleGresham Hunt is seeking an experienced Regulatory Advisor to join our team in London. As an Advisory Compliance Officer, you will play a key role in providing compliance advice to senior business stakeholders and supporting the company's regulatory obligations.Job SummaryThis is an exciting opportunity for a seasoned compliance professional to...
-
Financial Crime Compliance Director
4 weeks ago
London, Greater London, United Kingdom financial-advisor Full timeAbout the RoleWe are seeking an experienced Financial Crime Compliance Director to join our team at SMBC. As a trusted partner for the long term, we aim to grow you professionally and personally.Be curious, expand your network, and explore how your skills and knowledge can transfer into different roles and areas of SMBC. Find the resources and support...
-
Financial Services Regulatory Advisor
1 day ago
London, Greater London, United Kingdom Willow Resourcing Limited Full timeWillow Resourcing Limited is looking for a Financial Services Regulatory Advisor to join its Risk & Compliance function. This is a fantastic opportunity to utilize your Compliance expertise in a dynamic and innovative company.As a key member of the team, you'll be responsible for advising on new investment product development and monitoring existing products...
-
Financial Services Advisor
4 weeks ago
London, Greater London, United Kingdom P10 Financial Group Full timeRole OverviewWe are seeking an experienced Financial Services Advisor to join our dynamic team at P10 Financial Group in London. The ideal candidate will have a strong background in accounting and financial services, with excellent communication skills and the ability to work closely with clients and colleagues.The role offers a competitive salary of...
-
Financial Regulatory Investigator
4 weeks ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeThe Financial Conduct Authority (FCA) is a UK-based financial regulatory body responsible for maintaining fair and competitive markets.This role involves working with the FCA's specialist team to reduce harm arising from non-compliant financial promotions, unauthorized activity, and high-risk investments.Key responsibilities include:Building up intelligence...
-
Senior Regulatory Advisor
4 weeks ago
London, Greater London, United Kingdom IDEX Consulting Full timeAt IDEX Consulting, we are seeking a highly skilled Senior Regulatory Advisor to join our team. As a key member of our financial services practice, you will advise clients on complex financial services regulations in a fast-paced environment.We offer a competitive salary and benefits package, which includes an estimated annual salary of £80,000 - £110,000...
-
Financial Services Regulatory Expert
4 weeks ago
London, Greater London, United Kingdom IDEX Consulting Ltd Full timeAbout IDEX Consulting Ltd, we seek a highly motivated Senior Financial Regulation Advisor to join our dynamic team in London. As a key member of our Big 4 legal team, you will play a pivotal role in advising clients on a wide range of financial services regulatory matters.We are looking for an exceptional professional with a proven track record of advising...
-
Financial Regulatory Advisor
2 days ago
London, Greater London, United Kingdom Oaktree Capital Management Full timeJob SummaryWe are seeking a skilled Compliance Specialist to join our team in London. This role will assist in managing responsibilities associated with Oaktree's UK regulated entities, including overseeing regulatory functions and working closely with the global Compliance team.The ideal candidate will have 4-6 years of compliance experience, preferably...
-
Commercial Regulatory Advisor
2 weeks ago
London, Greater London, United Kingdom Pembury Legal Full timeWe are seeking a Commercial Regulatory Advisor to join our Funds Regulatory team. As a highly respected Financial Services Regulatory lawyer, you will have the opportunity to establish and lead a knowledge function within our thriving team.The successful candidate will work with industry-leading lawyers on high-profile projects for top private fund sponsors....
-
Senior Financial Advisor
4 weeks ago
London, Greater London, United Kingdom P10 Financial Group Full timeWe are seeking a Senior Financial Advisor to join our team at P10 Financial Group. Based in London, this role offers a competitive salary of £80,000 - £100,000 per annum.The successful candidate will be responsible for advising high net worth clients and high growth businesses on debt advisory operations with banks or lenders. They will also be required to...
-
Technical Paraplanner and Financial Advisor
2 days ago
London, Greater London, United Kingdom Financial Divisions Full timeJob SummaryWe are seeking a Technical Paraplanner and Financial Advisor to join our team as a Senior Financial Planning Expert. This role offers an exceptional opportunity to work with a highly respected London-based business, driving success through technical expertise and people skills.Key Responsibilities:Creating advice plans and delivering them to new...
-
Director of Regulatory Financial Services
3 weeks ago
London, Greater London, United Kingdom KPMG Full timeAbout the JobKPMG is currently seeking a highly skilled Director of Regulatory Financial Services to join our team. This role presents an exceptional opportunity to work with our clients, providing expert advice on regulatory finance matters and helping them navigate complex market conditions.The Director will lead client engagements on both public and...
-
Regulatory Compliance Advisor
1 day ago
London, Greater London, United Kingdom Marex Full timeJob SummaryWe are seeking a highly skilled Regulatory Compliance Advisor to support our Head of Business Advisory in ensuring Marex Group adheres to regulatory requirements and drives positive customer outcomes.The ideal candidate will have prior experience from a bank, brokerage or listed derivative exchange, with some knowledge and understanding of...
-
Financial Risk Advisor
2 days ago
London, Greater London, United Kingdom SGS Société Générale de Surveillance SA Full timeCompany OverviewSociété Générale is a global banking institution that provides a wide range of financial services. As a Financial Risk Advisor, you will be responsible for providing expert advice on risk management and regulatory compliance to our clients.
-
Regulatory Advisor
1 day ago
London, Greater London, United Kingdom LAW Absolute Full timeAbout UsLAW Absolute is a prestigious regulator seeking a Regulatory Advisor to support the creation of a new enforcement framework.We are looking for an experienced lawyer with a strong background in regulatory law and litigation. This is a full-time position requiring 2 days per week attendance in our central London office. Salary: £**60000-70000 per...