AML / Compliance Analyst

3 weeks ago

Bournemouth, Bournemouth, United Kingdom Premier Underwriting Ltd Full time
About the Role

Premier Underwriting Limited is a leading motor underwriting agency that manages a significant portfolio of insurance premiums, playing a vital role in the Premier Group, a growing organization with its own insurance company.

We have a proven track record of providing pricing, underwriting, claims handling, and distribution functions for insurers based in the UK and Gibraltar.

Key Responsibilities
  • Provide technical support to the Executive Director by conducting regular audits to ensure the quality of Premier's and its business partners' activities, focusing on compliance, documentation, accounting, and procedures.
  • Ensure the group complies with FCA regulatory requirements and implement an effective FCA compliance and risk management framework.
  • Identify, analyze, and explain regulatory topics and themes, advising the business on key developments and their impact on the group.
  • Act as the final escalation point for customer complaints, liaising with the Financial Ombudsman Service (FOS) when necessary.
Requirements
  • Excellent written and verbal communication skills to distill complex rules and guidance into simple communications for diverse audiences.
  • Good analytical and numerical skills to manage multiple tasks and work with minimal supervision.
  • The ability to plan, set priorities, and manage workload effectively.
  • A drive to improve FCA compliance across the business through all its associated touchpoints, coupled with the personal gravitas to establish credibility with colleagues and customers.
  • A minimum of 4 years' experience in an FCA regulated insurance/financial services environment or an audit-type role with a full appreciation of compliance.
  • In-depth knowledge of the UK regulatory framework within the financial services sector, particularly the insurance sector.
  • Knowledge of the FCA Handbook, specifically CASS, DISP, and SYSC.
  • Commercial awareness and the ability to balance business needs with regulatory requirements.
  • Relatable and positive experience of working in a fast-paced transforming organization.
  • Experience in designing and delivering FCA Compliance and risk management frameworks.
  • Experience in conducting compliance and risk gap analysis, and successfully addressing any identified issues.
  • Some project management experience will also be beneficial.
  • Experience of managing and negotiating with external clients at senior level.
  • Ability to work away from the office, including overnight stays, to complete technical audit and compliance functions from time to time.
What We Offer

A competitive salary of £65,000 per annum, negotiable depending on experience, and the opportunity to work for a leading organization in the insurance industry.

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