AML Compliance Specialist

5 days ago

Bournemouth, Bournemouth, United Kingdom Premier Underwriting Ltd Full time
About the Role

Premier Underwriting Limited is a leading motor underwriting agency that manages a significant portfolio of insurance premiums. As a key member of our team, you will play a crucial role in ensuring the company's compliance with FCA regulatory requirements.

As a Compliance Officer, you will be responsible for providing technical support to our Executive Director and Directors by reviewing the quality of our activities and those of our business partners. This includes audits, compliance, documentation, accounting, and procedures. You will also be involved in the identification, analysis, and explanation of regulatory topics and themes, and will advise the business on key developments and their impact on the group.

This role requires a strong understanding of the FCA's approach to regulation and its expectations. As the holder of the Compliance Oversight (CF10) function, you must be able to demonstrate to the regulator that an appropriate level of competence has been achieved and maintained.

About You

We are looking for an individual with excellent written and verbal communication skills, able to distil complex rules and guidance into simple communications for diverse audiences. You should have good analytical and numerical skills, as well as the ability to manage multiple tasks and work with minimal supervision.

The ideal candidate will have several years' experience in an FCA-regulated insurance/financial services environment or an audit-type role where a full appreciation of compliance has been acquired. You should have a good understanding of FCA requirements and the Regulatory Compliance regime as it applies.

The jobholder will need:

  1. 'A' level or equivalent education is essential. A relevant professional qualification is preferable (if not, the jobholder will be expected to study for an insurance qualification).
  2. A minimum of 4 years' experience working within an FCA Compliance role.
  3. In-depth knowledge of the UK regulatory framework within the financial services, and particularly the insurance sector.
  4. Knowledge of the FCA Handbook, specifically CASS, DISP, and SYSC.
  5. Commercial awareness and the ability to balance business needs with regulatory requirements.
  6. Relatable and positive experience of working in a fast-paced transforming organisation.
  7. Experience in designing and delivering FCA Compliance and risk management frameworks.
  8. Experience in conducting compliance and risk gap analysis, and successfully addressing any identified issues.
  9. Some project management experience will also be beneficial.
  10. Experience of managing and negotiating with external clients at senior level.
  11. Ability to work away from the office, including overnight stays, to complete technical audit and compliance functions from time to time.
  12. Insurance experience will be beneficial but is not essential, provided the job holder has the necessary base skills to do the job effectively.

Job Type: Full-time

Salary: From £65,000 per annum, negotiable depending on experience.

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