Regulatory Compliance Executive

6 days ago


Bournemouth, Bournemouth, United Kingdom AJ FOX COMPLIANCE Full time
Job Summary

AJ FOX COMPLIANCE is seeking a highly motivated and experienced Risk and Compliance Executive to join our team. As a key member of our compliance department, you will play a vital role in ensuring the firm's adherence to all legal, regulatory, and professional standards.

Key Responsibilities
  • Stay informed on relevant legislative and regulatory changes and ensure policies and procedures are promptly updated.
  • Maintain and update existing compliance and regulatory policies, processes, and procedures.
  • Deliver comprehensive risk and compliance training across the firm.
  • Provide legal, risk, and compliance-based advice to firm-wide staff.
  • Collaborate with senior management and fee earners.
  • Act as a point of contact for the firm's broker/claims handler regarding insurance policy renewals.
  • Collaborate with the Money Laundering Reporting Officer (MLRO) to ensure compliance with Money Laundering Regulations.
  • Maintain compliance registers, such as risk registers, conflicts registers, etc.
  • Analyse file review data and report on findings.
  • Investigate complaints, incidents, and breaches, and make recommendations for future prevention.
  • Escalate potential SRA regulatory breaches.
Requirements

The ideal candidate will have previous risk and compliance experience gained within a professional services law firm. Prior experience designing and implementing compliance policies, processes, and procedures is highly desirable, alongside an understanding of SRA Standards and AML Regulations.

The successful candidate will be highly motivated and ambitious, adept at problem-solving, and well-organized. Excellent interpersonal, written, and verbal communication skills are essential, along with a keen eye for detail.



  • Bournemouth, Bournemouth, United Kingdom AJ FOX COMPLIANCE Full time

    Job DescriptionWe are seeking a highly motivated and ambitious Risk and Compliance Solicitor to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will play a vital role in ensuring the firm's compliance with all legal, regulatory, and professional standards.Key Responsibilities:Stay informed on relevant legislative and...


  • Bournemouth, Bournemouth, United Kingdom AJ Fox Compliance Full time

    About the RoleWe are seeking a highly motivated and ambitious Risk and Compliance Solicitor to join our team at AJ Fox Compliance. As a key member of our compliance team, you will play a vital role in ensuring our firm's compliance with all legal, regulatory, and professional standards.Key ResponsibilitiesStay informed on relevant legislative and regulatory...


  • Bournemouth, Bournemouth, United Kingdom AJ FOX COMPLIANCE Full time

    We are seeking a highly motivated and ambitious Risk and Compliance Executive to join our team at AJ FOX COMPLIANCE. As a key member of our compliance department, you will play a vital role in ensuring the firm's adherence to all legal, regulatory, and professional standards.The ideal candidate will have previous experience in risk and compliance, gained...


  • Bournemouth, Bournemouth, United Kingdom AJ FOX COMPLIANCE Full time

    Job SummaryAJ FOX COMPLIANCE is seeking a highly motivated and experienced Risk and Compliance Executive to join our team. As a key member of our compliance department, you will play a vital role in ensuring the firm's adherence to all legal, regulatory, and professional standards.Key ResponsibilitiesStay informed on relevant legislative and regulatory...


  • Bournemouth, Bournemouth, United Kingdom AJ FOX COMPLIANCE Full time

    Job SummaryAJ FOX COMPLIANCE is seeking a highly motivated and experienced Risk and Compliance Executive to join our team. As a key member of our compliance department, you will play a vital role in ensuring the firm's adherence to all legal, regulatory, and professional standards.Key ResponsibilitiesStay informed on relevant legislative and regulatory...


  • Bournemouth, Bournemouth, United Kingdom AJ FOX COMPLIANCE Full time

    Job Summary:AJ FOX COMPLIANCE is seeking a highly motivated and experienced Risk and Compliance Executive to join our team. As a key member of our compliance department, you will play a vital role in ensuring the firm's adherence to all legal, regulatory, and professional standards.Key Responsibilities:Stay informed on relevant legislative and regulatory...


  • Bournemouth, Bournemouth, United Kingdom Premier Underwriting Ltd Full time

    About the RoleThis is a critical position within Premier Underwriting Ltd, reporting directly to the Executive Director. The successful candidate will provide technical support to the Directors by continuously reviewing the quality of the company's and its business partners' activities through audits, paying particular attention to compliance, documentation,...


  • Bournemouth, Bournemouth, United Kingdom Premier Underwriting Ltd Full time

    About the RoleThis is a critical position within Premier Underwriting Ltd, reporting directly to the Executive Director. The successful candidate will provide technical support to the Directors by continuously reviewing the quality of the company's and its business partners' activities through audits, paying particular attention to compliance, documentation,...


  • Bournemouth, Bournemouth, United Kingdom AJ FOX COMPLIANCE Full time

    Job DescriptionWe are seeking a highly motivated and ambitious Risk and Compliance Solicitor to join our team at AJ FOX COMPLIANCE.Key Responsibilities:Stay informed on relevant legislative and regulatory changes and ensure policies and procedures are promptly updated.Maintain and update existing compliance and regulatory policies, processes, and...

  • Compliance Officer

    6 days ago


    Bournemouth, Bournemouth, United Kingdom Premier Underwriting Ltd Full time

    About the RoleThis is a critical position within Premier Underwriting Ltd, reporting directly to the Executive Director. The successful candidate will provide technical support to the Directors by continuously reviewing the quality of the company's and its business partners' activities through audits, paying particular attention to compliance, documentation,...

  • Compliance Officer

    4 days ago


    Bournemouth, Bournemouth, United Kingdom Premier Underwriting Ltd Full time

    About the RolePremier Underwriting Limited is a leading motor underwriting agency that manages a significant portfolio of insurance premiums. As a key member of our team, you will play a crucial role in ensuring our compliance with regulatory requirements and maintaining a strong risk management framework.Key Responsibilities:Provide technical support to our...

  • Compliance Officer

    4 days ago


    Bournemouth, Bournemouth, United Kingdom Premier Underwriting Ltd Full time

    About the RolePremier Underwriting Limited is a leading motor underwriting agency that manages a significant portfolio of insurance premiums. As a key member of our team, you will play a crucial role in ensuring our compliance with regulatory requirements and maintaining a strong risk management framework.Key Responsibilities:Provide technical support to our...


  • Bournemouth, Bournemouth, United Kingdom AJ FOX COMPLIANCE Full time

    **About the Role**AJ FOX COMPLIANCE is seeking a highly motivated and ambitious Risk and Compliance Solicitor to join our team. As a key member of our compliance department, you will play a vital role in ensuring the firm's adherence to all legal, regulatory, and professional standards.**Key Responsibilities**Stay informed on relevant legislative and...


  • Bournemouth, Bournemouth, United Kingdom AIR Personnel Ltd Full time

    Position Overview: AIR Personnel Ltd is seeking a Regulatory Compliance Lead to join our dedicated team. This role is essential in ensuring that our operations adhere to the highest standards of regulatory compliance, particularly in the domains of aircraft Base Maintenance and Training.Key Responsibilities: The successful candidate will be responsible...

  • Compliance Officer

    3 days ago


    Bournemouth, Bournemouth, United Kingdom Premier Underwriting Ltd Full time £65,000

    About UsPremier Underwriting Limited is a leading motor underwriting agency that manages a significant portfolio of insurance premiums, playing a vital role in the Premier Group, a growing organization with its own insurance company.We have a proven track record of providing pricing, underwriting, claims handling, and distribution functions for insurers...

  • Compliance Officer

    3 days ago


    Bournemouth, Bournemouth, United Kingdom Premier Underwriting Ltd Full time £65,000

    About UsPremier Underwriting Limited is a leading motor underwriting agency that manages a significant portfolio of insurance premiums, playing a vital role in the Premier Group, a growing organization with its own insurance company.We have a proven track record of providing pricing, underwriting, claims handling, and distribution functions for insurers...


  • Bournemouth, Bournemouth, United Kingdom Chadwick Nott - Paralegals & Legal Executives Full time

    Risk & Compliance Executive - BournemouthExcellent opportunity for a Risk & Compliance Executive to join a highly-regarded law firm.Our client is a highly reputable Legal 500 rated law firm based in the South West. They are currently looking for a Risk & Compliance Executive to join their Bournemouth office.The role will involve working closely with their...


  • Bournemouth, Bournemouth, United Kingdom Premier Underwriting Ltd Full time £65,000

    About UsPremier Underwriting Limited is a successful, forward-looking motor underwriting agency that manages around £60 million of insurance premiums and is an integral part of the growing Premier Group, which includes its own insurance company.We have a proven and profitable track record in providing pricing, underwriting, claims handling, and distribution...


  • Bournemouth, Bournemouth, United Kingdom Hobby Craft Full time

    We are seeking a highly skilled Senior Product Compliance Manager to join our team at Hobbycraft, a leading retailer of arts and crafts supplies. As a key member of our compliance team, you will play a critical role in ensuring that our products meet the highest standards of quality and safety.The successful candidate will have a strong background in...

  • Compliance Manager

    6 days ago


    Bournemouth, Bournemouth, United Kingdom Connells Group Full time

    Job Description**Compliance Manager - Regulatory Excellence**We are seeking a highly skilled Compliance Manager to join our team at Connells Group. As a Compliance Manager, you will play a pivotal role in ensuring our business operates within the regulatory framework, maintaining high standards set by the Financial Conduct Authority (FCA).Key...