Regulatory Compliance Officer

6 days ago

Bournemouth, Bournemouth, United Kingdom Premier Underwriting Ltd Full time
About the Role

This is a critical position within Premier Underwriting Ltd, reporting directly to the Executive Director. The successful candidate will provide technical support to the Directors by continuously reviewing the quality of the company's and its business partners' activities through audits, paying particular attention to compliance, documentation, accounting, and procedures.

The Compliance Officer will be responsible for ensuring the group complies with FCA regulatory requirements and the implementation of our FCA compliance and risk management framework. This includes identifying, analyzing, and explaining regulatory topics and themes, as well as advising the business on key developments and their impact on the group.

This role also acts as the final escalation point for customer complaints, liaising with the Financial Ombudsman Service (FOS) where required.

The Compliance Officer will hold the Compliance Oversight (CF10) function, requiring a good understanding of the FCA's approach to regulation and its expectations.

Key Responsibilities
  • Ensure the group complies with FCA regulatory requirements
  • Implement and maintain the FCA compliance and risk management framework
  • Identify, analyze, and explain regulatory topics and themes
  • Advise the business on key developments and their impact on the group
  • Liaise with the Financial Ombudsman Service (FOS) on customer complaints
  • Hold the Compliance Oversight (CF10) function
Requirements
  • 'A' level or equivalent education is essential
  • A relevant professional qualification is preferable (if not, the jobholder will be expected to study for an insurance qualification)
  • A minimum of 4 years' experience working within an FCA Compliance role
  • In-depth knowledge of the UK regulatory framework within the financial services, and particularly the insurance sector
  • Knowledge of the FCA Handbook, specifically CASS, DISP, and SYSC
  • Commercial awareness and the ability to balance business needs with regulatory requirements
  • Relatable and positive experience of working in a fast-paced transforming organization
  • Experience in designing and delivering FCA Compliance and risk management frameworks
  • Experience in conducting compliance and risk gap analysis, and successfully addressing any identified issues
  • Some project management experience will also be beneficial
  • Experience of managing and negotiating with external clients at senior level
  • Ability to work away from the office, including overnight stays, to complete technical audit and compliance functions from time to time
What We Offer
  • Salary: From £65,000 per annum, negotiable depending on experience
  • Full-time position

  • Regulatory Compliance Executive

    6 days ago

    Bournemouth, Bournemouth, United Kingdom AJ FOX COMPLIANCE Full time

    Job SummaryAJ FOX COMPLIANCE is seeking a highly motivated and experienced Risk and Compliance Executive to join our team. As a key member of our compliance department, you will play a vital role in ensuring the firm's adherence to all legal, regulatory, and professional standards.Key ResponsibilitiesStay informed on relevant legislative and regulatory...

  • Regulatory Compliance Specialist

    6 days ago

    Bournemouth, Bournemouth, United Kingdom AJ FOX COMPLIANCE Full time

    Job DescriptionWe are seeking a highly motivated and ambitious Risk and Compliance Solicitor to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will play a vital role in ensuring the firm's compliance with all legal, regulatory, and professional standards.Key Responsibilities:Stay informed on relevant legislative and...

  • Risk and Compliance Solicitor

    6 days ago

    Bournemouth, Bournemouth, United Kingdom AJ Fox Compliance Full time

    About the RoleWe are seeking a highly motivated and ambitious Risk and Compliance Solicitor to join our team at AJ Fox Compliance. As a key member of our compliance team, you will play a vital role in ensuring our firm's compliance with all legal, regulatory, and professional standards.Key ResponsibilitiesStay informed on relevant legislative and regulatory...

  • Compliance Officer

    6 days ago

    Bournemouth, Bournemouth, United Kingdom Premier Underwriting Ltd Full time

    About the RoleThis is a critical position within Premier Underwriting Ltd, reporting directly to the Executive Director. The successful candidate will provide technical support to the Directors by continuously reviewing the quality of the company's and its business partners' activities through audits, paying particular attention to compliance, documentation,...

  • Compliance Officer

    3 days ago

    Bournemouth, Bournemouth, United Kingdom Premier Underwriting Ltd Full time £65,000

    About UsPremier Underwriting Limited is a leading motor underwriting agency that manages a significant portfolio of insurance premiums, playing a vital role in the Premier Group, a growing organization with its own insurance company.We have a proven track record of providing pricing, underwriting, claims handling, and distribution functions for insurers...

  • Compliance Officer

    3 days ago

    Bournemouth, Bournemouth, United Kingdom Premier Underwriting Ltd Full time £65,000

    About UsPremier Underwriting Limited is a leading motor underwriting agency that manages a significant portfolio of insurance premiums, playing a vital role in the Premier Group, a growing organization with its own insurance company.We have a proven track record of providing pricing, underwriting, claims handling, and distribution functions for insurers...

  • Compliance Officer

    4 days ago

    Bournemouth, Bournemouth, United Kingdom Premier Underwriting Ltd Full time

    About the RolePremier Underwriting Limited is a leading motor underwriting agency that manages a significant portfolio of insurance premiums. As a key member of our team, you will play a crucial role in ensuring our compliance with regulatory requirements and maintaining a strong risk management framework.Key Responsibilities:Provide technical support to our...

  • Compliance Officer

    4 days ago

    Bournemouth, Bournemouth, United Kingdom Premier Underwriting Ltd Full time

    About the RolePremier Underwriting Limited is a leading motor underwriting agency that manages a significant portfolio of insurance premiums. As a key member of our team, you will play a crucial role in ensuring our compliance with regulatory requirements and maintaining a strong risk management framework.Key Responsibilities:Provide technical support to our...

  • Compliance and Risk Specialist

    6 days ago

    Bournemouth, Bournemouth, United Kingdom AJ FOX COMPLIANCE Full time

    We are seeking a highly motivated and ambitious Risk and Compliance Executive to join our team at AJ FOX COMPLIANCE. As a key member of our compliance department, you will play a vital role in ensuring the firm's adherence to all legal, regulatory, and professional standards.The ideal candidate will have previous experience in risk and compliance, gained...

  • Compliance and Risk Specialist

    6 days ago

    Bournemouth, Bournemouth, United Kingdom AJ FOX COMPLIANCE Full time

    Job SummaryAJ FOX COMPLIANCE is seeking a highly motivated and experienced Risk and Compliance Executive to join our team. As a key member of our compliance department, you will play a vital role in ensuring the firm's adherence to all legal, regulatory, and professional standards.Key ResponsibilitiesStay informed on relevant legislative and regulatory...

  • Risk and Compliance Manager

    6 days ago

    Bournemouth, Bournemouth, United Kingdom AJ FOX COMPLIANCE Full time

    Job SummaryAJ FOX COMPLIANCE is seeking a highly motivated and experienced Risk and Compliance Executive to join our team. As a key member of our compliance department, you will play a vital role in ensuring the firm's adherence to all legal, regulatory, and professional standards.Key ResponsibilitiesStay informed on relevant legislative and regulatory...

  • Risk and Compliance Manager

    7 days ago

    Bournemouth, Bournemouth, United Kingdom AJ FOX COMPLIANCE Full time

    Job Summary:AJ FOX COMPLIANCE is seeking a highly motivated and experienced Risk and Compliance Executive to join our team. As a key member of our compliance department, you will play a vital role in ensuring the firm's adherence to all legal, regulatory, and professional standards.Key Responsibilities:Stay informed on relevant legislative and regulatory...

  • Risk and Compliance Lawyer

    6 days ago

    Bournemouth, Bournemouth, United Kingdom AJ FOX COMPLIANCE Full time

    Job DescriptionWe are seeking a highly motivated and ambitious Risk and Compliance Solicitor to join our team at AJ FOX COMPLIANCE.Key Responsibilities:Stay informed on relevant legislative and regulatory changes and ensure policies and procedures are promptly updated.Maintain and update existing compliance and regulatory policies, processes, and...

  • Compliance and Risk Management Solicitor

    7 days ago

    Bournemouth, Bournemouth, United Kingdom AJ FOX COMPLIANCE Full time

    **About the Role**AJ FOX COMPLIANCE is seeking a highly motivated and ambitious Risk and Compliance Solicitor to join our team. As a key member of our compliance department, you will play a vital role in ensuring the firm's adherence to all legal, regulatory, and professional standards.**Key Responsibilities**Stay informed on relevant legislative and...

  • Legal and Regulatory Compliance Manager

    7 days ago

    Bournemouth, Bournemouth, United Kingdom Premier Underwriting Ltd Full time £65,000

    About UsPremier Underwriting Limited is a successful, forward-looking motor underwriting agency that manages around £60 million of insurance premiums and is an integral part of the growing Premier Group, which includes its own insurance company.We have a proven and profitable track record in providing pricing, underwriting, claims handling, and distribution...

  • Regulatory Compliance Lead

    3 weeks ago

    Bournemouth, Bournemouth, United Kingdom AIR Personnel Ltd Full time

    Position Overview: AIR Personnel Ltd is seeking a Regulatory Compliance Lead to join our dedicated team. This role is essential in ensuring that our operations adhere to the highest standards of regulatory compliance, particularly in the domains of aircraft Base Maintenance and Training.Key Responsibilities: The successful candidate will be responsible...

  • Regulatory Product Compliance Director

    6 days ago

    Bournemouth, Bournemouth, United Kingdom Hobby Craft Full time

    We are seeking a highly skilled Senior Product Compliance Manager to join our team at Hobbycraft, a leading retailer of arts and crafts supplies. As a key member of our compliance team, you will play a critical role in ensuring that our products meet the highest standards of quality and safety.The successful candidate will have a strong background in...

  • Compliance Manager

    6 days ago

    Bournemouth, Bournemouth, United Kingdom Connells Group Full time

    Job Description**Compliance Manager - Regulatory Excellence**We are seeking a highly skilled Compliance Manager to join our team at Connells Group. As a Compliance Manager, you will play a pivotal role in ensuring our business operates within the regulatory framework, maintaining high standards set by the Financial Conduct Authority (FCA).Key...

  • Compliance Officer

    3 days ago

    Bournemouth, Bournemouth, United Kingdom Premier Underwriting Ltd Full time £65,000

    About the RolePremier Underwriting Ltd is a leading motor underwriting agency that manages a significant portfolio of insurance premiums. As a key member of our team, you will play a crucial role in ensuring the company's compliance with regulatory requirements and maintaining a strong risk management framework.Key ResponsibilitiesProvide technical support...

  • Compliance Officer

    3 days ago

    Bournemouth, Bournemouth, United Kingdom Premier Underwriting Ltd Full time £65,000

    About the RolePremier Underwriting Ltd is a leading motor underwriting agency that manages a significant portfolio of insurance premiums. As a key member of our team, you will play a crucial role in ensuring the company's compliance with regulatory requirements and maintaining a strong risk management framework.Key ResponsibilitiesProvide technical support...