Senior Vice President and Vice President
4 weeks ago
Serves as a senior product compliance risk officer for Securities Services Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise.
Key Responsibilities:- Designing, developing, delivering, and maintaining best-in-class Compliance programs, policies, and practices for ICRM.
- Monitoring compliance risk behaviors and providing day-to-day Compliance advice relating to operations, financial requirements, and guidance on the supported function/business/product and the associated regulatory rules/laws and interpretation on internal policies and procedures.
- Partnering with other ICRM teams and global functions, including Legal, Risk, Operations, and Technology, and Finance to prevent and detect non-compliance issues and promote a culture of compliance.
- Managing strategy and responses to regulatory examinations, reviews, and inquiries and internal and external investigations, as well as testing and audit.
- Leading initiatives and managing high-impact special project work streams and control reviews with a results-driven focus to deliver solutions, including coordinating the implementation of new regulatory requirements.
- Has a working knowledge of UK regulations that impact Wholesale Products with a specific focus on requirements of the Senior Managers and Certification Regime (SMCR), FCA Handbook, and Client Asset rules.
- Expertise of UK/EU Compliance laws, rules, regulations, risks, and typologies beneficial to have awareness of wider regulatory requirements including local and US laws, international, and industry standards.
- Must be a self-starter, flexible, innovative, and adaptive, highly motivated, strong attention to detail, team-oriented, organized.
- Ability to work collaboratively with regional and global partners in other functional units.
- Bachelor's degree; experience in compliance, legal, or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; strong working knowledge of function/business/product and the related operations and financial requirements.
Citi is an equal opportunity and affirmative action employer. Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.
-
Senior Vice President and Vice President
4 weeks ago
London, Greater London, United Kingdom AURIONPRO PAYMENT SOLUTIONS PTE. LTD. Full timeSenior Vice President and Vice PresidentAURIONPRO PAYMENT SOLUTIONS PTE. LTD. is seeking a seasoned Senior Vice President and Vice President to lead our sales efforts in the ASEAN and North Asia region. As a key member of our leadership team, you will be responsible for driving revenue growth and exceeding targets across the region.Key...
-
Senior Vice President and Vice President
1 month ago
London, Greater London, United Kingdom Altair Global Full timeJob Title: Senior Vice President and Vice PresidentAltair Global is seeking a highly experienced Senior Vice President and Vice President to lead our global service capabilities and regional growth initiatives.Key Responsibilities:Develop and implement strategies to advance Altair's global service capabilities and regional growth.Collaborate with sales staff...
-
Senior Vice President and Vice President
4 weeks ago
London, Greater London, United Kingdom AURIONPRO PAYMENT SOLUTIONS PTE. LTD. Full timeSenior Vice President and Vice PresidentAURIONPRO PAYMENT SOLUTIONS PTE. LTD. is seeking a seasoned Senior Vice President and Vice President to lead our sales efforts in the ASEAN and North Asia region. As a key member of our leadership team, you will be responsible for driving revenue growth and exceeding targets across the region.Key...
-
Senior Vice President and Vice President
1 month ago
London, Greater London, United Kingdom Altair Global Full timeJob Title: Senior Vice President and Vice PresidentAltair Global is seeking a highly experienced Senior Vice President and Vice President to lead our global service capabilities and regional growth initiatives.Key Responsibilities:Develop and implement strategies to advance Altair's global service capabilities and regional growth.Collaborate with sales staff...
-
Senior Vice President and Vice President
1 month ago
London, Greater London, United Kingdom Moody's Corporation Full timeJob Title: Senior Vice President and Vice PresidentWe are seeking a highly skilled and experienced Senior Vice President and Vice President to lead our Technology and Digital Economy team at Moody's Corporation.About the RoleThis strategic leadership position is responsible for navigating Moody's through the evolving landscape of IT risks and digital economy...
-
Senior Vice President and Vice President
4 weeks ago
London, Greater London, United Kingdom Moody's Investors Service Full timeJob Title: Senior Vice President and Vice PresidentAt Moody's Investors Service, we are seeking a highly skilled and experienced Senior Vice President and Vice President to join our team.About the RoleThe Senior Vice President - Risk Management Tech and Digital Economy is a strategic leadership position responsible for navigating Moody's through the evolving...
-
Senior Vice President and Vice President
4 weeks ago
London, Greater London, United Kingdom Moody's Investors Service Full timeJob Title: Senior Vice President and Vice PresidentAt Moody's Investors Service, we are seeking a highly skilled and experienced Senior Vice President and Vice President to join our team.About the RoleThe Senior Vice President - Risk Management Tech and Digital Economy is a strategic leadership position responsible for navigating Moody's through the evolving...
-
Senior Vice President and Vice President
1 month ago
London, Greater London, United Kingdom Moody's Corporation Full timeJob Title: Senior Vice President and Vice PresidentWe are seeking a highly skilled and experienced Senior Vice President and Vice President to lead our Technology and Digital Economy team at Moody's Corporation.About the RoleThis strategic leadership position is responsible for navigating Moody's through the evolving landscape of IT risks and digital economy...
-
Senior Vice President and Vice President
3 weeks ago
London, Greater London, United Kingdom Citigroup Inc. Full timeJob Title: Senior Vice President and Vice PresidentJob Summary:We are seeking a highly skilled and experienced Senior Vice President and Vice President to join our team at Citigroup Inc. This role will be responsible for leading our Compliance and Control function, ensuring that our business operations are in line with regulatory requirements and industry...
-
Senior Vice President and Vice President
3 weeks ago
London, Greater London, United Kingdom Citigroup Inc. Full timeJob Title: Senior Vice President and Vice PresidentJob Summary:We are seeking a highly skilled and experienced Senior Vice President and Vice President to join our team at Citigroup Inc. This role will be responsible for leading our Compliance and Control function, ensuring that our business operations are in line with regulatory requirements and industry...
-
Senior Vice President and Vice President
1 month ago
London, Greater London, United Kingdom Moody's Careers Full timeJob Title: Senior Vice President and Vice PresidentWe are seeking a highly skilled and experienced Senior Vice President and Vice President to lead our risk management efforts in the Technology and Digital Economy domain. As a key member of our team, you will be responsible for developing and implementing a comprehensive risk management strategy that...
-
Senior Vice President and Vice President
1 month ago
London, Greater London, United Kingdom Moody's Careers Full timeJob Title: Senior Vice President and Vice PresidentWe are seeking a highly skilled and experienced Senior Vice President and Vice President to lead our risk management efforts in the Technology and Digital Economy domain. As a key member of our team, you will be responsible for developing and implementing a comprehensive risk management strategy that...
-
Senior Vice President and Vice President
4 weeks ago
London, Greater London, United Kingdom Moody's Full timeJob Title: Senior Vice President and Vice PresidentWe are seeking a highly experienced Senior Vice President and Vice President to lead our Technology organization through the evolving landscape of IT risks and digital economy opportunities.Key Responsibilities:Develop a comprehensive risk management strategy that encompasses Technology, Information...
-
Senior Vice President and Vice President
4 weeks ago
London, Greater London, United Kingdom Moody's Careers Full timeJob Title: Senior Vice President and Vice PresidentWe are seeking a highly skilled and experienced Senior Vice President and Vice President to lead our risk management efforts in the Technology and Digital Economy domain. As a key member of our team, you will be responsible for developing and implementing a comprehensive risk management strategy that...
-
Senior Vice President and Vice President
4 weeks ago
London, Greater London, United Kingdom Moody's Full timeJob Title: Senior Vice President and Vice PresidentWe are seeking a highly experienced Senior Vice President and Vice President to lead our Technology organization through the evolving landscape of IT risks and digital economy opportunities.Key Responsibilities:Develop a comprehensive risk management strategy that encompasses Technology, Information...
-
Senior Vice President and Vice President
4 weeks ago
London, Greater London, United Kingdom Moody's Careers Full timeJob Title: Senior Vice President and Vice PresidentWe are seeking a highly skilled and experienced Senior Vice President and Vice President to lead our risk management efforts in the Technology and Digital Economy domain. As a key member of our team, you will be responsible for developing and implementing a comprehensive risk management strategy that...
-
Senior Vice President and Vice President
2 weeks ago
London, Greater London, United Kingdom caia - Jobboard Full timeJob Title: Senior Vice President and Vice PresidentThe Global Reconciliation Utility (GRU) is a critical component of our organization, responsible for defining and executing a common operating model that delivers a scalable and controlled service offering, supporting reconciliation production globally. As a Senior Vice President and Vice President, you will...
-
Senior Vice President and Vice President
1 month ago
London, Greater London, United Kingdom Moody's Careers Full timeJob Title: Senior Vice President and Vice PresidentAt Moody's, we are committed to fostering a culture of innovation and excellence in risk management. We are seeking a highly skilled and experienced Senior Vice President and Vice President to lead our risk management efforts in the Technology and Digital Economy domain.Key Responsibilities:Develop and...
-
Senior Vice President and Vice President
4 weeks ago
London, Greater London, United Kingdom Citi Full timeJob Title: Senior Vice President and Vice PresidentThe Global Reconciliation Utility (GRU) is a critical component of Citi's technology infrastructure, responsible for delivering a scalable and controlled service offering that supports reconciliation production globally. As a Senior Vice President and Vice President, you will play a key role in leading a...
-
Senior Vice President and Vice President
4 weeks ago
London, Greater London, United Kingdom Citi Full timeJob Title: Senior Vice President and Vice PresidentThe Global Reconciliation Utility (GRU) is a critical component of Citi's technology infrastructure, responsible for delivering a scalable and controlled service offering that supports reconciliation production globally. As a Senior Vice President and Vice President, you will play a key role in leading a...