Regional Compliance Manager

4 weeks ago


StokeonTrent, Stoke-on-Trent, United Kingdom Get Staffed Online Recruitment Careers Full time

Regional Compliance Manager

Our client, the largest privately-owned mortgage network in the UK, is seeking an experienced Compliance Manager to join their team. The successful candidate will be responsible for managing a risk-based monitoring program to ensure compliance with network standards and regulatory requirements.

The role involves being the primary point of contact for Appointed Representatives in an allocated region, providing high-quality face-to-face compliance support. The ideal candidate will have a sound background in compliance monitoring, risk management, and reporting processes, as well as experience of working under pressure and prioritizing tasks.

Key Responsibilities:

  • Manage a risk-based monitoring program to ensure compliance with network standards and regulatory requirements.
  • Provide face-to-face compliance support to Appointed Representatives in an allocated region.
  • Develop and maintain relationships with key stakeholders, including Appointed Representatives and network staff.
  • Contribute to the development of compliance policies and procedures.

Requirements:

  • Minimum 2 years of experience in a similar role within the financial services sector.
  • A sound background in compliance monitoring, risk management, and reporting processes.
  • Experience of working under pressure, prioritizing, and working to tight deadlines.
  • CeMAP qualification or equivalent.


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