Financial Services Expert

3 days ago


Bath, Bath and North East Somerset, United Kingdom Cathedral Appointments | South West Recruitment Full time

Cathedral Appointments | South West Recruitment invites applications for the position of Compliance Officer. Located in Somerset or South Devon, this role provides the opportunity to work for a forward-thinking Financial Services firm. With a focus on regulatory compliance, this position involves maintaining and improving policies and procedures in line with FCA rules.

Job Requirements:
  • Minimum 3 years' experience in compliance within IFA/Wealth Management, with knowledge of FCA regulations
  • Level 4 CII certification or working towards it
  • Strong organisational, analytical, and communication skills
  • Proficiency in Microsoft Office

A competitive salary of £35,000 to £45,000 per annum is offered, along with benefits including 25 days annual leave, bank holidays, and a pension scheme with 3% employer contribution. Unfortunately, sponsorship for work authorisation is not available for this position.

This Compliance Officer role requires a pro-active and diligent individual with a strong ability to manage multiple tasks and provide credible challenge to senior management. If you are passionate about regulatory compliance and wish to be part of a dynamic team, please apply.



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