Financial Services Expert
3 days ago
Cathedral Appointments | South West Recruitment invites applications for the position of Compliance Officer. Located in Somerset or South Devon, this role provides the opportunity to work for a forward-thinking Financial Services firm. With a focus on regulatory compliance, this position involves maintaining and improving policies and procedures in line with FCA rules.
Job Requirements:- Minimum 3 years' experience in compliance within IFA/Wealth Management, with knowledge of FCA regulations
- Level 4 CII certification or working towards it
- Strong organisational, analytical, and communication skills
- Proficiency in Microsoft Office
A competitive salary of £35,000 to £45,000 per annum is offered, along with benefits including 25 days annual leave, bank holidays, and a pension scheme with 3% employer contribution. Unfortunately, sponsorship for work authorisation is not available for this position.
This Compliance Officer role requires a pro-active and diligent individual with a strong ability to manage multiple tasks and provide credible challenge to senior management. If you are passionate about regulatory compliance and wish to be part of a dynamic team, please apply.
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Financial Services Coordinator
5 days ago
Bath, Bath and North East Somerset, United Kingdom Novia Financial Full timeAbout Us\Novia Financial is a leading financial technology company renowned for its 5-star service platform and multi-award-winning status. We take pride in our core behaviours—Seek Opportunity, Nurture Each Other, and Simply Get Going—which guide us in our journey.\\[separator]\The Role\We are seeking an exceptional Client Services Administrator to join...
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Administrative Manager
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Financial Services Administrator Lead
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Client and Service Delivery Expert
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Financial Planning Expert
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Client Service Coordinator
1 week ago
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Service Delivery Manager
5 days ago
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Service Delivery Manager
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Business Service Operations Manager
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6 days ago
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Senior Administrative Service Manager
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